If the complaint does not fall within routine violations as determined by the

If the complaint does not fall within routine violations as determined by the Executive Secretary or other designee of the Executive Committee under Enforcement Rule 10.2, the complaint and response if one has been submitted shall be referred to the Executive Committee as a whole, which may take one of the following actions: (1) Find that a violation has occurred, determine an appropriate penalty pursuant to the guidelines described in Enforcement Rule 7.1, and return it to the Executive Secretary to issue a citation to the respondent which includes the contents described in Enforcement Rule 5.1; (2) Find that a violation has not occurred, inform the complainant accordingly, and dismiss the complaint; or (3) Find that further investigation of the complaint is required, and proceed according to Enforcement Rule 6.1. Complainant shall be notified when a citation is issued to Respondent pursuant to any Enforcement Rule.