17 C.F.R. § 302.107

Qualified Financial Contracts.

Last amended: 2020Year: 2026Length: 45 wordsOfficial source

Cite as 17 C.F.R. § 302.107 (2026)

The rights and obligations of any party to a qualified financial contract to which a covered broker or dealer is a party shall be governed exclusively by 12 U.S.C. 5390, including the limitations and restrictions contained in 12 U.S.C. 5390(c)(10)(B), and any regulations promulgated thereunder.
Cross-references to the US Code
12:5390
17 C.F.R. § 302.107: Qualified Financial Contracts. | Justis AI