03-3
Legislative Youth Advisory Council and the Edmund S. Muskie School of Public Service
Cite as Me. Op. Att'y Gen. 03-3
MAINE STATE LEGISLATURE
The following document is provided by the
LAW AND LEGISLATIVE DIGITAL LIBRARY
at the Maine State Law and Legislative Reference Library
http://legislature.maine.gov/lawlib
Reproduced from scanned originals with text recognition applied
(searchable text may contain some errors and/or omissions)
G. STEVEN RowE
ATTORNEY GENERAL
STATE OF NlAlNE
Telephone: (207] 626-BBCO
TDD: [207) 626-8865
OFFICE OF THE A TIORl'-.fEY GENERAL
6 STATE HOUSE STATION
AuGusTA, rvL.\INE 04333-0006
Representative Rosa.ire Paradis
2 State House Station
Augusta, I'v.lE 04333-0002
July 1, 2003
03-3
REGIONAL OFFICES:
8-+ HARLOW ST., 2ND FLOOR
BANGOR, MAiNE 04..J.0 [
Ta: (207) 9-+l-3070
FAx: (207) 9-+1-3075
4-+ OAK STREET, 4TH FLOOR
PORTU.ND, M.-'1NE 04101-30[+
TEL: (207)822-0260
FAX: (207) 822-0259
TDD: (877) +28-8800
128 SWEDEN ST., STE. 2
CARIBOU, MAINE 04736
TEL: (207)+96-3792
FAx: (207) 496-329 I
RE:
Legislative Youth Advisor; Council and the Edmund S. 1'Iuskie School of
Public Ser1ice
Dear Representative Paradis:
I am writing in response to your letter of1'1ay 30, 2003, requesting guidance on
questions regarding any limitations or prohibitions that may apply to fundraising efforts
by the Legislative Youth Advisory Council, which you co-chair, or its staff, the Edmond
S. Muskie School of Public Service. Your letter listed a number of specific questions,
and we will try to respond to them in order.
1.A.
What are the legal responsibilities of the Council with resped to
overseeing or directing fundraising activities conducted by the Muskie
School in order to fund its statutory duties as staff to the Council?
Title 3 NI.RS.A. §168-A(IO), as amended by P.L. 2003, ch. 20, §F-3 (eff. July 1,
2003), directs the Edmund S. :Niuskie School of Public Service to "providefundi.ng and
staff assistance to the council.from within its existing budgeted resources or from grants
received by the school for that pwpose." The language of this amenQ_ment to the
Legislative Youth Advisory Council statute seems to provide a clear directive to the
Iviuskie School to either absorb the cost of staffing your committee or to fund those staff
costs on its own through grants. The J\IIuskie School is a part of the University of Maine
System, which is "an instrumentality and agency of the State" pursuant to 20-A NI.RS.A.
§10903, independent from the Council and the Legislature. The University ofiviaine
System receives an annual appropriation from the Legislature, but the governing body of
the Ur1iversity decides hov1 to allocate those funds- among the various ca...rnpuses and
schools ·within the system. The new language in subsection 168-A(IO), enacted as part of
the recent budget bill, indicates that the Legislature is not providing any additional
funding to the University oflviaine System, or to the Muskie School, for tbis specific
purpose. It is up to the Muskie School and/or the University of ::Vlaine System, however,
to decide whether to seek additional fundin2: from outside sources for these nurposes,
-
i
-
2
and, if so, how to go about doing so. In any event, the Council would appear to have no
legal responsibilities to oversee or direct any fundraising efforts that lviuskie may choose
to undertake. Of course the Council may request infow1ation from Nfuskie or otherwise
monitor fundraising efforts should it choose to do so.
1.B.
Are the records of lVlnslrie's fundraising activities and any accounting
records of funds received or expended as a result of those activities
considered public records under the provisions of 3 IVI.R.S.A. §16S-A(9)?
Although this subsection of the Council's statute expressly provides that "all
records of the council" are "public records" under the Freedom of Access Act, I
.M.R.S.A. §402(3), it does not address the extent to which records of the Jviuskie School
would be considered records of the Council. The Freedom of Access Act has very broad
application by its own terms, however, and defines "public record" to include "any
written, printed or graphic matter or any mechanical or electronic data compilation . __
that is in the possession or custody of an agency or public official of this State ... and has
been received or prepared for use in connection with the transaction of public or
governmental business." IM.RS.A §402(3). As noted above, the University oflvfaine
System is an "agency" of the state, pursuant to 20-A M.R. S .A.§ I 0903, and providing
funding and staff assistance to the Legislative Youth Advisory Council would be
considered the transaction of public or governmental business. There are a number of
exceptions to the definition of"public record" listed in the Freedom of Access Act,
including "records that have been designated confidential by statute." We are not aware
of any specific statute that would make grant writing or other fundraising activities of the
schools at the University confidential, but that question perhaps should be posed to the
University Counsel's Office as the legal advisors to the schools and campuses within the
University oflvfaine System_
2.
What is the legal position of the lVIuskie School if outside funding is
not available to pay for their staffing support to the Council? Does the
statutory provision that directs Muskie to staff the Council compel the
Muskie School to staff the Council even if that means absorbing those costs
within existing budget resources of the Muskie School or the University of
l\'faine System?
Once again, questions as to the legal position of the Muskie School would best be
addressed to its own legal counsel. Our reading of the plain language of3 M.RS.A
§168-A(l0), as noted above, is that it directs the Muskie School to provide staff
assistance to the Council "from within its existing budgeted resources or from grants."
The reference to "existing budgeted resources" could include the University's annual
appropriation from the Legislature since that is a general appropriatior½ ;.~1J.,jch the
University has authority to allocate among the schools and campuses within the system.
If those resources are not sufficient and/or grants are not :forthcoming, the Muskie School
nonerheless wouid appear to remain obligated to assist the Council.
0 .J
3.
Can the Council itself participate in fundraising activities in order to
secure funding to aHow the Council to function as required by statute? If so,
what prohibitions or limitations would apply to the Council or its legislative
members with respect to those activities?
The answer to this question depends, in part, on the nature of the fundraisi..T1g
activities you are contemplating. If the Council wishes to provide a general letter of
support to the 1foskie School for inclusion in one or more grant applications to support
the work of the Council, for exa.i-np1e, that would seem to be permissible. n: on the other
hand, individual Council members wish to solicit contributions to the Niuskie School to
support staff work for the Council, they should be mindful of the restrictions on
solicitation by legislators set forth i..TJ. the conflict of interest statute, l ~1.R.S.A. §1014, as
well as the Bribery and Corrupt Practices Act, 17-A:Nf.R.S.A. §§601-605. 1 Even though
the Council members, in this circumstance, would be soliciting donations on behalf of a
public entity, as opposed to for any personal gain, it might still be wise to avoid seeking
contributions from any person who the Council member knows or reasonably should
know is making the donation to in±1uence the member in the performance of his or her
duties. 2 A "public servant" includes any person participating as an advisor or consultant
in performing a governmental function.and, thus, could include all members of the
Council, not just legislators. 17-A l\tIR.S.A. §2.
I hope this information is helpful to you. If you have additional questions or need
further clarification, please let us know.
1 17-A M.R.S.A. §605(1) provides, in pertinent part:
Sincerely,
h. ~~lb<--
G. STEVEN ROWE
ATTORNEY GENERAL
1. A person is guilty of improper gifts to public servants if:
A. Being a public servant that person solicits, accepts or agrees to accept any pecuniary beneiit
from a person if the public servant knows or reasonably should know that the purpose of the donor
in making the gift is to influence the public servllilt in the performance of the public servant's
official duties or vote, or is intended as a reward for action on the part of the public servant[. J
l M.R.S.A. §1014(l)(B) makes it a conflict of interest for a legislator to accept gifts •'from persons a±fecred
by legislation or who have an imerest in a business mected by proposed legislation, where it is knmvn or
re.1sonably shouid be knov.11 that the purpose of the donor in making the gift is to influence the Legislator
i..11 the performance of his official duties or vote, or is intended as a reward for action on his part."
2 See Opinion of the .:·\.ttomey General #81-19 (recommending to then Senator Judy C. Kany that she
exercise similar c::mtion in soliciting donations to tile .I(cnnebec River Furure Commission).