17 C.F.R. § 38.605
Requirements for financial surveillance program.
Cite as 17 C.F.R. § 38.605 (2026)
A designated contract market's financial surveillance program for futures commission merchants, retail foreign exchange dealers, and introducing brokers must comply with the requirements of § 1.52 of this chapter to assess the compliance of such entities with applicable contract market rules and Commission regulations.
- Cross-references to the CFR
- 1.52