17 C.F.R. § 270.17a-1

Exemption of certain underwriting transactions exempted by § 270.10f-1.

Last amended: 2016Year: 2026Length: 33 wordsOfficial source

Cite as 17 C.F.R. § 270.17a-1 (2026)

Any transaction exempted pursuant to § 270.10f-1 shall be exempt from the provisions of section 17(a)(1) of the Act (54 Stat. 815; 15 U.S.C. 80a-17). [Rule N-17A-1, 6 FR 1191, Feb. 28, 1941]
Cross-references to the US Code
15:80a-17
Cross-references to the CFR
270.10f-1
17 C.F.R. § 270.17a-1: Exemption of certain underwriting transactions exempted by § 270.10f-1. | Justis AI