17 C.F.R. § 249.635

Form X-17A-19, report by national securities exchanges and registered national securities associations of changes in the membership status of any of their members.

Last amended: 2016Year: 2026Length: 90 wordsOfficial source

Cite as 17 C.F.R. § 249.635 (2026)

This form shall be completed and filed by each national securities exchange or registered national securities association as required by § 240.17a-19 of this chapter within 5 business days of the occurrence of the initiation of the membership of any person or the suspension or termination of the membership of any of its members. [45 FR 39841, June 12, 1980] Editorial Note: For Federal Register citations affecting Form X-17A-19, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
Cross-references to the CFR
240.17a-19
17 C.F.R. § 249.635: Form X-17A-19, report by national securities exchanges and registered national securities associations of changes in the membership status of any of their members. | Justis AI