17 C.F.R. § 302.101

Appointment of receiver and trustee for covered broker or dealer.

Last amended: 2020Year: 2026Length: 29 wordsOfficial source

Cite as 17 C.F.R. § 302.101 (2026)

Upon the appointment of the Corporation as receiver for a covered broker or dealer, the Corporation shall appoint SIPC to act as trustee for the covered broker or dealer.
17 C.F.R. § 302.101: Appointment of receiver and trustee for covered broker or dealer. | Justis AI