Illinois · Regulations
Subpart D
10 sections
10 sections
- 14 Ill. Adm. Code 130.420Uniform Limited Offering Exemption Pursuant to Section 4.D of the Act
- 14 Ill. Adm. Code 130.436Procedures for Applying for Trading Authorization Pursuant to Section 4(F)(2) of the Act
- 14 Ill. Adm. Code 130.440Procedures for Filing Reports of Sale under Section 4.G of the Act
- 14 Ill. Adm. Code 130.441Calculation of Number of Persons Under Section 4.G or 4.M of the Act
- 14 Ill. Adm. Code 130.442Report of Sale of Securities pursuant to Section 4.G of the Act
- 14 Ill. Adm. Code 130.490Procedures for Filing Reports of Sale under Section 4.P of the Act
- 14 Ill. Adm. Code 130.491Report of Sale of Securities Pursuant to Section 4(P) of the Act
- 14 Ill. Adm. Code 130.492Exemption from Registration for Certain Canadian Broker-Dealers and Agents and for Transactions Effected by Certain Canadian Broker-Dealers
- 14 Ill. Adm. Code 130.493Crowdfunding Pursuant to Section 4.T of the Act - Issuers
- 14 Ill. Adm. Code 130.494Crowdfunding Pursuant to Section 4.T of the Act – Internet Portals