Indiana · Regulations
Rule 12 — Domestic Stock Insurance Companies–Insider Trading of Equity Securities
24 sections
24 sections
- 760 IAC 1-12-1760 IAC 1-12-1 Authority to promulgate rule; purpose of rule
- 760 IAC 1-12-2760 IAC 1-12-2 Definitions
- 760 IAC 1-12-3760 IAC 1-12-3 Exempt transactions
- 760 IAC 1-12-4760 IAC 1-12-4 Beneficial ownership statements; forms
- 760 IAC 1-12-5760 IAC 1-12-5 Determination of percentage of class of equity securities owned
- 760 IAC 1-12-6760 IAC 1-12-6 Disclaimer of beneficial ownership
- 760 IAC 1-12-7760 IAC 1-12-7 Exemption of securities held by fiduciary or for account of insurer; reports
- 760 IAC 1-12-8760 IAC 1-12-8 Exemption of securities purchased or sold by odd-lot dealers
- 760 IAC 1-12-9760 IAC 1-12-9 Change in beneficial ownership
- 760 IAC 1-12-10760 IAC 1-12-10 Ownership of securities held in trust
- 760 IAC 1-12-11760 IAC 1-12-11 Exemption of small transactions
- 760 IAC 1-12-12760 IAC 1-12-12 Exemption from IC 27-2-10-2 of transactions exempt from reporting requirements
- 760 IAC 1-12-13760 IAC 1-12-13 Exemption from IC 27-2-10-2 of transactions connected with a distribution
- 760 IAC 1-12-14760 IAC 1-12-14 Exemption from IC 27-2-10-2 of acquisitions under stock bonus or stock option plans
- 760 IAC 1-12-15760 IAC 1-12-15 Exemption from IC 27-2-10-2 of redemption transactions
- 760 IAC 1-12-16760 IAC 1-12-16 Exemption from IC 27-2-10-2 of long term profits incident to sales within six months of the exercise of an option
- 760 IAC 1-12-17760 IAC 1-12-17 Exemption from IC 27-2-10-2 of acquisitions and dispositions pursuant to merger or consolidation
- 760 IAC 1-12-18760 IAC 1-12-18 Exemption from IC 27-2-10-2 of deposits or withdrawals under a voting trust or deposit agreement
- 760 IAC 1-12-19760 IAC 1-12-19 Exemption from IC 27-2-10-2 of conversion transactions
- 760 IAC 1-12-20760 IAC 1-12-20 Exemption from IC 27-2-10-2 of certain transactions involving the sale of subscription rights
- 760 IAC 1-12-21760 IAC 1-12-21 Exemption from IC 27-2-10-3 of transactions by disinterested broker
- 760 IAC 1-12-22760 IAC 1-12-22 Exemption from IC 27-2-10-3 of transactions related to a distribution
- 760 IAC 1-12-23760 IAC 1-12-23 Exemption from IC 27-2-10-3 of sales of securities to be acquired
- 760 IAC 1-12-24760 IAC 1-12-24 Arbitrage transactions by director or officer of insurer