Pub. L. 111-203, tit. IX, subtit. B, sec. 929L

ENHANCED APPLICATION OF ANTIFRAUD PROVISIONS.

EnactedYear: 2010Length: 110 wordsOfficial source
SEC. 929L. ENHANCED APPLICATION OF ANTIFRAUD PROVISIONS. The Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.) is amended—(1) in section 9—(A) by striking “registered on a national securities exchange” each place that term appears and inserting “other than a government security”;(B) in subsection (b), by striking “by use of any facility of a national securities exchange,”; and(C) in subsection (c), by inserting after “unlawful for any” the following: “broker, dealer, or”;(2) in section 10(a)(1), by striking “registered on a national securities exchange” and inserting “other than a government security”; and(3) in section 15(c)(1)(A), by striking “otherwise than on a national securities exchange of which it is a member”.
Pub. L. 111-203, tit. IX, subtit. B, sec. 929L: ENHANCED APPLICATION OF ANTIFRAUD PROVISIONS. | Justis AI