Confidential Records

Confidential Records. Confidential records may only be released as prescribed in this regulation. Confidential records include, but are not limited to: (a) Agency work product; (b) Applicant records; (c) Financial records; (d) Transcripts of investigative and other closed hearings including, but not limited to, work permit and personnel hearings; (e) Preliminary filings with the Commission by applicants, licensees, or registered publicly traded corporations including, but not limited to: 1. Preliminary documents filed by publicly traded corporations with the United States Securities and Exchange Commission; and 2. Reorganization and financing proposals; (f) Work permit records, lists of work permit holders, and records of persons engaged in the gaming industry acquired or compiled by the Commission; (g) Records or data provided to members, agents, and employees of the Commission on the assurance that such information will be held in confidence and treated as confidential information; (h) Records or data provided to members, agents, or employees of the Commission with a request for confidentiality, which request has been granted by the Executive Director or the Commission Chairman; (i) Any records required to be submitted to the Commission which contain information that is privileged, unless the holder of the privilege has waived the privilege; (j) Licensees' responses to orders to show cause; (k) Documents that are confidential under the Act, these regulations, or other law, proffered or introduced as evidence in contested matters, provided such documents are received in evidence as confidential exhibits; (l) Those documents or portions of documents filed in contested matters under seal pursuant to section 3 of this regulation; (m) Internal control systems submitted by applicants or licensees; (n) Correspondence containing information deemed confidential by applicable law or regulation; and (o) Any records which contain any information relating to confidential investigations or confidential informants of the Commission. (Adopted: 09/25/1991.)