17 C.F.R. § 38.706

Denial of charges and right to hearing.

Last amended: 2016Year: 2026Length: 46 wordsOfficial source

Cite as 17 C.F.R. § 38.706 (2026)

In every instance where a respondent has requested a hearing on a charge that is denied, or on a sanction set by the disciplinary panel, the respondent must be given an opportunity for a hearing in accordance with the requirements of § 38.707 of this part.
Cross-references to the CFR
38.707
17 C.F.R. § 38.706: Denial of charges and right to hearing. | Justis AI