78OAG257
78OAG257
Cite as 78 Md. Op. Att'y Gen. 257
257
Summary punishments and emergency suspensions are excluded
1
from this process. Article 27, §734A.
LAW ENFORCEMENT OFFICERS
ATTORNEYS ) UNAUTHORIZED PRACTICE OF LAW ) NON-
ATTORNEY MAY REPRESENT LAW ENFORCEMENT OFFICER
BEFORE HEARING BOARD UNDER LAW ENFORCEMENT
OFFICERS’ BILL OF RIGHTS
April 12, 1993
The Honorable Rosa Lee Blumenthal
House of Delegates
You have requested our opinion whether someone who is not
an attorney may represent a law enforcement officer at the second
step, or hearing board level, of the disciplinary process under the
Law Enforcement Officers’ Bill of Rights.
For the reasons stated below, we conclude that a non-attorney
representative of the officer’s choice may represent the officer at the
hearing board.
I
Disciplinary Procedure
The Law Enforcement Officers’ Bill of Rights (“LEOBR”) sets
out a detailed process for the investigation of complaints against a
law enforcement officer.1
The initial stage is an administrative investigation that typically
would include an “interrogation” of the officer. Article 27, §728(b).
If those who conduct the investigation believe that disciplinary
action against the officer is warranted, the matter proceeds to a
second stage, a hearing before a board of fellow officers:
258
If the investigation or interrogation of a
law enforcement officer results in the
recommendation of some action, such as
demotion, dismissal, transfer, loss of pay,
reassignment, or similar action which would
be considered a punitive measure, then, ...
before taking that action, the law enforcement
agency shall give notice to the law
enforcement officer that he is entitled to a
hearing on the issues by a hearing board.
§730(a). A hearing board consists of at least three members,
themselves all law enforcement officers, appointed by the chief of
the law enforcement agency. §727(d)(1).
The hearing board conducts an evidentiary hearing, with
witnesses placed under oath and subject to cross-examination.
§730(d), (e), (f), and (h). “The hearing board conducting the hearing
shall give effect to the rules of privilege recognized by law ....” The
hearing board’s task is to prepare findings of fact and, if the hearing
board finds the officer to be guilty of the charges, a recommendation
to the chief as to an appropriate punishment. §731. The final order
of the chief is subject to judicial review under the rules governing
appeals from administrative agencies. §732.
II
Practice of Law
In our opinion, representation of a law enforcement officer
before a hearing board unquestionably involves tasks that are part of
the practice of law. The hearing is an evidentiary one, calling for
technical knowledge like the grounds for claims of privilege and
skills like the conduct of cross-examination.
This kind of representation constitutes the practice of law:
“We have no doubt that when an individual on behalf of ... another
prepares and files pleadings in a contested case before [an
administrative agency] and appears at and engages in trial by the
examination or cross-examination of witnesses, in light of the law he
has determined to be applicable and controlling and by arguing the
259
The General Assembly later amended the statute to allow such
2
representation. Chapter 465, Laws of Maryland 1992. See BOP §10-
206(b)(5).
case in writing or orally, he engages in the practice of law.” Public
Service Commission v. Hahn Trans. Co., 253 Md. 571, 580-81, 253
A.2d 845 (1969). The statutory definition of “practice of law” found
in §10-601(a) of the Business Occupations and Professions Article
(“BOP” Article) includes “representing another person before a unit
of the State government or of a political subdivision” or “performing
any other service that the Court of Appeals defines as practicing
law.” BOP §10-101(h)(1)(ii) and (iii). With certain exceptions not
pertinent here, “a person may not practice, attempt to practice, or
offer to practice law in the State unless admitted to the Bar.” BOP
§10-601(a). See also BOP §10-206(a).
In 76 Opinions of the Attorney General 41 (1991), we
concluded that a lay representative could not appear as a
representative of an employee in a county’s personnel grievance
proceeding, where such representation involved the practice of law,
without authorization in a statute or rule of court. We reach the
2
same conclusion about lay representation at the hearing board stage
of the LEOBR process.
No statute other than the LEOBR, nor any court rule, bears on
the issue. Thus, we turn to the question whether the LEOBR itself
authorizes lay representation at the hearing board stage.
III
Lay Representation
The
LEOBR
is
confusingly
inconsistent
about
lay
representation, not only before the hearing board but even at the
interrogation stage. Taking the latter first, §728(b)(10) states
unequivocally that, “[a]t the request of any law enforcement officer
under interrogation, the officer shall have the right to be represented
by counsel or any other responsible representative of his choice who
shall be present and available for consultation at all times during the
interrogation, unless waived by the law enforcement officer.”
(Emphasis added.) Yet two paragraphs earlier in the same
260
The legislative history is of no assistance. The original LEOBR,
3
Chapter 722 of the Laws of Maryland 1974, contained the same
discrepancies.
subsection, in a provision dealing with the record of the
interrogation, the statute provides that, “[u]pon completion of the
investigation and upon request of the law enforcement officer under
investigation or his counsel, a copy of the record of his interrogation
shall be made available not less than ten days prior to any hearing.”
§728(b)(8). The omission of a reference to “any other responsible
representative” of the officer’s choice in the latter provision was
apparently an oversight.
A similar inconsistency ) and, in our view, a similar oversight
) bedevils the section on hearing board procedures. §730(d) states,
in pertinent part, as follows: “Both the law enforcement agency and
the law enforcement officer shall be given ample opportunity to
present evidence and argument with respect to the issues involved.
Both may be represented by counsel.” Yet §731(a), in describing the
duties of the hearing board when it renders the decision, states that
“a copy of the decision or order and accompanying findings and
conclusions, along with written recommendations with action, shall
be delivered and mailed promptly to the law enforcement officer or
to his attorney or representative of record and to the chief.”
(Emphasis added.) If §730(d), by its omission of any reference to a
representative other than “counsel,” was intended to limit
representation at the hearing board to attorneys only, then the
reference in §731(a) to another “representative of record” would be
meaningless.
3
We prefer to read §730(d) as inadvertently omitting a reference
to another representative of the officer’s choice, because that reading
furthers the overall legislative goal. “[T]he key to legislative
interpretation is the purpose of the legislation, determined in light of
the statute’s language and context.” Eldridge v. State, 329 Md. 307,
312, 619 A.2d 531 (1993). The reference in §731(a) to the delivery
of the hearing board’s decision to the officer’s “attorney or
representative of record” is linked to another opportunity for
advocacy on behalf of the officer, namely to the chief of the law
enforcement agency, who makes the final decision. That last step in
the process may be performed by the officer’s lay representative.
We are most reluctant to suppose that the General Assembly
261
intended to fragment the process, so that a lay representative who
could appear for the officer at the beginning and end of the process
could not do so in the middle, despite the officer’s wishes.
The overall purpose of the LEOBR, after all, is to provide a set
of “procedural safeguards during investigation and hearing of
matters concerned with disciplinary action against the officer.”
Nichols v. Baltimore Police Dep’t, 53 Md. App. 623, 626, 455 A.2d
446, cert. denied, 296 Md. 111 (1983). It seems most consonant
with that purpose to read the statute as affording the officer the same
choice about a representative at the hearing board as the officer had
at the interrogation and has later, just before the final decision is
made. A law enforcement officer who appears before a hearing
board of his or her peers can be expected to make a sound judgment
whether advocacy before that forum is best done by a lawyer.
This construction of the LEOBR is supported by dicta in a
decision of the Court of Appeals. In Police Commissioner of
Baltimore City v. Dowling, 281 Md. 412, 379 A.2d 1007 (1977), the
Court discussed the relationship between §§730 and 731 in a manner
that seemed to equate the role of attorney and lay representative:
[T]he hearing board would meet and hold its
hearings under §730. Under §731 it would
make findings of fact in a concise statement
upon each issue in the case.... A copy of its
findings and recommendations would be
delivered or mailed to the officer in question,
his attorney, or other representative. The
reason for this is in order that they might take
due notice thereof and govern themselves
accordingly relative to any further presentation
to the [chief].
281 Md. at 423 (emphasis added). In context, the Court’s reference
to “or other representative” means a representative other than an
attorney at the hearing before the board.
262
IV
Conclusion
In summary, it is our opinion that the Law Enforcement
Officers’ Bill of Rights authorizes a law enforcement officer to be
represented by the person of the officer’s choice, even if the
representative is not a lawyer, at any stage of the LEOBR process
prior to court review.
J. Joseph Curran, Jr.
Attorney General
Jack Schwartz
Chief Counsel
Opinions & Advice