1996-F2
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Cite as N.Y. Op. Att'y Gen. No. 1996-F2
NY CONST ART XIV §§ 1, 3; ENVIRONMENTAL CONSERVATION LAW
§ 9-0105(15).
The Department of Environmental Conservation may not issue
four temporary revocable permits to authorize installation of
electrical cable and other equipment on the beds and shorelines
of Raquette Lake and Big Moose Lake.
February 22, 1996
Hon. Michael D. Zagata
Formal Opinion
Commissioner, Department of
No. 96-F2
Environmental Conservation
50 Wolf Road, Rm. 608
Albany, NY 12233-1500
Dear Commissioner Zagata:
Your counsel has asked whether the Department may issue four
temporary revocable permits ("TRPs") to the Niagara Mohawk Power
Corporation to authorize the installation of electrical cable on
the beds of Raquette Lake and Big Moose Lake, which lie in the
forest preserve. Five private residences would receive power
through the issuance of three TRPs applicable to Raquette Lake.
Eight private residences would receive power through issuance of
a TRP applicable to Big Moose Lake. Significantly, these eight
residences can obtain power through lines on private land outside
the forest preserve.
The Department is authorized to issue permits for the
temporary use of the forest preserve. Environmental Conservation
Law § 9-0105(15). You state that the sole purpose of the
proposed cables is to provide electrical service to these
thirteen private seasonal residences, represented in the four
applications.
You also note that in addition to the installation of the
submarine cables, the diagrams submitted with the applications
indicate that switchgear, padmount transformers, and/or wooden
transformer houses would be constructed on the shore near the
private residences at points where the submarine cables both
enter and exit the water. After construction, the submarine
cables and associated onshore structures will remain on the beds
of the lakes and the onshore areas for the duration of the
permit.
The inquiry arises because Article XIV, § 1 of the State
Constitution in part provides that
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The lands of the state, now owned or hereafter acquired,
constituting the forest preserve as now fixed by law, shall be forever
kept as wild forest lands. They shall not be leased, sold or
exchanged, or be taken by any corporation, public or private, nor
shall the timber thereon be sold, removed or destroyed.
This unique and stringent constitutional safeguard has protected
the forest preserve for 100 years.
The purpose of the constitutional provision, as indicated by
the debates in the Convention of 1894, was to prevent the
cutting, destruction or sale of timber as had previously been
permitted by the Legislature to the detriment of the forest
preserve. Association for the Protection of the Adirondacks v
MacDonald, 253 NY 234, 239-240 (1930). The preservation of the
forest would in turn preserve the watershed feeding the mountain
streams and lakes which eventually feed the rivers. Revised
Record of the Constitutional Convention of the State of New York,
1894, Vol IV, pp 130-134. To accomplish this purpose, it was
thought necessary to close the gaps in the law and to prohibit
the cutting or removal of trees to a substantial extent.
MacDonald, supra, pp 239-240. The intention was to establish a
strict provision that would prohibit the abuses that had occurred
and to preserve the land as a recreational resource for the
people of the State. Constitutional Convention, supra,
pp 155-156; Kenwell v Lee, 361 NY 113, 117 (1933).
While MacDonald dealt with the cutting of trees for a
bobsled run, it provides guidance in construing the "forever
wild" provision. In MacDonald, the Court of Appeals, in dicta,
emphasized that the forest preserve is for use by the public.
The Forest Preserve is preserved for the public; its benefits are for
the people of the State as a whole. Whatever the advantages may be
of having wild forest lands preserved in their natural state, the
advantages are for every one [sic] within the State and for the use of
the people of the State. Unless prohibited by the constitutional
provision, this use and preservation are subject to the reasonable
regulations of the Legislature.
. . .
What regulations may reasonably be made by the Commission for
the use of the park by campers and those who seek recreation and
health in the quiet and solitude of the north woods is not before us in
this case. The Forest Preserve and the Adirondack Park within it are
for the reasonable use and benefit of the public, as heretofore stated.
A very considerable use may be made by campers and others without
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in any way interfering with this purpose of preserving them as wild
forest lands.
McDonald, supra, pp 238-241.
Any development in the forest preserve which is not
consistent with Article XIV, § 1 must be specifically authorized
by constitutional amendment. In the past, amendments have been
adopted by referenda to allow for the construction and
maintenance of particular highways, ski trails, land fills and an
airport. NY Const, Art XIV, § 1. These amendments to the
Constitution allowing for development in the forest preserve have
been strictly construed. 1933 Op Atty Gen 395; 1954 Op Atty Gen
157; 1990 Op Atty Gen No. 90-F4.
In responding to the question you have raised, we must take
into consideration the strict construction of the "forever wild"
provision as indicated by the debates before the Constitutional
Convention, the amendments to the Constitution to allow
inconsistent uses and their strict construction, and by the Court
of Appeals in MacDonald.
Raquette Lake and Big Moose Lake are indisputably part of
the forest preserve. While obviously the laying of cable on the
lake bed poses no threat to wooded areas, the Constitution
prohibits the sale, lease or exchange or taking by any
corporation of any land that is part of the forest preserve. The
prohibition applies not only to wooded areas but to all forest
preserve land. Further, as indicated earlier, the debates
demonstrate an intent to preserve the watershed feeding the
streams and lakes which in turn serve as a source of water for
the rivers. In that the two lakes are protected by this
constitutional provision, we must consider whether the grant of
these TRPs to place cable on the beds of the two lakes within the
forest preserve constitutes the grant of an interest in forest
preserve land that is prohibited.
It is a general principle of real property law that the name
an interest is given in the document creating it is not
determinative of the actual nature of that interest. G.L. &
P.J.R.R. Co. v N.Y. & G.L.R.R. Co., 134 NY 435, 439 (1892); Lordi
v County of Nassau, 20 AD2d 658, 659 (2d Dept 1964); see,
Saratoga State Waters Corp. v Pratt, 227 NY 429 (1920). This
principle is evident in prior opinions concluding that TRPs for
use of reforestation or forest preserve land were in fact an
impermissible grant of a permanent interest in these lands.
See, e.g., 1975 Op Atty Gen 46; 1954 Op Atty Gen 170; 1925 Op
Atty Gen 170.
In a prior opinion, for example, we concluded that the
Department did not have authority to grant a "temporary revocable
license" for the construction of an electrical transmission line,
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steel support towers and access route through reforestation areas
which, under Article XIV, § 3 may not be leased, sold or
exchanged, or be taken by any corporation, public or private.
1975 Op Atty Gen 46. The opinion reasons that the nature of the
interest created by the proposed license depended on the intent
of the parties and the nature and physical characteristics of the
usage.
[T]he nature of the interest which would be created by the proposed
"license" is not fixed by the label placed thereon but depends upon
the intent of the parties and the nature and physical characteristics of
the usage. . . .
. . . Such clearing operations and construction . . . negate any
possibility that the Department of Environmental Conservation
could, as is the basic characteristic of a "temporary revocable
license", resume full possession and control at will.
Furthermore, since Public Service Law, § 126(1)(d),
specifically provides that the Public Service Commission may not
approve construction of a major utility transmission system unless
"* * * such facility conforms to a long-range plan for expansion of
the electric power grid of the electric systems serving this state * * *
"(emphasis added), and the physical characteristics and immense
construction cost of such a line clearly establish that a permanent
usage is intended, it is beyond cavil that the proposed transmission
line is to be constructed, operated and maintained on a permanent,
rather than a temporary, basis.
The temporary license in fact constituted the grant of a
permanent interest in the land in violation of the Constitution.
Also, the proposed use was found to be inconsistent with
reforestation purposes. 1975 Op Atty Gen 46 at 48-49, revd on
other grounds, 1975 Op Atty Gen 49. Therefore, characterization
of a TRP as temporary and revocable is not controlling in the
presence of facts which indicate that a more permanent interest
would be granted by your Department.
As in these prior opinions, the facts in your request
indicate that the Department would be granting a more permanent
interest in forest preserve land. Your Department has informed
us that it does not foresee that the four TRPs for electrical
cable would be revoked at any future date. It is clear that the
installation of the cable to provide electricity to these
thirteen private residences would necessitate an investment by
Niagara Mohawk. The installation would necessitate the
construction of switchgear, padmount transformers, and/or wooden
transformer houses at points where the submarine cables both
enter and exit the water. The transformers, which are about two
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1In two prior opinions, we concluded that the Department's
predecessor could grant permits for the construction of power and
telephone lines across forest preserve lands if it made a
determination that the wild forest character of the lands would
not be impaired by the proposed construction. 1945 Op Atty Gen
168; 1949 Op Atty Gen 132. Neither opinion considered the
question whether the proposed permit would grant an interest in
the forest preserve lands that was prohibited by the
Constitution. In the 1945 opinion, however, the facts indicate
that power would be provided not only to the owner of a cottage
but, in all likelihood, to a public campsite operated by the
Department bringing the line within the public use exception
recognized by MacDonald, supra. The analysis in the 1949
opinion, however, is constitutionally defective in that no
consideration was given to whether an interest in property was
granted in violation of Article XIV.
feet high, would be placed on concrete pads that measure three
feet by three feet. These considerations and the fact that the
cable would be a source of amenities for the residences, such as
heat and light, militates against treating the permits as
temporary. Thus, it appears at the outset that the parties to
the TRPs envision transfer of an interest that is neither
temporary nor readily revocable.
Applying the reasoning in MacDonald, supra, the cable would
not serve a public use permitted in the forest preserve. It
would not benefit the public at large by facilitating the
enjoyment of the preserve. For example, the cable would not
provide electricity to a public campground or visitor station.
It is proposed strictly to provide electricity to thirteen
private residences. While we recognize that the cable would have
a minimal aesthetic impact--it is below the water line and the
Department has indicated that it would not adversely affect
marine life or navigation--these factors are not constitutionally
germane.
We are constrained by the absolute language of the
constitutional provision that land in the forest preserve shall
not be leased, sold or exchanged, or be taken by any public or
private corporation (People ex rel. Turner v Kelsey, 180 NY 24,
26 [1904]; People v Douglass, 217 App Div 328, 329-330 [3d Dept
1926]) and by the strict interpretation given to the "forever
wild" provision by the courts. Kenwell v Lee, supra. Applying
the above reasoning to the facts presented, we conclude that the
grant of the permits requested would constitute the granting of
an interest in land prohibited by Article XIV, § 1 of the
New York State Constitution.1 The grant would be neither
temporary nor revocable.
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Alternatives may exist, however, for the obtaining of
electricity. The eight residences on Big Moose Lake, according
to your staff, can receive electricity through overhead lines on
private property outside the forest preserve. The other five
residences on Raquette Lake presumably could utilize generators
to obtain electricity.
We conclude that the Department of Environmental
Conservation may not issue four temporary revocable permits to
authorize installation of electrical cable and other equipment on
the beds and shorelines of Raquette Lake and Big Moose Lake.
Very truly yours,
DENNIS C. VACCO
Attorney General