78OAG359
78OAG359
Cite as 78 Md. Op. Att'y Gen. 359
359
TOBACCO REGULATION
COUNTIES ) PREEMPTION ) CONSTITUTIONAL LAW ) FREEDOM
OF SPEECH ) COMMERCIAL SPEECH ) COUNTY AUTHORITY
TO RESTRICT CIGARETTE VENDING MACHINES, CIGARETTE
BILLBOARD ADVERTISING AND SMOKING IN PUBLIC PLACES
October 7, 1993
The Honorable Timothy F. Maloney
House of Delegates
You have requested our opinion whether the Prince George’s
County Council may lawfully enact legislation governing tobacco
matters. Specifically, you ask whether the Council has authority to
enact legislation that:
1.
limits or prohibits use of vending machines for the sale of
tobacco products;
2.
limits or prohibits billboard advertising of tobacco
products; or
3.
restricts smoking in public places.
For the reasons stated below, we conclude as follows:
1.
The Prince George’s County Council may not limit or
prohibit the use of vending machines for the sale of tobacco
products.
2.
Because of preemption provisions in federal law
governing cigarette advertising, county legislation to restrict
billboard advertising of cigarettes may not be based on concerns
about the public health consequences of smoking. An alternative
legislative basis, however, such as concerns about smoking by
minors, would take the restriction outside the scope of federal
360
The regulation of billboards might also fall under the zoning power
1
granted to Prince George’s County by the Regional District Act. See
Article 28, §8-101(b)(1) of the Code.
preemption. The Council may restrict or prohibit billboard
advertising of tobacco products other than cigarettes.
3.
The Council may generally restrict smoking in public
places.
I
Introduction
Prince George’s County has adopted a charter form of
government under Article XI-A of the Constitution. The Express
Powers Act grants charter counties a number of specific powers over
local affairs. See Article 25A, §5 of the Maryland Code. More
generally, such counties have broad police power authority “to pass
all ordinances, resolutions or bylaws, not inconsistent with the
provisions of this article or the laws of the State, ... as well as such
ordinances as may be deemed expedient in maintaining the peace,
good government, health and welfare of the county.” §5(S).
Given the exhaustively documented harms caused by smoking,
charter county legislation aimed at preventing or discouraging
smoking would undoubtedly further the “health and welfare of the
county.” Therefore, in the exercise of its police power, Prince
George’s County could enact any of the three kinds of legislation to
which you refer – limitations on cigarette vending machines,
limitations on billboard advertising of tobacco products, or
1
limitations on smoking in public – unless the legislation were: (i) in
conflict with, or preempted by, State law; (ii) in conflict with, or
preempted by, federal law, and therefore unconstitutional under the
Supremacy Clauses of the United States and Maryland Constitutions;
or (iii) unconstitutional for other reasons. We shall examine each of
these potential barriers to the types of legislation in question.
361
To be sure, the Allied Vending case involved municipal restrictions
2
enacted pursuant to Article XI-E of the Constitution and Article 23A, §2
of the Maryland Code. Nevertheless, the Court’s preemption analysis
would be the same, if the local enactment were by a charter home rule
county.
II
Restrictions on Cigarette Vending Machines
The police power grant in the Express Powers Act, Article
25A, §5(S), contains a proviso “that the powers herein granted shall
only be exercised to the extent that the same are not provided for by
public general law ....” A county ordinance may neither conflict
with a public general law nor legislate in a field preempted, either
explicitly or impliedly, by public general law. See, e.g., Ad + Soil,
Inc. v. County Comm’rs, 307 Md. 307, 513 A.2d 893 (1986);
Rosecroft Trotting and Pacing Ass’n v. Prince George’s County, 298
Md. 580, 471 A.2d 719 (1984); Steimel v. Board of Election
Supervisors, 278 Md. 1, 357 A.2d 386 (1976); County Council v.
Montgomery Ass’n, 274 Md. 52, 333 A.2d 596 (1975).
In a very recent decision, the Court of Appeals held that,
through enactment of a licensing scheme for cigarette vending
machines in public general law, “the General Assembly has
manifested an intent for the State to completely occupy the field of
the sale of cigarettes through vending machines rendering any local
or municipal ordinances in this area constitutionally invalid.” Allied
Vending, Inc. v. City of Bowie, 332 Md. 279, 310 (1993). This
holding answers your question whether Prince George’s County may
limit or prohibit the use of vending machines for the sale of tobacco
products – it may not.2
The Court of Appeals was quite careful in its description of the
scope of State preemption, however. The Court viewed the licensing
scheme as “‘an all-encompassing State scheme’ ... to regulate the
sale of cigarettes through cigarette vending machines.” Allied
Vending at 301 (citation omitted). The Court’s discussion of other
considerations supporting its conclusion, including the General
Assembly’s failure to enact legislation prohibiting or restricting
cigarette vending machines, was linked to the preexisting, detailed
statutory licensing scheme and its preemptive effect on “any local or
362
municipal legislation in the field of the sale of cigarettes through
cigarette vending machines ....” Allied Vending at 306. In short,
Allied Vending itself neither holds nor suggests that any other kind
of tobacco-related local enactment is preempted by State law. See
Part IVA below.
Because the State preemption issue is dispositive as to local
regulation of cigarette vending machines, we need not address any
issue under federal law.
III
Restrictions On Billboard Advertising of Tobacco Products
A.
State Preemption
Title 8, Subtitle 7 of the Transportation Article (“TR” Article)
contains a detailed licensing and regulatory scheme for outdoor
advertising. But TR §8-702(a) negates any implication that this
scheme preempts the field: “The provisions of the subtitle are in
addition to any other provisions of law that regulate or govern signs
along highways or on public property.” See also TR §8-736
(preservation of local zoning authority).
B.
Federal Preemption - Cigarette Advertising
The Federal Cigarette Labeling and Advertising Act, as
amended by the Public Health Cigarette Smoking Act of 1969, 15
U.S.C. §§1331 through 1340, governs federal preemption of
cigarette advertising. The 1965 Act required health warnings on
cigarette packages (but not on cigarette advertising) and contained
the following preemption clause: “No statement relating to smoking
and health shall be required in the advertising of any cigarettes the
packages of which are labeled in conformity with the provisions of
this Act.” Pub. L. No. 89-92, 79 Stat. 282-283, §5(b).
363
In 1972 the Federal Trade Commission entered consent orders with
3
the major cigarette manufacturers that extended the warning requirements
to cigarette print advertisements. Finally, in the Comprehensive Smoking
Education Act of 1984, Pub. L. No. 98-474, 98 Stat. 2200, Congress itself
extended warning requirements to cigarette advertisements, including
billboards. See 15 U.S.C. §1333(a)(2) and (3).
Because the statute defines “State” to include political subdivisions
4
of a state, county legislation is covered by the preemption provision as
well. Section 2 of the Act, 15 U.S.C. § 1332(3). “This preemption is
intended to include not only action by State statute but by all other
administrative actions or local ordinances or regulations by any political
subdivision of any State.” S. Rep. No. 91-566, 91st Cong., 2d Sess. 12
(1969), reprinted in 1970 U.S. Code Cong. & Admin. News 2652, 2663.
The 1969 amendments strengthened the warnings, banned
cigarette advertising in electronic communications, and modified the
preemption provision. Pub. L. No. 91-22, 84 Stat. 87. The
3
preemption clause, §5(b) of the Act, now reads as follows: “No
requirement or prohibition based on smoking and health shall be
imposed under State law with respect to the advertising or promotion
of any cigarettes the packages of which are labeled in conformity
with the provisions of this Act.” 15 U.S.C. 1334(b).
4
The Supreme Court’s decision in Cipollone v. Liggett Group,
Inc., 505 U.S. 504 (1992), addresses the scope of the preemption
provision. In Cipollone, the issue arose as a result of a state court
common law damages actions against cigarette manufacturers
brought on behalf of a lung cancer patient. The Court discussed
whether the federal law preempted a number of state common law
damage actions including, for example, a claim that the warnings in
cigarette advertising were inadequate.
In discussing the law, the four-justice plurality compared the
preemption provision of the original Federal Cigarette Labeling and
Advertising Act of 1965 with the preemption provisions after the
1969 amendments. The plurality held that the preemption clause in
the 1965 Act had preempted only “positive enactments by
legislatures or administrative agencies that mandate particular
warning labels.” 112 S.Ct. at 2618-19. The plurality rejected
arguments that the 1969 preemption language should be read as
narrowly as the 1965 language. It emphasized that “the pre-emption
provision in the 1969 Act is much broader ... and bars not simply
364
‘statements’ but rather ‘requirement[s] or prohibition[s] ...’” with
respect to the advertising or promotion of cigarettes. 112 S.Ct. at
2619. In fact, even the three justices dissenting to this part of the
opinion, who viewed the 1969 revisions to §5(b) as “generally
nonsubstantive in nature,” suggested that the word “prohibition” was
added in the 1969 amendments to the preemption provision “to
ensure that a State could not do through negative mandate (e.g.,
banning all cigarette advertising) that which it already was forbidden
to do through positive mandate ....” 112 S.Ct. at 2629 (per
Blackmun, J.).
It has been argued that §5(b), interpreted in light of the purpose
clauses of the Act, extends only to state regulation of advertising
content and should not be read to extend to state restrictions on
advertising in certain media or locations. Section 2 declares that the
Act’s purposes include protecting commerce and the national
economy from “diverse, nonuniform, and confusing cigarette
labeling and advertising regulations ....” The argument for narrowly
construing the scope of §5(b) preemption is that because restrictions
on advertising locations do not produce diverse, nonuniform, or
confusing regulations, these restrictions should not be governed by
§5(b).
The Cipollone decision, however, effectively forecloses any
reading of §5(b) other than a literal one:
In our opinion, the preemptive scope of
the 1965 Act and the 1969 Act is governed
entirely by the express language in §5 of each
Act. When Congress has considered the issue
of preemption and has included in the enacted
legislation a provision explicitly addressing
that issue, and when that provision provides a
“reliable indicium of congressional intent with
respect to state authority, ... there is no need to
infer congressional intent to preempt state
laws from the substantive provisions” of the
legislation.... [T]he other provisions of the
1965 and 1969 Acts offer no cause to look
beyond §5 of each Act.
365
In a prior letter of advice, this office reached a similar conclusion.
5
Letter from Assistant Attorney General Kathryn M. Rowe to Senator
Idamae Garrott (Feb. 6, 1991). Federal preemption does not extend to
State or local decisions about cigarette advertising on government
property, however. See letter of advice from Assistant Attorney General
Robert A. Zarnoch to Delegate Martin G. Madden (Jan. 30, 1991).
112 S.Ct. at 2618 (citations omitted). As a federal district court
recently concluded in finding that §5(b) preempted a local effort to
require a set ratio of anti-smoking ads to cigarette ads on taxicab and
other displays: “In the realm of cigarette advertising, Congress now
regulates the balance between the need to warn the public of known
health risks and the interests of the tobacco industry in advertising
cigarettes.” Vango Media, Inc. v. City of New York, 829 F.Supp.
572, 582 (S.D.N.Y. 1993).5
To summarize, Congress accepted the premise, disputed by the
tobacco industry but backed by overwhelming scientific evidence,
that smoking exacts a terrible toll on health. Acting on that premise,
Congress enacted certain disclosure requirements intended to warn
the public about the health consequences of smoking. At the same
time, in an obvious concession to the tobacco industry, Congress
reserved to the federal government alone the prerogative to decide
whether any other advertising restrictions were necessary or
desirable. Thus, state and local governments may not restrict
billboard advertising of cigarettes if a restriction is based on the
policy premise that smoking causes health problems and therefore
should be discouraged.
Conversely, a state or local government may restrict billboard
advertising of cigarettes if the restriction is based on a policy
premise other than “smoking and health” concerns. “Congress’
enactment of a provision defining the pre-emptive reach of a statute
implies that matters beyond that reach are not pre-empted.”
Cipollone, 112 S.Ct. at 2618. Cf. Pacific Gas & Elec. Co. v. State
Energy Resources Conserv. & Develop. Comm’n, 461 U.S. 190, 213
(1983) (preemption clause barring state regulation of nuclear power
plants for safety-related reasons permits regulation based on “a
nonsafety rationale”).
366
As with legislation generally, the legitimacy of billboard
6
restrictions would depend in part on the reasonableness of the rationale.
Restrictions based on deterring sales to minors would obviously be
strengthened to the extent that the legislative record contained support for
the restrictions by, for instance, including findings that the advertising
being restricted differentially impacted on minors.
We view a rationale based on the disproportionate appeal to minors
7
of billboards as a discrete and distinct form of advertising, or the
disproportionate impact on minors of certain billboard locations, as more
likely to escape §5(b) preemption than a policy to restrict billboards based
merely on the appeal of the advertising message to minors. A rationale
that does not focus on specific characteristics of billboard advertising
would as well justify banning other forms of cigarette advertising. But
such a rationale is more likely to be viewed as a subterfuge and reflects a
position already rejected in dicta by three justices in Cipollone. 112 S.Ct.
at 2629.
One potential alternative public policy basis for limiting
cigarette advertising is deterrence of an illegal activity – namely, the
sale of cigarettes to minors, which is prohibited by Article 27, §404
of the Maryland Code. Currently, some organizations in Baltimore
City are advocating restrictions on the location of cigarette billboard
advertising, apparently to reduce the promotion of cigarette use by
minors. According to press reports, the groups argue that billboard
advertising of cigarettes in residential areas should be restricted,
because this advertising specifically appeals to children, heightens
their demand for cigarettes, and so encourages illegal sales to them.6
This rationale would survive preemption only if it can be
distinguished from a prohibited public health purpose. The question,
then, is whether restrictions on advertising due to their purportedly
disproportionate appeal to an “illegal” segment of the market
constitutes a distinguishable rationale under §5(b) of the Act.7
Opponents of restrictive legislation are likely to argue that such
a rationale is merely a surrogate for health concerns – that public
policy prohibitions of sales to minors are based on health
considerations. For example, a New York City ordinance regulating
cigarette billboards based on the supposed “economic” effects of
smoking was found to be preempted because “it is impossible to
abstract Defendants’ economic rationale from the [New York law’s]
fundamental nature as a regulation based on smoking and health.”
Vango Media v. City of New York, 829 F.Supp. at 582.
367
Indeed, the prohibition in Article 27, §404 has been on the books
8
since 1886, long before the health harms of smoking were scientifically
documented.
In this passage, the Court specifically referred to a congressional
9
intent “not to proscribe the regulation of deceptive advertising.” Id. The
context of this discussion, however, especially the accompanying footnote,
(continued...)
In our view, however, there are strong grounds to believe that
billboard restrictions based on deterring sales to minors are not
preempted. A government effort to restrict smoking by minors can
legitimately be said to be based on the policy premise ) accepted by
the tobacco industry ) that minors lack the mature judgment
necessary to weigh the issues of smoking and health. As a
publication co-sponsored by the Tobacco Institute states:
Young people are aware of the claims that
smoking presents risks to one’s health ....
However, young people are not experienced
enough to use the information available to
formulate their own decisions. That’s why
decisions regarding smoking and other adult
activities, such as drinking and sexual
activities, should be made as an adult.
Tobacco: Helping Youth to Say No at 9 (1991).
When a state or local government seeks to restrict cigarette
advertising targeted at a general audience, it hopes to dampen
demand for products that it believes are unhealthy – and, because of
§5(b), only the federal government can take that action. But when
a state or local government restricts cigarette advertising that
disproportionately affects minors, it acts for a different reason: to
dampen demand among a group that cannot adequately assess the
consequences of smoking. It also acts to discourage efforts by
minors to solicit an illegal transaction. In the same publication
quoted above, the Tobacco Institute characterizes the illegality of
sales to minors as a separate reason, apart from health
considerations, for discouraging minors from smoking.
8
The Cipollone opinion emphasized that “Congress intended the
phrase ‘relating to smoking and health’ ... to be construed narrowly
....” 112 S.Ct. at 2624. Moreover, the Court approvingly quoted
9
368
(...continued)
9
makes clear the Court’s view that the narrow construction of §5(b) was
not limited to this one instance of state authority.
legislative history “‘emphasiz[ing] that the preemption of regulation
or prohibition with respect to cigarette advertising is narrowly
phrased to preempt only State action based on smoking and health.
It would in no way affect the power of any State ... with respect to
the taxation or the sale of cigarettes to minors ....’” 112 S.Ct. at
2624 n.26 (emphasis in original, citation omitted). Thus, because the
Court not only viewed “health” considerations narrowly but also
identified deterring sales to minors as a separate goal of State police
powers, we conclude that advertising restrictions intended to further
this goal are distinguishable from health concerns under §5(b).
Moreover, the framing of the preemption test in Cipollone
strengthens our conclusion. In Cipollone, the plurality stated:
The
central
inquiry
in
each
case
is
straightforward: we ask whether the legal duty
that is the predicate of the common law
damages action constitutes a “requirement or
prohibition based on smoking and health ...
imposed under State law with respect to ...
advertising or promotion,” giving that clause
a fair but narrow reading.
112 S.Ct. at 2621. Applying this test, the plurality found that certain
common law theories were preempted, but others were not. For
example, a claim based on fraudulent misrepresentation was not
preempted, because “[s]uch claims are not predicated on a duty
‘based on smoking and health’ but rather on a more general
obligation – the duty not to deceive.” 112 S.Ct. at 2624.
In Mangini v. R.J. Reynolds Tobacco Co., 21 Cal. Rptr. 2d 232
(Cal. App. 1993), the California Court of Appeals, following the
reasoning of Cipollone, addressed the question whether a cause of
action to restrict certain advertising of Camel cigarettes, based on its
alleged targeting of minors “for the purpose of inducing and
increasing their illegal purchases of cigarettes,” was preempted. The
California court first found a legal duty not to target minors in
cigarette advertising. Under California law, targeting minors is an
369
unfair business practice because, according to the court, it offends
public policy as established by the statute prohibiting sales to
minors, exploits minors who do not have the maturity to make such
decisions, and harms children by luring them into addiction. 21 Cal.
Rptr. 2d at 241. The court then found that: “Mangini’s ‘targeting of
minors’ theory of unfair advertising is not ‘based on smoking and
health’ but on the more general duty not to engage in advertising that
is against public policy, oppressive and unscrupulous, and harmful
to consumers.” 21 Cal. Rptr. 2d at 243. Because the cause of action
was premised on public policies distinct from health concerns, as
was true of some of the claims in Cipollone, §5(b) preemption did
not apply.
The court’s logic – that common law-based advertising
restrictions to prevent targeting minors are not based on health –
would be applicable to legislative restrictions on billboards that
disproportionately affect minors. Cigarette advertising in locations
that particularly impact minors also undermines public policy and
exploits minors. We view the courts as likely to find, as did the
California court, that where advertising restrictions further a public
policy separately established by statute, as in the case of illegal sales
to minors, §5(b) preemption is inapplicable. Cf. Pacific Gas & Elec.
Co. v. State Energy Resources Conserv. & Develop. Comm’n, 461
U.S. at 216 (deference owed to state assertion of regulatory purpose
that is outside zone of federal preemption).
C.
Federal Preemption ) Advertising of Smokeless and other
Tobacco Products
While Congress has also enacted a preemption provision
governing advertising of smokeless tobacco products, §7 of the
Smokeless Tobacco Education Act, P.L. 99-252, its scope is far
narrower than that governing cigarette advertising:
No statement relating to the use of smokeless
tobacco products and health, other than the
statements required by section 3, shall be
required by any State or local statute or
regulation to be included on any package or in
any advertisement (unless the advertisement is
an outdoor billboard advertisement) of a
smokeless tobacco product.
370
Article 40 of the Maryland Declaration of Rights has been
10
interpreted to provide the same protection of speech as under the First
Amendment. Freedman v. State, 233 Md. 498, 197 A.2d 232 (1964), rev’d
on other grounds, 380 U.S. 51 (1965).
15 U.S.C. §4406(b). Thus, this law on its face only preempts some
additional warning requirements for smokeless tobacco products, not
prohibitions on advertising. Furthermore, to our knowledge,
Congress has not enacted legislation intended to preempt local
regulation of advertising of other tobacco products.
D.
Constitutional Issues
The First Amendment, applicable to the States through the
Fourteenth Amendment, limits regulation of “commercial speech.”10
In Central Hudson Gas & Elec. Corp. v. Public Service Comm’n,
447 U.S. 557 (1980), the Supreme Court established a four-part test
for determining whether a regulation of commercial speech violates
the First Amendment. As a threshold matter, the First Amendment
only protects commercial speech that concerns lawful activities and
that is not misleading. Second, any restrictions of commercial
speech must be based on a substantial governmental interest. Third,
the restriction must advance the governmental interest. And fourth,
the restriction may not be more restrictive than necessary to serve
that interest. 447 U.S. at 566. In a subsequent case, Board of
Trustees v. Fox, 492 U.S. 469, 480 (1989), the Supreme Court
revised the fourth condition, requiring only that the restriction reflect
“a means narrowly tailored to achieve the desired objective.”
We begin with the premise that First Amendment protections
would be applicable to tobacco product advertising. Tobacco
products are lawful, and tobacco advertising is not necessarily
misleading.
The remaining three tests address whether the protection of
commercial speech is outweighed by governmental interests.
Restrictions will be upheld if there is a substantial governmental
interest that the restrictions directly advance by a means narrowly
tailored to achieve that interest.
371
In Dunagin v. City of Oxford, 718 F.2d 738 (5th Cir. 1983), cert.
11
denied, 467 U.S. 1259 (1984), the Fifth Circuit upheld the
constitutionality of a liquor advertising ban relying on the general welfare
of the state’s citizens but declined to uphold the ban based on the state’s
asserted interest in preventing illegal use of alcohol. In our view,
however, courts are unlikely to adopt a line of reasoning that states cannot
constitutionally restrict advertising to protect a segment of the population,
particularly if the segment to be protected comprises minors. As the
Supreme Court has emphasized, “The State has ... an independent interest
in the well-being of its youth.” Ginsberg v. State of New York, 390 U.S.
629, 640 (1968).
Although a public health basis for regulating billboard
advertising of cigarettes would surely be substantial, we have
explained above why that justification is impermissible under federal
law. Accordingly, we focus on the alternative governmental interest
in protecting minors from premature decisions to smoke and from
participation in illegal sales of cigarettes. Where, as in Maryland,
the state has a public policy established by statute in protecting
minors from cigarettes, the requisite substantial governmental
interest exists.11
The next question is whether billboard restrictions directly
advance the governmental interest in protecting minors. The
Supreme Court and a number of lower federal courts have accepted
in several contexts the common-sense proposition that reduced
advertising leads to reduced consumption, without requiring
independent evidence. See, e.g., Posadas de Puerto Rico Associates
v. Tourism Co. of Puerto Rico, 478 U.S. 328 (1968) (casino
advertising); Oklahoma Telecasters Assn. v. Crisp, 699 F.2d 490
(10th Cir. 1983), rev’d on other grounds sub nom. Capital Cities
Cable, Inc. v. Crisp, 467 U.S. 691 (1984) (alcohol advertising);
Dunagin v. City of Oxford, 718 F.2d 738 (5th Cir. 1983), cert.
denied, 467 U.S. 1259 (1984) (alcohol advertising). If the
connection is not self-evident, however, the courts may require a
demonstration of the relationship. See Adolph Coors Co. v. Brady,
944 F.2d, 1543, 1550 (10th Cir. 1991). While we cannot predict
what evidence might be available, we view as likely, in light of the
above cases, that a court would view the connection between
billboards’ having a special effect of minors and minors’ demand for
cigarettes as self-evident. See State v. Packer Corp., 297 P. 1013,
1017 (Utah 1931), aff’d, 285 U.S. 105 (1932) (“The prohibiting of
372
billboard ... advertising has a direct bearing ... in attempting to
prevent the sale to and use of cigarettes and tobacco by minors.”).
The final issue is whether the restrictions would be “narrowly
tailored to achieve the desired objective.” Here, billboard
restrictions would presumably be based on the particular impact on
minors of billboard advertising, at least in certain locations, and the
lack of parental control over such advertising. Clearly many other
advertising venues for cigarette would remain unaffected. Under
these circumstances, the courts would likely defer to legislative
judgment on the appropriate fit between the restrictions and the
objectives.
The fact that any ban on billboard advertising of cigarettes
would not affect other print advertising would enhance the position
that a ban was narrowly focused on particular kinds of advertising
resulting in disproportionate harm in terms of public policy. Further
tailoring, such as allowing billboard advertising of cigarettes in non-
residential areas, would strengthen the analysis under this prong of
Central Hudson. Such geographical tailoring might also afford to
the local enactment the protection of the Supreme Court’s “time,
place, and manner” doctrine. See, e.g., City of Renton v. Playtime
Theatres, Inc., 475 U.S. 41 (1986).
IV
Restrictions on Smoking
A.
State Preemption
With respect to restrictions on smoking, the General Assembly
has not enacted a single, comprehensive scheme of regulation.
Rather, it has enacted a disparate group of statutes that restrict or
prohibit smoking in specific places, generally confined spaces or
places where smoking might cause particular health or safety risks.
Thus, for example, a provision enacted in 1975 prohibits smoking on
intrastate buses. Article 78, §35A. In the same year, the General
Assembly passed a law prohibiting smoking on public elevators.
Article 89, §64. An even older provision, now codified in TR §7-
705(b)(2), prohibits smoking on mass transit vehicles or trains. For
obvious fire safety reasons, the General Assembly has long banned
373
An earlier law, now codified at HG §24-205(b), requires other
12
health care facilities to regulate smoking on the premises in order to
“protec[t] the health of nonsmoking patients ....” HG §24-205(d) sets out
circumstances under which smoking is permitted in certain health care
facilities.
This case involved the validity of an agency regulation restricting
13
(continued...)
smoking in fireworks plants. Article 38A, §23(b). In 1989, the
General Assembly generally prohibited smoking in hospitals. §24-
205(c)(1) of the Health-General Article, Maryland Code (“HG”
Article).
12
The only aspect of State law that addresses smoking in a
sizeable category of public places is HG Title 24, Subtitle 5, enacted
in 1988, which generally prohibits smoking “in a public area of a
retail store in this State.” HG §24-502(b). Yet even this subtitle
does not purport to regulate smoking in public places generally.
Furthermore, this subtitle expressly allows all but two counties to
enact a local law “that is more stringent than the provisions of this
subtitle.” HG §24-505(a).
This record of episodic legislative attention to the problem of
smoking in particular places does not “manifest the general
legislative purpose to create an all-encompassing State scheme ....”
Talbot County v. Skipper, 329 Md. 481, 491, 620 A.2d 880 (1993).
As the Court of Appeals stated in Mayor and City Council v. Sitnick,
254 Md. 303, 317, 255 A.2d 376 (1969), “unless a general public
law contains an express denial of the right to act by local authority,
the State’s prohibition of certain activity in a field does not impliedly
guarantee that all other activity shall be free from local regulation
and in such a situation the same field may thus be opened to
supplemental local regulation.”
The Legislature has simply not addressed the question of
smoking in the host of public places not encompassed by any of
these enactments. We discern no evidence of a legislative intent to
preclude local governments with home rule power from exercising
that authority as to the unaddressed problem of smoking in public
places generally. See Boreali v. Axelrod, 518 N.Y.S.2d 440, 442
(N.Y. App. Div. 1987).13
374
(...continued)
13
smoking in public places. Although the New York appellate court struck
down the regulation on the ground that it exceeded the agency’s authority,
the court rejected the argument that a state statute banning smoking in
libraries, museums, and theatres had impliedly preempted the field. This
legislation, the court wrote, “is of limited scope and purpose, and certainly
not a comprehensive scheme to regulate public smoking.” 518 N.Y.S.2d
at 442. The court also commented that “the Legislature’s rejection of
numerous attempts to expand this legislation ... is inherently dubious and
does not warrant the inference that [the state law] represents a definitive
State policy on the regulation of public smoking ....” Id.
In summary, we believe that State law allows Prince George’s
County and other home rule jurisdictions to enact legislation
restricting smoking in public places, so long as a local enactment
does not conflict with a State law (by, for example, purporting to
allow smoking when State law has prohibited it in a particular place)
and, in the case of local legislation restricting smoking in retail
stores, so long as the local enactment is “more stringent” than the
State law.
B.
Federal Preemption
Federal law does not preempt local restrictions on smoking in
public places. The federal statute discussed above, the Federal
Cigarette Labeling and Advertising Act, does not address restrictions
on smoking. In fact, the legislative history expressly confirms the
maintenance of state authority in this regard: “The State preemption
of regulation or prohibition with respect to cigarette advertising ...
would in no way affect the power of any State or political
subdivision of any State with respect to ... the prohibition of smoking
in public buildings, or similar police regulations.” S. Rep. No. 91-
566, 91st Cong., 2d Sess. 12 (1969), reprinted in 1970 U.S. Code
Cong. & Admin. News 2652, 2663.
C.
Constitutional Issues
In our view, restrictions on smoking would generally be upheld
against challenges under the Equal Protection or Due Process
Clauses of the Fourteenth Amendment. Smoking ordinances enacted
to protect the public health are based on the police powers of the
State and the local governments. See Welch v. Coglan 126 Md. 1,
94 A. 384 (1915) (preservation of public health is a primary function
375
“There is no longer any doubt that exposure to environmental
14
tobacco smoke ... is a cause of death and disease among nonsmokers.”
National Institutes of Health, Major Local Tobacco Control Ordinances
in the United States 5 (1993). Local restrictions on smoking in public
places are apparently fairly commonplace. As of 1989, “400 cities and
counties [had] passed ordinances restricting or banning smoking in public
places, covering a population of over 52 million or slightly more than 20%
of the total U.S. population.” D.R. Shopland et al., Toward a Tobacco-
Free Society, 17 Seminars in Oncology at 410 (1990).
of police powers). In the exercise of police powers, local
governments may impose such burdens as are reasonably necessary
and proper to ensure the general health and safety of the public.
Edgewood Nursing Home v. Maxwell, 282 Md. 422, 384 A.2d 748
(1978). Straightforward limitations on smoking in public places,
primarily designed to protect nonsmokers, meet this minimal test.
See 72 Opinions of the Attorney General 230, 236 n.6 (1987).
Accord, Fegan v. Axelrod, 550 N.Y.S.2d 552, 558-61 (N.Y. Sup. Ct.
1990); Rossie v. State/Dep’t of Revenue, 133 Wis. 2d 341, 395 N.W.
2d 801, 806-07 (1986).14
Local restrictions have been upheld even when far more
burdensome than a ban on smoking in public places. In Grusendorf
v. City of Oklahoma City, 816 F.2d 539 (10th Cir. 1987), a
firefighter challenged a city rule that required as a condition of
employment that a firefighter refrain from smoking on and off the
job as violating his liberty rights under the Fourteenth Amendment.
The court applied a low threshold for constitutional review,
upholding the requirement on the grounds that there was a rational
connection between not smoking and the required physical fitness
for the job. Because public health ordinances, such as a ban on
smoking in public places, are sustained when justified by a rational
basis, we see no Fourteenth Amendment impediment to such county
restrictions.
V
Conclusion
In summary, it is our opinion that Prince George’s County
Council may enact legislation that limits or prohibits billboard
advertising of tobacco products other than cigarettes. It may limit
376
billboard advertising of cigarettes if its limitation is based on a
rationale other than public health. The County may also restrict
smoking in public places. The County may not regulate cigarette
vending machines in any way.
J. Joseph Curran, Jr.
Attorney General
Jack Schwartz
Chief Counsel
Opinions & Advice
D. Michal Freedman
Assistant Attorney General
Editor’s Note:
Since the issuance of this opinion, the Department of Labor,
Licensing and Regulation has adopted regulations prohibiting
smoking in enclosed workplaces. COMAR 09.12.23.