Rule 5-304 NMRA
Rule 5-304. Pleas.
A. Alternatives.
(1)
In general. The attorney for the state and the attorney for the defendant, or
the defendant when acting pro se, may engage in discussions with a view toward
reaching an agreement that, on the entering of a plea of guilty or no contest to a
charged offense or to a lesser or related offense, the attorney for the state will move for
dismissal of other charges, or will recommend or not oppose the imposition of a
particular sentence, or will do both. A judge who presides over any phase of a criminal
proceeding shall not participate in plea discussions. A judge, or judge pro tempore, not
presiding over the criminal proceeding, may be assigned to participate in plea
discussions to assist the parties in resolving a criminal case in a manner that serves the
interests of justice.
(2)
With the approval of the court and the consent of the state, a defendant
may enter a conditional plea of guilty or no contest, reserving in writing the right, on
appeal from the judgment, to review of the adverse determination of any specified pre-
trial motion. A defendant who prevails on appeal shall be allowed to withdraw the plea.
B. Notice. If a plea agreement has been reached by the parties which contemplates
entry of a plea of guilty or no contest it shall be reduced to writing substantially in the
form approved by the Supreme Court. The court shall require the disclosure of the
agreement in open court at the time the plea is offered and shall advise the defendant
as required by Paragraph F of Rule 5-303 NMRA. If the plea agreement was not made
in exchange for a guaranteed, specific sentence and was instead made with the
expectation that the state would only recommend a particular sentence or not oppose
the defendant’s request for a particular sentence, the court shall inform the defendant
that such recommendations and requests are not binding on the court. Thereupon the
court may accept or reject the agreement, or may defer its decision for acceptance or
rejection until there has been an opportunity to consider the presentence report.
C. Acceptance of plea. If the court accepts a plea agreement that was made in
exchange for a guaranteed, specific sentence, the court shall inform the defendant that
it will embody in the judgment and sentence the disposition provided for in the plea
agreement. If the court accepts a plea agreement that was not made in exchange for a
guaranteed, specific sentence, the court may inform the defendant that it will embody in
the judgment and sentence the disposition recommended or requested in the plea
agreement or that the court’s judgment and sentence will embody a different disposition
as authorized by law.
D. Rejection of plea. If the court rejects a plea agreement, the court shall inform
the parties of this fact, advise the defendant personally in open court that the court is
not bound by the plea agreement, afford either party the opportunity to withdraw the
agreement and advise the defendant that if the defendant persists in a guilty plea or
plea of no contest the disposition of the case may be less favorable to the defendant
than that contemplated by the plea agreement. This paragraph does not apply to a plea
for which the court rejects a recommended or requested sentence but otherwise
accepts the plea.
E. Plea agreement deadline. A plea agreement between the parties that would
eliminate the need for a trial shall be submitted for the court’s consideration by a
deadline set in the court’s discretion, but in any event, no plea agreement shall be
entered into later than five (5) days before the scheduled date for jury selection or
commencement of a bench trial. The court shall set a hearing within the plea deadline at
which the defendant’s presence is required and at which the defendant has an
opportunity to consider any plea offer.
F. Untimely plea agreements. A request for the court to approve an untimely plea
agreement less than five (5) days before the scheduled date for jury selection or
commencement of a bench trial shall not be granted except on a written finding by the
judge of extraordinary circumstances that excuse the untimely submission of the
agreement. If the court denies a request to accept an untimely plea agreement, the
case shall proceed to trial on the scheduled date.
Notwithstanding the denial of a request to accept an untimely plea agreement, a
defendant may elect to plead guilty to all legally permissible charges leaving full
sentencing discretion with the court, or the prosecution may elect to dismiss any and all
charges any time before or during trial.
G. Inadmissibility of plea discussions. Evidence of a plea of guilty, later
withdrawn, a plea of no contest, or of an offer to plead guilty or no contest to the crime
charged or any other crime, or of statements made in connection with any of the
foregoing pleas or offers, is not admissible in any civil or criminal proceeding against the
person who made the plea or offer.
H. Determining accuracy of plea. Notwithstanding the acceptance of a plea of
guilty, the court should not enter a judgment on such plea without making such inquiry
as shall satisfy it that there is a factual basis for the plea.
I. Form of written pleas. A plea and disposition agreement or a conditional plea
shall be submitted substantially in the form approved by the Supreme Court.