38 Ill. Adm. Code 1075.2350
Proxy Statement – Organization Directors and Executive Officers
Section 1075
Section 1075.2350 Proxy
Statement – Organization Directors and Executive Officers
a) Furnish the information regarding organization directors and
executive officers and certain relationships and related transactions required
to be disclosed in a registration or proxy statement filed under the Securities
Exchange Act of 1934 (15 USC 78a et seq.), as amended to July 1, 1991. In
particular, see Items 401 and 404 of the "General Rules Regarding
Disclosures: Regulations S-K – Standard Instructions for Filing Forms under
Securities Act of 1933 and the Securities Exchange Act of 1934" (17 CFR
229.401 and 404, November, 1992, no subsequent dates or editions), and Item 6
of Regulation 14A of the "Rules and Regulations Under Securities Exchange
Act of 1934 (17 CFR 240.14a-101, October, 1992, no subsequent dates or
editions). Unless the context otherwise requires, the words "registrant"
and "issuer" in those regulations shall refer to the applicant and
the word "Commission" shall refer to the Director.
b) State whether control of the applicant has been exercised
through the use of proxies and the nature of the control.