KS Bulletin 2007-09
Bulletin 2007-9
Bulletin 2007-9
To:
All Insurance Companies Writing Property and Casualty Insurance
From:
Sandy Praeger, Commissioner of Insurance
Date:
November 30, 2007
Re:
Paperless Filing System / Closure of Our File Room
Beginning December 10, 2007, the Property and Casualty Division will move to a paperless
filing system in which all filings will be stored in SERFF. This Bulletin does not amend or alter
Bulletin 2007-6. It merely addresses our procedures to have SERFF as our sole filing repository.
Paper Filings
Insurance companies that submit paper filings to this agency will adhere to the following
procedures:
1. Once the Kansas Insurance Department (“KID”) receives a paper filing, we will scan it
into SERFF upon receipt. At this point in time, we will not place any size restrictions on
the filings. The filing will be reviewed in the normal fashion.
2. The closing procedures for a form filing: We will request that you submit to us a
complete list of the forms that have been approved for the program or line of coverage
filed. This request will apply only to the first form filing you submit to this Department
after the implementation of this Bulletin. The list must include the form title, form
number and the edition date if used. We will then match the list with the forms you have
on file with us, and will scan the forms that produce a match and upload them into
SERFF. If there are forms on your list that we are unable to locate, we will follow up and
request that you submit copies of these forms with our stamp of approval. This procedure
will not slow down the filing process as you will receive your approval and effective
dates and we will make this request at the end of the filing process.
3. The closing procedure for a rate, rule or loss cost filing: This filing process will be the
same as for the forms with one important distinction. At the end of the filing process for
each rate, rule or loss cost filing, we will request that you submit a complete manual if
you have rules or rates that are independent of a rating or advisory bureau. The reason
for this request is to ensure that a complete manual is readily available and does not have
to be pieced together with many filings that may span the course of several years. This
process is the same as the forms in that the request for a manual will not slow down the
approval process. You will receive the approval and / or effective dates prior to our
Bulletin 2007-___
November ___, 2007
Page 2
request. The manual may be submitted in paper or on a CD ROM. If you submit the
manual on a CD ROM, it must be in .pdf format. We will then upload it into SERFF.
SERFF Filings
Insurance companies that submit SERFF filings will adhere to the following procedures:
1. The closing procedures for a form filing: We will request that you submit to us a
complete list of the forms that have been approved for the program or line of coverage
filed. This request will apply only to the first form filing you submit to this Department
after the implementation of this Bulletin. The list must include the form title, form
number and the edition date if used. We will then match the list with the forms you have
on file with us, and will scan the forms that produce a match and upload them into
SERFF. If there are forms on your list that we are unable to locate, we will follow up and
request that you submit copies of these forms with our stamp of approval, or you can
provide the SERFF tracking number if the forms were submitted through SERFF. This
procedure will not slow down the filing process as you will receive your approval and
effective dates and we will make this request at the end of the filing process.
2. The closing procedure for a rate, rule or loss cost filing: This filing process will be the
same as for the forms with one important distinction. At the end of the filing process for
each rate, rule or loss cost filing, we will request that you submit a complete manual if
you have rules or rates that are independent of a rating or advisory bureau. The reason
for this request is to ensure that a complete manual is readily available and does not have
to be pieced together with many filings that may span the course of several years. This
process is the same as the forms in that the request for a manual will not slow down the
approval process. You will receive the approval and / or effective dates prior to our
request.
If you have any questions regarding this Bulletin, please contact Jim Newins at the Kansas
Insurance Department, 420 S.W. 9th Street, Topeka, KS 66612, or via telephone at (785) 296-
3071.