1995-F8
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Cite as N.Y. Op. Att'y Gen. No. 1995-F8
Opn. No. 95-F8
STATE ADMINISTRATIVE PROCEDURE ACT, ART 3, § 307; L 1995 CH 645; L 1985 CH 469
As amended by L 1995 ch 645, section 307(3)(a)'s indexing requirements are now expanded to include
those final determinations that arise out of a statute specifically providing affected parties with an
opportunity to be heard.
December 7, 1995
Leslie R. Byrd, Esq. Formal Opinion
General Counsel No. 95-F8
New York State Division
of Housing and Community Renewal
One Fordham Plaza
Bronx, New York 10458
Dear Ms. Byrd:
You have requested a formal opinion from this office as to how the New York State Division of
Housing and Community Renewal (DHCR) should interpret the Legislature's 1995 amendment to State
Administrative Procedure Act (SAPA) Article 3. Specifically, you ask whether section 307's expanded
indexing requirements will hereafter mandate the indexing of all written final determinations in which
DHCR has provided affected parties with an "opportunity to be heard," or whether the scope of chapter
645 of the Laws of 1995 is limited to those determinations that arise out of a statute specifically
providing affected parties with an opportunity to be heard. We understand you are concerned that, by
implementing an unnecessarily expansive reading of chapter 645, DHCR will index several thousand
more determinations annually than is actually required by amended SAPA § 307(3)(a), all at
considerable cost to the agency.
We have concluded that unless an explicit statutory "opportunity to be heard" requirement is present, the
new indexing requirements of section 307(3)(a) will not be triggered. As amended, section 307(3)(a)
provides that
Each agency shall maintain an index by name and subject of all written final decisions,
determinations and orders emanating from adjudicatory proceedings. For purposes of this
subdivision, such index shall also include by name and subject all written final decisions,
determinations and orders rendered by the agency pursuant to a statute providing any party
an opportunity to be heard, other than a rulemaking.Such index and the text of any such
written final decision, determination or order shall be available for public inspection and
copying. Each decision, determination and order shall be indexed within sixty days after
having been rendered.
SAPA § 307(3)(a), as amended byL 1995, ch 645. Emphasis added. Current DHCR policy, based upon
what you describe as either "regulation [or] due process considerations," provides affected parties with
notice and an opportunity to be heard in a variety of non-adjudicatory proceedings. You explain that this
policy is based upon provisions of DHCR's general enabling statutes, none of which specifically provide
a party with an opportunity to be heard. In these instances, you inquire whether the amendment to SAPA
requires indexing.
In our view, the amendment is clear on its face in requiring indexing as to determinations, decisions and
orders in which "a statute [has provided] any party with an opportunity to be heard." A specific statutory
authorization for party input initiates the indexing requirement. See, Lea v Lea, 182 Misc 396 (1944)
(where a statute is clear and unambiguous, the law must be construed and enforced as written); see also,
People ex rel. New York C. & H. R. R. Co. v Woodbury, 208 NY 421 (1913) (where the words of a
statute are clear and without ambiguity, attempts at construction are superfluous).
An understanding of the context in which the amendment was designed is a further indication that the
Legislature meant precisely what it said. All final determinations arising out of adjudicatory proceedings
are covered by SAPA's indexing requirement--not only those in which notice or an opportunity to be
heard is required by statute. See, SAPA § 307. Consequently, meaning should be given to the language
of the 1995 amendment when it adds to the list of final determinations to be indexed only those non-
adjudicatory determinations where a statute provides for party input.
We note that the Legislature previously has expanded SAPA's indexing requirements in a comparable
manner. In 1985, the Legislature provided that, with respect to licensing proceedings, laws which
expressly afford an opportunity for a hearing are deemed to be subject to indexing requirements. See, L
1985 ch 469, amendingSAPA § 401(1). This 1985 amendment was designed to be an incremental
increase of the scope of proceedings required to be indexed. See, Bill Jacket, L 1985 ch 469.
Amended section 307(3)(a) is another such incremental increase. We, therefore, conclude that under
section 307(3)(a), DHCR is only required to index those final determinations that arise out of a statute
specifically providing affected parties with an opportunity to be heard.
Sincerely,
Dennis C. Vacco
Attorney General