14 Ill. Adm. Code 130.442
Report of Sale of Securities pursuant to Section 4.G of the Act
Section 130
Section 130.442 Report of
Sale of Securities pursuant to Section 4.G of the Act
The Report of Sale of securities
sold in this State in reliance upon Section 4.G of the Act shall contain,
without limitation, the following:
a) the name, business address and telephone number of the issuer,
and as applicable, of the controlling person and dealer;
b) a description of the securities sold to residents of this
State; and
c) the date of the initial sale of securities to residents of
this State for this reporting period;