760 IAC 1-12-9
760 IAC 1-12-9 Change in beneficial ownership
Cite as Ind. Admin. Code tit. 760, r. 1-12-9
Sec. 9. Certain Transactions Subject to Section 1 [ IC 27-2-10-1] of the Act. The acquisition or disposition of any
transferable option, put, call, spread or straddle shall be deemed such a change in the beneficial ownership of the security to which such privilege
relates as to require the filing of a statement reflecting the acquisition or disposition of such privilege. Nothing in this section, however, shall exempt
any person from filing the statements required upon the exercise of such option, put, call, spread or straddle.