Federal (United States) · Session law
Pub. L. 101-550 — To amend the Federal securities laws in order to facilitate cooperation between the United States and foreign countries in securities law enforcement.
32 sections
32 sections
- Pub. L. 101-550, tit. I, sec. 101SHORT TITLE.Enacted
- Pub. L. 101-550, tit. I, sec. 102AUTHORIZATION OF APPROPRIATIONS.Enacted
- Pub. L. 101-550, tit. I, sec. 103LEASING AUTHORITY OF SECURITIES AND EXCHANGE COMMISSION.Enacted
- Pub. L. 101-550, tit. I, sec. 104CONFORMING AMENDMENTS.Enacted
- Pub. L. 101-550, tit. II, sec. 201SHORT TITLE.Enacted
- Pub. L. 101-550, tit. II, sec. 202RELEASE OF RECORDS BY THE COMMISSION.Enacted
- Pub. L. 101-550, tit. II, sec. 203SANCTIONS AGAINST BROKER OR DEALER, ASSOCIATED PERSONS, OR PERSONS SEEKING ASSOCIATION.Enacted
- Pub. L. 101-550, tit. II, sec. 204DEFINITION OF FOREIGN FINANCIAL REGULATORY AUTHORITY.Enacted
- Pub. L. 101-550, tit. II, sec. 205SANCTIONS AGAINST INVESTMENT ADVISERS OR PERSONS ASSOCIATED OR SEEKING ASSOCIATION WITH A REGISTERED INVESTMENT ADVISER OR INVESTMENT COMPANY.Enacted
- Pub. L. 101-550, tit. II, sec. 206DEFINITION OF FOREIGN SECURITIES AUTHORITY AND FOREIGN FINANCIAL REGULATORY AUTHORITY.Enacted
- Pub. L. 101-550, tit. II, sec. 207REIMBURSEMENT OF EXPENSES INCURRED IN PROVIDING ASSISTANCE TO A FOREIGN SECURITIES AUTHORITY.Enacted
- Pub. L. 101-550, tit. III, sec. 301SHORT TITLE.Enacted
- Pub. L. 101-550, tit. III, sec. 302AMENDMENTS TO 1934 ACT.Enacted
- Pub. L. 101-550, tit. III, sec. 303EFFECTIVE DATE.Enacted
- Pub. L. 101-550, tit. IV, sec. 401SHORT TITLE.Enacted
- Pub. L. 101-550, tit. IV, sec. 402DEFINITION.Enacted
- Pub. L. 101-550, tit. IV, sec. 403EXEMPTION FROM QUALIFICATION.Enacted
- Pub. L. 101-550, tit. IV, sec. 404REQUIRED TO BE REGISTERED UNDER THE SECURITIES ACT.Enacted
- Pub. L. 101-550, tit. IV, sec. 405WHEN QUALIFICATION BECOMES EFFECTIVE.Enacted
- Pub. L. 101-550, tit. IV, sec. 406PERSONS ELIGIBLE FOR APPOINTMENT AS TRUSTEE.Enacted
- Pub. L. 101-550, tit. IV, sec. 407PERSONS INELIGIBLE FOR APPOINTMENT AS TRUSTEE.Enacted
- Pub. L. 101-550, tit. IV, sec. 408DISQUALIFICATION OF TRUSTEE.Enacted
- Pub. L. 101-550, tit. IV, sec. 409PREFERENTIAL COLLECTION OF CLAIMS AGAINST OBLIGOR.Enacted
- Pub. L. 101-550, tit. IV, sec. 410BONDHOLDER LISTS.Enacted
- Pub. L. 101-550, tit. IV, sec. 411REPORTS BY INDENTURE TRUSTEE.Enacted
- Pub. L. 101-550, tit. IV, sec. 412BONDHOLDER COMMUNICATIONS.Enacted
- Pub. L. 101-550, tit. IV, sec. 413REPORTS BY OBLIGOR; EVIDENCE OF COMPLIANCE WITH INDENTURE PROVISIONS.Enacted
- Pub. L. 101-550, tit. IV, sec. 414DUTIES AND RESPONSIBILITIES OF THE TRUSTEE.Enacted
- Pub. L. 101-550, tit. IV, sec. 415DIRECTIONS AND WAIVERS BY BONDHOLDERS; PROHIBITION OF IMPAIRMENT OF RIGHT TO PAYMENT; RECORD DATES.Enacted
- Pub. L. 101-550, tit. IV, sec. 416SPECIAL POWERS OF TRUSTEE; DUTIES OF PAYING AGENTS.Enacted
- Pub. L. 101-550, tit. IV, sec. 417EFFECT OF MANDATORY TERMS.Enacted
- Pub. L. 101-550, tit. IV, sec. 418JURISDICTION OF OFFENSES AND SUITS.Enacted