03-02A
Constitutionality of LD 389, An Act to Amend the Laws Governing Municipal Citizen Initiatives and Referenda
Cite as Me. Op. Att'y Gen. 03-02A
MAINE STATE LEGISLATURE
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G. STEVEN ROWE
ATTORNEY GENERAL
Telephone: (207) 626-8800
TOO: [207] 626-8865
Senator Peggy Rotundo
Maine State Senate
STATE OF 1\IIAINE
OFFICE OF THE ATTORNEY GENERAL
6 STATE HOUSE STATION
AUGUSTA, MAINE 04333-0006
June 3, 2003
3 State House Station
Augusta, Maine 04333-1515
Re:
L.D. 389
Dear Senator Rotundo:
K.t.UtUl~f•u,., V1 • ,..__....,~.
84 HARLOW ST., 2ND FLOOR
BANGOR, MAINE 04401
TEL: (207) 94[-3070
FAx: (207) 941-3075
44 OAK STREET, 4TH FLOOR
PORTLAND, MAINE 04101-3014
TEL: (207) 822-0260
FAX: (207) 822-0259
TDD: (877) 428-8800
128 SWEDEN ST., STE. 2
CARIBOU, MAINE 04736
TEL: (207) 496-3792
FAX: (207) 496-3291
You have asked this office for an opinion as to whether L.D. 389, An Act to
Amend the Laws Governing Municipal Citizen Initiatives and Referenda, if enacted,
would violate the Maine Constitution. This legislation proposes to amend Title 3 0,
M.R.S.A., § 3001 to limit the ability of citizens to retroactively modify, repeal, revoke, or
invalidate certain final municipal actions through the initiative or referendum process.
For the reasons stated below, we believe that L.D. 389, both in its original text and as
amended by Committee Amendment "A" (H-354), would violate Article IV, Part 3, §21
of the Maine Constitution.
·
The Maine Constitution does not require municipalities to provide a referendum
process for municipal affairs. However, in granting municipalities the authority to
establish an initiative or referendum process, the Constitution reserves to the Legislature
only the power to establish a uniform method for the exercise of that authority.
Article IV, Part 3, Section 21 of the Maine Constitution reads:
The city council of any city may establish the direct initiative and people's veto
for the electors of such city in regard to its municipal affairs, provided that the
ordinance establishing and providing the method of exercising such direct
initiative and people's veto shall not take effect until ratified by vote of a majority
of the electors of said city, voting thereon at a municipal election. Provided,
however, that the Legislature may at any time provide a uniform method for the
exercise of the initiative and referendum in municipal affairs.
Nothing in Article IV, Pt. 3, §21 gives the Legislature the authority to specify or
limit the substantive areas of municipal regulation that may properly be the subject of the
referendum process. Art. IV, Pt. 3, §21 itself, of course, establishes a substantive
limitation by authorizing a municipal referendum process in regard to "municipal
PrinLed nn Recycle.ct Pn~r
2
affairs." The Law Court has de.fined "municipal affairs" to include tire "internal business
ofa municipality." Burkettv. Youngs, 135 :Me. 459,464 (1938). See also Albertv.
Town of Fairfield, 597 A.2d 1353, 1354 (Me. 1991).
Although Art. IV, Pt. 3, §21 of the Maine Constitution provides the Legislature·
with the authority to enact a uniform method for the exercise of the initiative and
referendum in municipal affairs, the Legislature has not done so. Moreover, L.D. 389
does not purport to establish a uniform method for how citizens may exercise their rights.
Instead, L.D. 389 proposes to limit the types of municipal affairs that are subject to the
municipal initiative and referendum process. This is violative of Article IV, Pt. 3, §21.1
The Legislature has broad powers to establish and modify the powers of
municipalities and to define the scope of municipal affairs. 2 Thus the Legislature has the
power to prohibit municipalities from retroactively vetoing the types of municipal actions
that are the subject ofL.D. 389." If the Legislature so acted, we do not believe that
citizens could circumvent such a prohibition through the use the initiative and referendum
process. However, the Legislature cannot directly impose such a limitation on the
I hope this information is helpful.
G. Steven Rowe
Attorney General
1 This opinion should not be read to suggest that retroactive modifications or repeals of municipal actions
are constitutionally sound simply because they were effected by an initiative or people's veto. For
example, _due process or property interests of private parties may provide a basis for a successful
constitutional challenge of such an initiative or people's veto.
2 Art. VIII, Pt. 2, § l. Municipal corporations, as public bodies, may exercise only such powers as the
Legislature has conferred upon them by law or which may have been granted to them directly by the
Constitution. Sclnvanda v. Bonney, 418 A.2d 163 (Me. 1980).