17 C.F.R. § 274.203

Form 4, statement of changes in beneficial ownership of securities.

Last amended: 2019Year: 2026Length: 79 wordsOfficial source

Cite as 17 C.F.R. § 274.203 (2026)

This form shall be filed pursuant to § 270.30h-1 for statements of changes in beneficial ownership of securities required to be filed pursuant to section 30(h) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(h)). (Same as § 249.104 of this chapter.) [67 FR 43537, June 28, 2002] Editorial Note: For Federal Register citations affecting Form 4, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
Cross-references to the US Code
15:80a-29
Cross-references to the CFR
249.104270.30h-1
17 C.F.R. § 274.203: Form 4, statement of changes in beneficial ownership of securities. | Justis AI