99-011
Witness fees and expenses
Cite as 1999 Ohio Op. Att'y Gen. No. 99-011
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OPINION NO. 99-011
Syllabus:
1.
Lay witnesses who appear in proceedings before a state agency are
entitled to receive the witness fees and mileage set forth in RC.
2335.05, unless a more specific provision of law applicable to the
particular state agency or type of proceeding at which the witness
appears or a more specific provision of law governing payment of
specific categories of witnesses supersedes the provisions of R.C.
2335.05.
2.
Pursuant to RC. 2711.06, witnesses in arbitration proceedings con
ducted in accordance with RC. 2711.01-.16, are entitled to the witness
fees and mileage prescribed by R.C. 2335.06, unless the terms of an
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applicable collective bargaining agreement specify a different fee to be
paid to persons subject to the agreement.
3.
Although state agencies do not, as a general rule, have authority to pay
witnesses an amount in excess of the customary witness fees and
mileage or [or expenses actually and necessarily incurred in appearing
in agency proceedings, if a state agency reasonably finds that payment
of additional amounts or expenses in a particular instance is necessary
to the performance of its powers and duties and if no statute prohibits
the payment of such additional amounts or expenses, the agency pos
sesses the implied authority to pay such additional amounts or ex
penses, so long as sufficient funds have been appropriated to the agen
cy and are otherwise available for that purpose. Similarly, if a state
agency possesses the express authority to establish its own procedures,
it may authorize, as part of its procedures, the payment of actual and
necessary expenses of witnesses who appear before it, so long as pay
mti1t of witness fees by that agency, in the particular type of proceed
ing, or to a particular category of witness is not otherwise expressly
provided by statute.
4.
Whether a witness who appears before a state agency without having
been subpoenaed is entitled to be paid the witness fee and mileage
payable to witnesses in such a proceeding depends upon the condi
tions imposed by law upon the payment of witness fees in that agency
or proceeding.
5.
A state employee is entitled to a fee that is different from that payable
to other witnesses who appear in a particular proceeding before a
state agency if either the statutes or rules governing the proceeding
before the agency authorize a different fee or if the provisions of an
applicable collective bargaining agreement require payment of a dif
ferent fee.
6.
The compensation which an expert witness engaged by a state agency
pursuant to a personal services contract is entitled to receive for his
services, as well as the services to be provided by the expert, are
dictated by the terms of the contract of employment. An expert who
testifies in a state agency proceeding is entitled to receive the fees and
mileage payable to lay witnesses in such proceeding, so long as the
expert witness satisfies any conditions imposed upon lay witnesses in
the receipt of such fees and mileage.
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To: Thomas W. Johnson, Director, Office of Budget and Management, Columbus, Ohio
By: Betty D. Montgomery, Attorney General, February 2, 1999
Your predecessor requested an opinion concerning the authority of state agencies to
pay fees and other expenses to witnesses in a variety of situations. I The request specifically
asks:
1.
Does Revised Code Section 2711.06 require that witnesses in arbitra
tion hearings shall be paid for attendance and mileage in accordance
with Revised Code Section 2335.06? The section provides that the fees
paid to witnesses subpoenaed to attend an arbitration hearing shall be
the same as the fees of witnesses in the court of common pleas.
2.
Maya state agency agree to pay a witness a fee or mileage expenses in
excess of the applicable statutory witness fee or mileage rate?
3.
Maya state agency agree to pay a witness for items that are not
covered by the applicable statutes, such as meals, lodging, child care
expenses, lost wages, value of time, etc.?
4.
During preparation prior to an arbitration hearing, absent specific
statutory authority maya state agency pay a necessary witness for any
of the above items? These expenses may be incurred during investiga
tions, meetings, interviews, depositions, etc. If so, what rates apply?
5.
Is there legal authority for a state agency to pay witnesses asked (but
not subpoenaed) by a state agency to testify before legislative commit
tces; other committees, Chapter 119. rule hearings, councils, task
forces, pre-discipline hearings, advisory boards, etc., convened (a)
pursuant to various sections of law, including Revised Code Section
121.13, (b) pursuant to collective bargaining contracts, (c) by execu
tive order, or (d) by invitation of a director or the Governor when the
agency's own statutes and authority creating the entity or authorizing
the meetings do not provide for calling or paying such witnesses? If so,
what rates apply? Are the witness fees and mileage specified in Re
vised Code Section 2335.05 applicable?
6.
Is there legal authority for a state agency to pay witnesses responding
to subpoenas issued by state agencies pursuant to a section of law such
as Revised Code Section 126.28 which empowers the Office of Budget
and Management to subpoena witnesses? If so, what rates apply? Are
the witness fees and mileage specified in Revised Code Section
2335.05 applicable?
I According to a member of your staff, these questions concern the authority of state
agencies to pay fees to, and expenses of, witnesses who appear before them. We have also
been informed that certain of the agencies described have no statutory authority to call
witnesses. As will be apparent from the following discussion, without examination of the
laws under which a particular agency operates, it is not possible tv address the extent of the
agencys powers and duties, including its power to pay witnesses who appear before it. We
will, therefore, limit our discussion to the payment of witness fees in proceedings of those
state agencies that are authorized by statut~ to call witnesses to appear in those proceedings.
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7.
Would your answers to any of the above questions be different depend
ing on whether or not the witness is either an expert or a state employ
ee or whether the witness is subpoenaed?
Because these questions relate to the authority of state agencies generally, 2 it may
be useful to begin by selling forth certain fundamental principles governing all such agen
cies. First, as creatures or statute, state agencies have only such authority, either express or
implied, as is conferred upon them by the General Assembly. See Burger Brewing Co. v.
Thomas, 42 Ohio S1. 2d 377, 329 N.E.2d 693 (1975). In addition, state agencies may expend
public funds only if the authority to make such expenditures is clearly granted by statute; any
doubt as to an agency's authority to make an expenditure must be resolved against such
authority. See State ex rei. A. Be/1tley & Sons Co. v. Pierce, 96 Ohio S1. 44, 117 N.E. 6
(1917)(syllabus, paragraph three) ("[i]n case of doubt as to the right o[ any administrative
board to expend public moneys under a legislative grant, such doubt must be resolved in
favor of the public and against the grant of power").
In order to address the questions asked, we must first examine the manner in which
the General Assembly has provided for the payment of witnesses by state agencies. For ease
of discussion, we will, at the same time address the sixth question, which asks whether a
state agency may pay witnesses responding to subpoenas issued by the agency pursuant to a
specific section of law that empowers the agency to subpoena witnesses. Part of the sixth
question asks, if the agencies may pay fees in such circumstances, what rates apply.
The General Assembly has addressed the authority or state agencies to pay fees to
witnesses in various ways throughout the Ohio Revised Code. Each state agency is governed
2 The term "state agency" is defined in various ways by statute. See, e.g., R.C. 1.60
(defining "state agency," as used in Title I of the Ohio Revised Code, unless otherwise
defined therein, as meaning "every organized body, office, or agency established by the laws
of the state for the exercise of any function of state government"); RC. 9.55(A) (as used in
RC. 9.55 concerning the installation of teletypewriters, "state agency" means "the house o[
representatives, the senate, the governor, the secretary of state, the auditor of state, the
treasurer of state, the allorney general, the department of human services, the bureau of
employment services, the department of mental retardation and developmental disabilities,
the department of education, the department of health, the department of aging, the gover
nor's office of advocacy for disabled persons, and the civil rights commission"); R.C.
149.011(B) (for purposes of RC. Chapter 149 governing public records, "state agency"
includes "every department, bureau, board, commission, office, or other organized body
established by the constitution and laws of this state for the exercise of any function of state
government, including any state-supported institution of higher education, the general
assembly, or any legislative agency, any court or judicial agency, or any political subdivision
or agency thereof"); RC. 1347.01 (A) (for purposes of R.C. Chapter 1347 governing personal
information systems, "state agency" means "the office of any elected state officer and any
agency, board, commission, departmenl, division, or educational institution of the state");
RC. 1551.25(A)(3) (for purposes of statute governing fee for use of government vehicle in
ridesharing arrangements, "state agency" means "the state or any department, agency,
board, commission, or instrumentality of the state"). For purposes of answering the ques
tions presented, we will use the lenll "state agencies" in ils general sense as referring
collectively "to the various offices, boards, commissions, departments, divisions and institu
tions created by the ... laws of the state for the exercise of any runction of state government."
1977 Op. Att'y Gen. No. 77-090 at 2-302. We will, however, exclude from consideration any
entities that may be created by the Ohio Constitution.
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not only by its own statutory scheme but by other statutes made applicable to the agency or
its activities. The many statutory schemes governing the different state agencies reveal no
uniformity in the payment of witnesses in agency proceedings. The differences in these
statutes arise with respect to, among other things, the nature of the agencies' proceedings,
e.g., hearings, investigations, examinations, inquiries,3 whether witnesses are to be called
by subpoena, by order, or by some other means,4 the language describing the fees payable
3 See, e.g., R.C. 9.31 (allowing certain state entities to conduct a hearing at which
testimony may be given concerning withdrawal of a bid made in error on a state contract);
R.C. 119.09 (adjudication hearings by certain state agencies); R.C. 4123.08 (in part, author
izing members and employees of the Industrial Commission and certain employees of the
Bureau of Workers' Compensation to "administer oaths, certify to official acts, take testi
mony or depositions, conduct hearings, inquiries, and investigations, issue subpoenas, and
compel the attendance of witnesses"); R.C. 4766.11 (the Ohio Ambulance Licensing Board
may call witnesses in investigations into alleged violations of R.C. Chapter 4766); R.C.
4903.03 (authorizing the Public Utilities Commission to examine all books, contracts,
records, documents, and papers of any public utility, and to "compel the attendance of such
witnesses as it requires to give evidence at such examination").
4 See, e.g., R.C. 117.18(A) (authorizing the Auditor of State, in the performance of
any audit, to issue subpoenas and compel the attendance of witnesses); R.C. 1121.47(A)(1)
(authorizing the Superintendent of Financial Institutions to "[s]ummon and compel. by order
or subpoena, witnesses to appear ... and testify under oath regarding the affairs of a bank or
trust company or, in relation to matters concerning a state bank, foreign bank, or trust
company, a regulated person" (emphasis added»; R.C. 1331.16(B) (authorizing the Attorney
General, in investigating possible violations of R.C. Chapter 1331, to "issue in writing, and
cause to be served upon any person or t he representative or agent of the person, an investiga
tive demand that requires the person ... to appear and testify under oath before the attorney
general or the attorney general's duly authorized representative" (emphasis added».
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to witnesses,s as well as the circumstances in which,6 and the persons to whom,7 such
fees are payable. Similarly, while one state agency's governing statutes differentiate between
the types of proceedings the agency conducts in prescribing the fees payable to witnesses, 8
S It most commonly occurs that the statute describes the fees payable to witnesses in
terms of the amount of fees and mileage payable to witnesses in either civil or criminal cases
in courts of common pleas. See, e.g., RC. 119.09 (in administrative hearings conducted by an
agency, the fees and mileage of witnesses "shall be the same as that allowed in the court of
common pleas in criminal cases" (emphasis added)); R.C. 4301.04(G) (witnesses appearing
before the Liquor Control Commission in obedience to subpoenas receive "the fees and
mileage provided for witnesses in civil cases in courts of common pleas" (emphasis added».
6 See, e.g., RC. 1321.07 (in conducting annual examinations of licensees, the divi
sion of financial institutions is required to pay witnesses the same fees and mileage "as that
allowed in the court of common pleas in criminal cases," but "[n]o witness subpoenaed at
the instance of parties other than the division is entitled to compensation from the state for
attendance or travel unless the division certifies that the witness' testimony was material to
the subject matter of the hearing");RC. 4735.04 (witnesses before the Real Estate Commis
sion are to receive fees and mileage "as allowed in civil actions in courts of common pleas,"
but "[i]f two or more witnesses travel together in the same vehicle, the mileage fee shall be
paid to only one of those witnesses, but the witnesses may agree to divide the fee among
themselves in any manner"); RC. 4741.03(D)(1) (in proceedings of the Veterinary Medical
Licensing Board, "[e]xcept for any officer or employee of the state or any political subdivi
sion of the state, the treasurer of state shall pay all witnesses in any proceeding before the
board, upon certification from the board, witness fees in the same amount as provided in
[RC. 2335.06]").
7 In certain instances, special provision has been made concerning the payment of
witness fees to state or other public employees. See, e.g., RC. 4741.03(D)(l) (in proceedings
of the Veterinary Medical Licensing Board, I/{elxcept for any officer or employee ofthe state or
any political subdivision of the slate, the treasurer of state shall pay all witnesses in any
proceeding before the board, upon certification from the board, witness fees in the same
amount as provided in [RC. 2335.06]" (emphasis added»; 2 Ohio Admin. Code 124-11-18(A)
(in hearings before the Personnel Board of Review, I/[p]ubIic employees may be paid witness
fees only if they were subpoenaed to a hearing which they attended at a time they were not
scheduled to work").
Although certain statutes expressly provide for the use of expert witnesses and their
payment, see, e.g., R.C. 109.35(C) (authorizing the Attorney General, when approving or
disapproving proposed transactions by nonprofit health care entities to "retain, at the non
profit health care entity's expense, one or more independently qualified experts ... as the
attorney general considers reasonably necessary to provide assistance in making a deci
sion"); RC. 117.09 (stating in part, "[t]he auditor of state may employ experts or assistants
necessary to disclose the facts concerning any matter and fix their compensation"), many do
not.
8 See, e.g., R.C. 1121.38 (authorizing the Superintendent of Financial Institutions, in
the course of administrative hearings under R.C. 1121.32, R.C. 1121.33, R.C. 1121.35, or
RC. 1121.41, to issue subpoenas and to pay witnesses the "same fees and mileage that are
paid witnesses in the courts of common pleas in civil cases" (emphasis added)); R.C. 1321.07
(requiring the division of financial institutions to do annual examinations of licensees, and,
for such purpose, authorizing it to "require the attendance of, and examine under oath, any
person relative to such loans or such business" and to pay the fees and mileage of witnesses
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another agency's governing statutes may simply prescribe one fee to be paid to witnesses
appearing before the agency, regardless of the nature of the proceedings. 9 Yet other statutes
that authorize an agency to call witnesses are silent as to the amount of fees the agency is to
pay.IO
In addition to the differences in the various state agencies' statutory schemes, there
are other factors that may affect the fee payable to a witness. For example, the General
Assembly has enacted certain statutes that prescribe witness fees to be paid in a particular
type of proceeding, regardless of which agency conducts the proceeding. I I Finally, as noted
in your predecessor's request, it is possible that the terms of a collective bargaining agree
ment may dictate the fee to be paid to certain state employee witnesses in a particular
agency proceeding. 12
As part of our survey of the statutes to which the various state agencies are subject in
the payment of witness fees to agency witnesses, we must also address RC. 2335.05,13
which prescribes the fees payable to witnesses "[i]n all cases or proceedings not specified in
in an amount which is "the same as that allowed in the court of common pleas in criminal
cases" (emphasis added».
9 See, e.g., RC. 1315.06 (in making an investigation or conducting a hearing, the
Superintendent of Banks may subpoena witnesses and "pay any witnesses the fees and
mileage [or their attendance provided for witnesses in civil actions").
10 See, e.g., RC. 102.06 (Ohio Ethics Commission); R.C. 121.43 (Inspector General).
II See, e.g., RC. 119.09 (fees payable to witnesses in adjudicatory hearings con
ducted in accordance with R.C. Chapter 119 by any "agency," as defined in R.C. 119.01 (A».
12 As stated in City of Cincinnati v. Ohio Council 8, AFSCME, 61 Ohio S1. 3d 658,
576 N.E.2d 745 (1991) (syllabus, paragraph one), "[t]he provisions of a collective bargaining
agreement entered into pursuant to RC. Chapter 4117 prevail over conflicting laws, includ
ing municipal home-rule charters enacted pursuant to Section 7, Article XVIII of the Ohio
Constitution, except [or those laws specifically exempted by RC. 4117.1O(A)." In determin
ing whether the terms of a collective bargaining agreement supersede the statutorily pre
scribed witness fees payable in a particular proceeding, the [ollowing analysis applies:
Unless otherwise excepted by RC. 4117.1O(A), when parties to a
collective bargaining agreement have negotiated a provision pertaining to
wages, hours, or terms and conditions of employment and there is a conflict
either with the express language or the judicial interpretation given to a
similar provision o[ the Revised Code, the interpretation of the agreemel1t
prevails.
Cuyahoga Falls Educ. Ass'n v. Cuyahoga Falls City School niSI., 61 Ohio S1. 3d 193, 574
N.E.2d 442 (1991) (syllabus, paragraph two) (emphasis added). See generally R.C.
4117.1O(A) (stating in part, "[a]n agreement between a public employer and an exclusive
representative entered into pursuant to this chapter governs the wages, hours, and terms
and conditions o[ public employment covered by the agreement .... Where no agreement
exists or where an agreement makes no specification about a matter, the public employer
and public employees are subject to all applicable state or local laws or ordinances pertain
ing to the wages, hours. and terms and conditions of employment for public employees").
13 R.C. 2335.05 states:
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[RC. 2335.06 14 and R.C. 2335.08]." IS (Emphasis and footnotes added.) Pursuant to R.C.
2335.05, a subpoenaed witness shall be paid one dollar for each day's attendance and the
same mileage as is payable in courts of record. R.C. 2335.05, however, prescribes a lower fee
of twenty-five cents to be paid to any person who testifies without subpoena. Finally, R.C.
2335.05 directs that, if such a fee is incurr'ed in a proceeding before a public officer, board,
or commission, such fee is payable upon the certificate of the officer, board, or commission
conducting the proceeding.
Examination of RC. 2335.06 and RC. 2335.08 reveals no mention of proceedings
before state agencies. Because state agencies are authorized to call witnesses in a variety of
circumstances, whether the provisions of R.C. 2335.05 pertain to any of such circumstances
depends, in part, upon the meaning of the term "proceedings," as used therein. The word
"proceedings" is not defined by statute as used in RC. 2335.05. We must, therefore, look to
the common meaning of that word. See R.C. 1.42 (stating in part, "[w]ords and phrases shall
be read in context and construed according to the rules of grammar and common usage").
The term "proceedings" means "a record of the business transacted by a learned society or
other organized groups" or "legal action." Webster's New World DiclionalY 1133 (2d college
ed. 1978). This definition suggests that, for purposes of RC. 2335.05, the proceedings of a
state agency to which R.C. 2335.05 applies are those instances in which the agency, in the
conduct of its business, is authorized to call witnesses.
In all cases or proceedings not specified in [R.c. 2335.06 and R.c.
2335.08J, each person subpoel1aed as a witness shall be allowed one dollar {or
each day's attel1dance and the mileage allowed in courts o{ record. When l10t
subpoenaed each person called upon to testify in a case or proceeding shall
receive twenty-five cents. Such fee shall be taxed in the bill of costs, and if
incurred in a state or ordinance case, or il1 a proceedil1g be{ore a puhlic
ofTicer, board, or commission, the fee shall be paid out of the proper public
treasury, upon the certificate of the court, officer, board, or commission
conducting the proceeding. (Emphasis added.)
14 R.C. 2335.06 states, in pertinent part:
Each witness in civil cases shall receive the following fees:
(A) Twelve dollars for each full day's attendance and six dollars [or
each half day's attendance at a court o{ record, mayor's court, or hefore a
person authorized to take depositions, to be taxed in the bill of costs. Each
witness shall also receive ten cents for each mile necessarily traveled to and
from his place of residence to the place of giving his testimony, to be taxed in
the bill of costs.
(B) For attending a coroner's inquest, the same fees and mileage
provided by division (A) of this section, payable from the county treasury on
the certificate of the coroner. (Emphasis added.)
15 R.C. 2335.08 states in pertinent part:
Each witness attending, under recognizance or subpoena issued by
order of the pmsecuting attorney or defendant, before the grand jury or any
court o{ record, in criminal causes, shall be allowed the same fees as provided
hy [R.C. 2335.06J in civil causes, to be taxed in only one cause when such
witness is attending in more causes than one on the same days, unless
otherwise directed by special order of the court. (Emphasis added.)
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The application of R.C. 2335.05 to the proceedings of a state agency was explained in
1986 Op. Att'y Gen. No. 86-066, which discussed the fees payable to witnesses who testify
either in investigations or in hearings conducted by the State Dental Board. 1986 Op. Att'y
Gen. No. 86-066 began by noting that R.C. 4715.03(D) authorizes the State Dental Board to
conduct investigations of its licensees and, if necessary, to conduct disciplinary hearings. As
explained in 1986 Op. Att'y Gen. No. 86-066, because RC. 4715.03(D) requires the Board to
conduct its disciplinary proceedings in accordance with RC. Chapter 119, the witnesses in
disciplinary hearings must be paid the fees prescribed by R.C. 119.09, i.e., the fees and
mileage payable in criminal cases in a court of common pleas. In contrast, because the
General Assembly has not subjected the Board's investigative proceedings to the procedures
of RC. Chapter 119 and has not specifically provided for the payment of fees to witnesses
called for purposes of such investigations, 1986 Op. Att'y Gen. No. 86-066 found R.C.
2335.05 to govern the payment of witness fees in Dental Board investigations.
Implicit within the analysis of 1986 Op. Att'y Gen. No. 86-066 is the finding that R.C.
2335.05 is a general statute that dictates the fees payable to witnesses in any "proceedings"
of a state agency. As a general statute, however, RC. 2335.05 is subject to exceptions
contained in more specific statutes, e.g., the requirement in RC. 4715.03(D) that the Board's
disciplinary hearings be conducted in accordance with RC. Chapter 119, including the
witness fee provision in RC. 119.09. See Acme Engineering Co. v. Jones, 150 Ohio S1. 423, 83
N.E.2d 202 (1948) (syllabus, paragraph one) ("[a] special statutory provision which applies
to a specific subject matter constitutes an exception to a general statutory provision covering
other subjects as well as the specific subject matter which might otherwise be included
under the general provision"). See also RC. 1.51 (,,[i]f a general provision conflicts with a
special or local provision, they shall be construed, if pussible, so that effect is given to both. If
the conflict between the provisions is irreconcilable, the special or local provision prevails as
an exception to the general provision, unless the general provision is the later adoption and
the manifest intent is that the general provision prevail"). Accordingly, if there is a specific
provision of law applicable to the agency concerned, the particular type of proceeding, or
the particular type of witness, the more specific provision supersedes the application of R.C.
2335.05.
In addition to the potential statutory and collectively bargained exceptions 1 6 to the
application of the fees and mileage payable under RC. 2335.05, there may also be instances
in which the statutory witness fees prescribed by RC. 2335.05 may be superseded by the
terms of an administrative rule. See Doyle v. Ohio Bur. ofMotor Vehicles, 51 Ohio S1. 3d 46,
554 N.E.2d 97 (1990) (syllabus, paragraph one) ("[aJdministrative rules enacted pursuant to
a specific grant of legislative authority are to be given the force and effect of law"). See
generally State ex reZ. Curtis v. DeCorps, 134 Ohio S1. 295, 298, 16 N.E.2d 459, 461 (1938)
("[nt is not conceivably possible for the Legislature to prescribe the entire host of details
incident to administration. Of necessity, many of these must be left to the administrative
bodies charged with putting the policy into practical effect. 'In the nature of things there
must be many things on which the wisdom of legislation must depend, which can only
properly be determined in the course of the administration of the legislative will as expressed
in law.' Green v. Stale Civil Selllice Comnzissiol1, 90 Ohio St., 252, 256, 107 N.E., 531 ").
For example, RC. 414l.06, which establishes the Unemployment Compensation
Review Commission, in part requires the Commission and its hearing officers to:
16 See generally note twelve, supra.
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hear appeals arising from determinations of the administrator of the
bureau of employment services involving claims for compensation
and other unemployment compensation issues. The commission shall
adopt, amend, or rescind rules of procedure, and undertake such
investigations, and take such action required for the hearing and
disposition of appeals as it deems necessary and consistent with
[RC. 4141.01-.46]' The rules adopted by the commission shall be
effective to the extent that the rules are consistent with such sections.
Although the amount of f.:!es or mileage payable to witnesses for the hearings
described in R.C. 4141.06 is not specified therein, the Commission has adopted 10 Ohio
Admin. Code 4146-15-04, which states that, "[ w ]itness fees shall be allowed to those wit
nesses who were duly subpoenaed and pursuant thereto appeared in person at a hearing.
For each day of attendance eacb of such witnesses shall be allowed the amount prescribed
by law in civil cases."17 It is pursuant to its duty to "adopt, amend, or rescind rules of
procedure" and to "take such action required for the hearing and disposition of appeals as it
deems necessary and consistent with [RC. 4141.01-.46]," RC. 4141.06, that the Commis
sion has adopted rule 4146-15-04, which entitles subpoenaed witnesses who appear before
the Commission to receive a larger fee than that prescribed by RC. 2335.05. 18 See also
1980 Op. Att'y Gen. No. 80-052 (fees payable to witnesses before the State Personnel Board
of Review are specified by agency rule). There may be instances, therefore, in which a state
agency, pursuant to its statutory power to adopt rules governing its procedures, has adopted
a rule that entitles a witness in a proceeding before the agency to receive a fee greater than
that prescribed by R.C. 2335.05. 19
In answer to the sixth question, it is evident that the amount payable to a witness in a
state agency proceeding depends upon a number of factors, including the particular state
17 Pursuant to R.C. 2335.06, a witness in a civil case in a court of record is entitled
to receive "[t]welve dollars for each full day's attendance and six dollars for each half day's
attendance" plus "ten cents for each mile necessarily traveled to and from his place of
residence to the place of giving his testimony."
18 If RC. 2335.05 were applicable to Unemployment Compensation Review Com
mission hearings, subpoenaed witnesses at such hearings would receive only one dollar per
day, plus mileage, while non-subpoenaed witnesses would receive only twenty-five cents per
day. Pursuant to rule 4146-15-04, however, subpoenaed witnesses at Commission bearings
are entitled to receive twelve dollars for a full day's attendance or six dollars for one half
day's attendance plus mileage. See note thirteen, supra.
19 In those instances, however, where t~e witness fees payable by a specific agency
in a particular type of proceeding or to a particular type of witness are expressly provided by
statute, see, e.g., notes six and seven, supra, it is doubtful that a broad grant of authority to
the agency to adopt necessary rules or rules governing its proceedings would authorize the
agency, through the adoption of a rule, to supersede the statutorily defined fees. Rather, as
stated in Kroger Grocery & Baking Co. v. Glander, 149 Ohio St. 120, 125, 77 N.E.2d 921, 924
(1948), an administrative agency's rule, "issued pursuant to statutory authority, has the
force and effect of law unless it is unreasonable or is in clear conflict with statutory enact
ment governing the same subject matter." (Emphasis added.) Moreover, "[i]t is one of the
well recognized canons of statutory construction that when a st!ltute directs a thing may be
done by a specified means or in a particular manner it may not be done by other means or in
a different manner." Akron Transportation Co. v. Glander, 155 Ohio S1. 471, 480, 99 N.E.2d
493,497 (1951).
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agency's governing statutes, any statute governing the particular type of proceeding at which
the witness appears, and any provision of law governing payment of fees to the particular
category of witness called. In the absence of a more specific provision, RC. 2335.05 deter
mines the fee and mileage payable to witnesses in any state agency proceeding not covered
by RC. 2335.06 or R.C. 2335.08.
Having outlined the fundamental process by which the fee payable to a witness in a
proceeding before a state agency may be determined, we find that it is beyond the scope of
an Attorney General opinion to address each of the questions asked as it applies to every
category of witness in each type of proceeding before each state agency. This opinion will,
therefore, attempt to address the remaining questions by setting forth the general analysis
that must be undertaken in determining whether state agencies may expend their funds for
the types of witness expenses described in these questions.
The first question asks whether RC. 2711.06 requires that witnesses in arbitration
hearings be paid [or attendance and mileage in accordance with RC. 2335.06. By way of
background, let us note that RC. 2711.01 (A) provides, with certain exceptions specified in
R.C. 2711.01(B), for the validity and enforceability of a provision in a written contract
calling for the settlement o[ a controversy by arbitration. See generally Mahoning County Bd.
ofMel1tal Retardation and Developmental Disabilities v. Mahoning County Trainable Mentally
Retarded Educ. Ass'n, 22 Ohio St. 3d 80, 83, 488 N.E.2d 872, 875 (1986) ("[a]rbitration
occurs when disputing parties contractually agree to resolve their conflict by submitting it to
a neutral third party for resolution. It provides the parties with a relatively speedy and
inexpensive method of conflict resolution and has the additional advantage of unburdening
crowded court dockets"). R.C. Chapter 2711 establishes a statutory procedure for con
ducting such arbitrations.
Concerning the use of witnesses in arbitration hearings, RC. 2711.06 authorizes the
arbitrator or arbitrators to "administer oaths or affirmations to witnesses ... and [to] sub
poena in writing any person to attend before any of them as a witness .... " In addition, R.C.
2711.06 states: "The fees [or such attendance shall be the same as the fees oj"witnesses in the
court o(common pleas." (Emphasis added.) It is necessary, therefore, to determine what fees
are paid to witnesses in courts of common pleas.
RC. 2335.06, see note fourteen, supra, prescribes the amount payable to witnesses as
fees and mileage in civil cases in a court of record, mayor's court, before a person authorized
to take depositions, or at a coroner's inquest. Because a court of common pleas is a court of
record, see RC. 2303.14 (requiring the clerk of the court of common pleas to "keep the
journals, records, books, and papers appertaining to the court and record its proceedings"),
the witness fees, plus mileage, prescribed by R.C. 2335.06 are payable in civil cases in courts
of common pleas. Similar provision is made in R.C. 2335.08, see note fifteen, supra, for the
payment of witness fees in criminal cases conducted in courts of record, including courts of
common pleas, or in grand jury proceedings in the same amounts as are prescribed by R.C.
2335.06. Accordingly, the witness fees prescribed by R.C. 2335.06 are the fees paid to
witnesses in courts of common pleas and, pursuant to R.C. 2711.06, are also payable to
witnesses subpoenaed to testify in arbitration hearings conducted pursuant to R.C.
2711.01-.14.
It is important to note, however, that, although R.C. 2711.06 specifies the fees that
are payable to witnesses in arbitration hearings conducted under R.C. 2711.01-.16, there
may be exceptions to the witness fee provisions of RC. 2711.06. As mentioned in your
predecessor's opinion request, an exception to the witness fee provisions of R.C. 2711.06
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may arise from a conflicting provision contained in a collective bargaining agreement.20
See generally note twelve, supra. Thus, to the extent that a collective bargaining agreement
varies the witness fees payable to employees in arbitration proceedings under R.C. 2711.06,
the provisions of the agreement, rather than the terms of R.C. 2711.06, dictate the fee
payable to those witnesses subject to the collective bargaining agreement.
In answer to the first question, we conclude, therefore, that pursuant to R.C.
2711.06, witnesses in arbitration proceedings conducted in accordance with R.C.
2711.01-.16, are entitled to the witness fees prescribed by R.C. 2335.06, unless the terms of
an applicable collective bargaining agreement specify a different amount to be paid to
persons subject to the terms of the agreement.
The second question asks whether a state agency may agree to pay a witness a fee or
mileage in excess of the applicable statutory witness fee or mileage rate. Having reviewed in
answer to the sixth question the process by which the fee payable to any particular witness is
determined, it is apparent that there is no uniform "statutory rate" to be paid to witnesses by
state agencies. We will assume, therefore, that the second question is asking whether a state
agency may pay its lay witnesses an amount greater than the fees and mileage prescribed by
statute applicable to the proceeding before that agency.21 Because this question involves
issues almost identical to those posed in the third and fourth questions-whether a s.tate
20 The opinion request notes several provisions contained in collective bargaining
agreements covering various groups of state employees. These provisions may be character
ized generally as addressing the calling of witnesses in hearings or other matters. Because it
is beyond the scope of an Attorney General opinion to interpret particular contractual
provisions, see 1990 Op. Att'y Gen. No. 90-11 I, at 2-502 (the Attornt:y General is "unable to
make findings of fact or to interpret provisions of a particular contract or agreement"), we
are unable to determine if. or 1.0 what extent, these agreements may vary the witness fee
provisions of R.C. 2711.06 for those employees subject to the agreements.
21 The opinion request references two Attorney General opinions that discuss the
payment of amounts in excess of statutory witness fees and mileage. 1943 Op. All'y Gen. No.
6558, p. 709, concluded that a municipr" transit authority's payment to a witness called on
its behalf in a judicial proceeding of any sum in addition to the witness's statutory fees and
mileage is contrary to public policy, and, therefore, unlawful, "even though it violates no
positive statutory law." 1943 Op. Att'y Gen. No. 6558 at 712. Upon reconsideration, 1954
Op. Att'y Gen. No. 4447, p. 540, noted that, because, subsequent to the issuance of the 1943
opinion, the transit authority had been granted legislative powers pursuant to city charter
amendment, "[i]f the transit board in the exercise of the legislative power so granted has
sanctioned the payment of necessary l v.penses and loss of pay to witnesses in addition to
statutory fees, it would appear that this is declarative of the public policy so far as the [city] is
concerned in the operation of its transit system." 1954 Op. Att'y Gen. No. 4447, at 542-43. In
reaching this conclusion, the 1954 opinion rejected the notion that payment to a witness (or
actual expenses incurred in excess of statutory fees is always prohibited as an action con
trary to public policy, but found instead that such a payment "is not per se unlawful, so as to
support a finding to that effect by the Bureau of Inspection and Supervision of Public Offices
[whose duties have since been assumed, in part, by the Auditor of State and, in part, by the
Office of Budget and Management]," so long as such payment is authorized by the entity
empowered to exercise legislative authority on behalf of the municipality with respect to its
transit system. 1954 Op. Alt'y Gen. No. 4447 p. 540 (syllabus). Similarly, payment to a
witness by a state agency might be authorized pursuant to an agency's legislatively granted
statutory authority or by the agency's exercise of its quasi-legislative rule-making function.
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agency may agree to pay a witness for items such as meals, lodging, child care expenses, lost
wages, and value of time, incurred for the purpose of testifying at the various types of agency
proceedings, if there is no express mention of that expense in the statutory provisions
governing the particular agency, proceeding, or type of witness; and if so, what rates apply
we will address all three questions together.
The underlying issue presented by these questions is whether, in the absence of
statutory authority expressly authorizing such payment, a state agency may pay a witness
who appears in a proceeding before that agency a sum of money in addition to the custom
ary witness fee and mileage or for expenses incurred by the witness as a result of such
agency appearance, e.g., lost wages, lodging, meals. While we have found few statutes
expressly addressing the authority of state agencies to pay witnesses any sums or for any
expenses in addition to fees and mileage,22 we must consider, in the absence of express
statutory authority to make the types of payments described, whether state agencies have the
implied authority to make such payments.
Because a state agency's payment of the sums described involves the expenditure of
public funds, we must bear in mind the general rule that the authority to expend public funds
must be clearly granted by statute, and any doubts as to the authority to make an expendi
ture must be resolved against such authority. See State ex ref. A. Bentley & Sons Co. v. Pierce,
supra; State ex ref. Locher v. Menning, 95 Ohio S1. 97, 115 N.E. 571 (1916).
Although the General Assembly has enacted numerous statutory schemes addressing
the authority of state agencies to conduct proceedings at which witnesses may be called,
most such statutes provide only that state agencies pay their witnesses fees and mileage for
their attendance. See, e.g., R.C. 2335.05; notes five, eight, and nine, supra. Similarly, most
such statutes authorize the agencies to seek judicial enforcement of their orders or subpoe
nas for the attendance of witnesses or the production of documents.23 It might be argued,
therefore, that because the General Assembly has expressly authorized state agencies to pay
witnesses fees and mileage only and has provided mechanisms for the enforcement of such
agencies' demands that witnesses attend their proceedings, the payment of additional sums
22 See, e.g., R.C. 5703.30 (allowing an officer of a taxing district or member of a
board of revision who appears before the department of taxation or the board of tax appeals
by its order in relation to the appraisal of property "his actual and necessary traveling
expenses").
23 See, c.g., R.C. 117.18(A) (Auditor of State may "apply to a court of competent
jurisdiction to punish for disobedience of subpoena, refusal to be sworn, refusal to answer as
a witness, or refusal to produce records"); R.C. 119.09 (stating in part, "[i]n any case of
disobedience or neglect of any subpoena served on any person or the refusal of any witness
to testify to any matter regarding which he may lawfully be interrogated, the court of
common pleas of any county where such disobedience, neglect, or refusal occurs or any
judge thereof. on application by the agency shall compel obedience by attachment proceed
ings for contempt, as in the case of disobedience of the requirements of a subpoena issued
from such court, or a refusal to testify therein"); R.C. 3770.04 (stating in part: "In the event
of the refusal of any person to comply with the terms of a subpoena issued by the [State
Lottery Commission] or refusal to testify on matters about which he may lawfully be ques
tioned, the prosecutor of the county in which such person resides, upon the petition of the
commission, shall bring a proceeding for contempt against such person in the court of
common pleas of that county").
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to witnesses cannot be implied as necessary to carry into effect the agencies' powers and
duties with respect to the conduct of their proceedings.
While we agree that the General Assembly does not appear to have intended that, as
a general rule, witnesses who appear in stale agency proceedings be paid sums in addition to
the customary fees and mileage, our analysis cannot end there. The ruling of the Ohio
Supreme Court in State ex rei. Corrigan v. Seminatore, 66 Ohio S1. 2d 459, 423 N.E.2d 105
(1981), makes it clear that the absence of express authority to pay a particular expense does
not necessarily preclude a statutory entity from expending public funds for payment of that
expense. At issue in the Seminatore case was a public agency's authority to use public funds
to disseminate information to the public and potential clients by means of a newspaper
advertisement, in the absence of either express statutory authorization for or prohibition
against the expenditure of public funds for that purpose. In resolving this issue, Ihe
Seminatore court reasoned as follows:
[Ih is within the implied power of a public agency to disseminate informa
tion both to those who are directly affected by its operation and the general
public. Such a function may be fairly implied where it is reasonably related to
the duties of the public agency.
Whether or not it is appropriate to disseminate the information, the
means to be utilized therefor, including advertising in newspapers, lies in the
first instance within the sound discretion of the public agency involved. Only
where an abuse ofdiscretion is shown either as to the nature of the informa
tion, the means of dissemination or the amount of money expended are the
courts authorized to interfere with the exercise of such implied power.
66 Ohio S1. 2d at 470-71,423 N.E.2d at 113 (emphasis added). Accordingly, the Seminatore
court concluded in syllabus, paragraph four, that, "[u]nless prohibited by statute, utilization
of newspaper advertisement for dissemination of information to the general public and to
those directly affected by agency action is an implied power of a public agency authorized to
perform specific functions and to expend monies therefor, so long as money for such pur
poses has been appropriated by the proper authority." See also Bell v. Bd. of Trustees, 34
Ohio S1. 2d 70, 75,296 N.E.2d 276, 279 (1973) ("[w]hen the General Assembly enacts a law
to accomplish some purpose it either gives express power to carry out that purpose, or the
power is implied from the practical necessity of the situation" (emphasis added)); State ex rei.
Copeland v State Medical Bd., 107 Ohio S1. 20,24,140 N.E. 660, 661 (1923) (a governmental
entity created by statute "must be held to have such implied powers as are necessary to carry
into effect the express powers and duties enjoined upon it" by statute).
Applying the reasoning of the Seminatore case to the questions presented, it appears
that, in the absence of a statutory prohibition against the payment of an additional sum to a
witness or certain witness expenses, if the payment of an additional sum or the types of
witness expenses described is necessary to carry into effect a power or duty expressly
imposed by statute upon a state agency, the agency's authority to make such payments may
be implied from the agency's express power or duty, so long as sufficient sums have been
appropriated to the agency and are otherwise available for that purpose. See, e.g., 1946 Op.
Att'y Gen. No. 1277, p. 714 (a county prosecuting attorney may use funds granted his office
under G.C. 3004 (now at R.C. 325.12) for the purpose of providing for expenses tile prosecut
ing attorney may incur in the performance of the prosecuting attorney's official duties and in
the furtherance of justice to pay the expenses of board and lodging for witnesses in a trial
lasting several days and held in another county).
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In answer to the second, third and fourth questions, we conclude that, although state
agencies do not, as a general rule, have authority to pay witnesses who appear in agency
proceedings an amount in addition to the customary witness fees and mileage or for actual
and necessary expenses incurred as a result of their testifying in an agency proceeding, if a
state agency reasonably finds that payment of such additional amounts or such expenses in a
particular instance is necessary to the performance of its powers and duties and absent a
statutory prohibition against such payments, the agency possesses the implied authority to
pay such additional amounts or expenses to the extent that moneys have been appropriated
in the agency and are otherwise available for that purpose. Of course, any such decision is
subject to judicial review for abuse of discretion. See, e.g., State ex reI. Butram v. Industrial
Comm 'n, 124 Ohio S1. 589, 180 N.E. 61 (1932) (a court. will not substitute its judgment for
that of an administrative body, but determinations made by such body are subject to judicial
review for abuse of discretion); Hocking Valley Railway Co. v. Public Utilities Comm'n, 92
Ohio 51. 362,110 N.E. 952 (1915). See generally State ex rei. Sha[erv. Ohio Turnpike Comm'n,
159 Ohio S1. 581,590, 113 N.E.2d 14, 19 (1953) ("[t]he rule is generally accepted that, in the
absence of evidence to the contrary, public officers, administrative officers and public
boards, within the limits of the jurisdiction conferred by law, will be presumed to have
properly performed their duties and not to have acted illegally but regularly and in a lawful
manner").
The second, third, and fourth questions also concern the rates which a state agency
may pay for tLe types of witness expenses mentioned. In those instances in which a state
agency possesses only the implied authority to pay a witness expense, it follows that there
will be no express provision of law addressing the rate at which such expenses are to be paid.
In the absence of a statutorily determined rate of payment, the state agency must exercise its
discretion in a reasonable manner in determining the amount to be paid. State ex reI. Preston
v. Ferguson, 170 Ohio 51. 450,459,166 N.E.2d 365, 372 (1960) (,,[w]here a statute clearly
confers power to do a certain thing without placing any limitation as to the manner or
means of doing it, and no statute can be found prescribing the exact mode of performing that
duty or thing, the presumption is that it should be performed in a reasonable manner not in
conflict with any law ofthe state"). See generally State ex reI. Kahle v. Rupert, 99 Ohio 51. 17,
19, 122 N.E. 39, 40 (1918) ("[e]very officer of this state or any subdivision thereof not only
has the authority but is required to exercise an intelligent discretion in the performance of
his official duty").
While we appreciate the difficulty involved in determining whether particular
expenditures are reasonable, the nature of any such determination requires that. it be made
on a case-by-case basis, depending upon the particular facts and circumstances in which the
expenditure is proposed to be made. Moreover, sllch determinations require the exercise of
discretion, which this office cannot exercise on behalf of another public officer or entity.
Accordingly, an opinion of the Attorney General is not the appropriate means by which the
reasonableness of a particular expenditure may be determined. See, e.g., 1985 Op. Att'y Gen.
No. 85-066 at 2-250 (addressing the duty of a board of county commissioners to review and
allow ur disallow claims to be paid from the county treasury, and stating: "the making of a
determination as to whether particular claims should be allowed involves questions of fact
and matters c.f judgment, and, thus, ... I am unable to provide specific advice on such
matters"), ovemtled in part on other grounds, 1991 Op. Att'y Gen. No. 91-008. See also 1993
Op. Att'y Gen. No. 93-066 at 2-312 (,,[u]ltimately, the question whether any particular
expense is a necessary and reasonable expense incurred in the performance of a trustee's
duties is a question of fact, to be determined in the first instanct; by the board "); 1986 Op.
Att'y Gen. No. 86-076 at 2-422 ("I am not authorized to exercise on behalf of another officer
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or entity of the government discretion that has been bestowed by statute on that officer or
entity. Further, it is inappropriate for me to use the opinion-rendering function to make
findings of fact or determinations as to the rights of particular individuals" (various citations
omitted)).
The fifth question asks whether there is legal authority for a state agenc.v to pay
witnesses asked, but not subpoenaed, by a state agency to testify before legislative commit
tees, other committees, RC. Chapter 119 rule hearings, councils, task forces, pre-discipline
hearings, and advisory boards, convened pursuant to various sections of law, including RC.
121.13,24 pursuant to collective bargaining contracts, by executive order, or by invitation of
a director or the Governor when the agency's own statutes and authority creating the entity
or authorizing the meetings do not provide for calling or paying such witnesses. As we
discussed in answer to the sixth question, unless the provisions of RC. 2335.05 are super
seded by a more specific provision of law-whether within a collective bargaining agree
ment, a statute applicable to the particular entity conducting the proceeding, a validly
promulgated administrative rule, or otherwise-the fee prescribed by RC. 2335.05 for per
sons who testify without subpoena is payable to non-subpoenaed witnesses in any proceed
ing not specified in R.C. 2335.06 or R.C. 2335.08.
The final question asks whether the answers to the first six questions would be
different if the witness were an expert or a state employee or if the witness were subpoenaed.
Let us begin with the portion of this question concerning whether the fee payable to a
witness who appears in a state agency proceeding depends upon whether the witness
appeared pursuant to a subpoena issued by the agency. As discussed above, RC. 2335.05
prescribes different rates to be paid to witnesses, depending upon whether the witness
appears pursuant to a subpoena. See generally note thirteen, supra. Beyond the terms of RC.
2335.05, however, we are not aware of a general distinction between the fees payable to a
subpoenaed witness and those payable to witnesses who were not subpoenaed. Rather,
whether a witness must be subpoenaed before a state agency in order to receive the witness
fee and mileage payable to witnesses in such a proceeding depends upon whether the
statutes governing the particular agency or proceeding or the nature of the witness create
such a requirement. 25
24 RC. 121.13 states: "The director of each department may, with the approval of
the governor, establish and appoint advisory boards to aid in the conduct of the work of his
department or any division thereof. Such advisory boards shall exercise no administrative
function, and their members shall receive no compensation, but may receive their actual and
necessary expenses."
25 Certain statutes specify a fee payable to a witness, without mention of whether the
witness appears in response to a subpoena. See, e.g., RC. 119.09. Other statutes, however,
authorize payment only to witnesses who appear in response to subpoenas. See, e.g., RC.
4112.04(B)(3)(c) ("[w]itnesses summoned by subpoena of the [Ohio Civil Rights Commission]
are entitled to the same witness and mileage fees as are witnesses in proceedings in a court
of common pleas"); R.C. 4723.29 (stating in part, "each witness who appears, in obedience
to a subpoena, before the [Board of Nursing]' shall receive the fees and mileage provided for
witnesses in civil cases in courts of common pleas"). In other instances, a state agency may
be limited in the payment of witness fees to only a restricted category of subpoenaed
witnesses. See, e.g., RC. 1321.07 (in conducting its annual examination of licensees, the
division of financial institutions may subpoena witnesses and pay them fees and mileage at
the rate allowed in criminal cases in common pleas court, but "[n]o witness subpoenaed at
the instance of parties other than the division is entitled to compensation from the state for
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The question also asks whether a state agency's obligation to pay fees to a witness in
its proceedings is different if the witness is a state employee. Again, we have been unable to
find a statute that prescribes a fee to be paid to all state employees who testify in state agency
proceedings.26 There are certain state agencies, however, that have adopted rules that
expressly address the payment of fees to witnesses who are state employees.27 In answer to
this portion of the final question, we can advise only that a state employee is entitled to a fee
that is different from that payable to other witnesses who appear in a particular proceeding
before a state agency either if the statutes governing the particular proceeding before the
agency authorize a different fee or if the agency is authorized by statute to prescribe witness
fees and has prescribed a fee for state employees that differs from the fee prescribed for
other witnesses. In addition, as discussed in answer to the first question, should an employee
be covered by a collective bargaining agreement that prescribes a different fee payable in
attendance or travel unless the division certifies that the witness' testimony was material to
the subject matter of the hearing"); R.C. 4301.04 (stating in part, "[n]o witness subpoenaed
at the instance of a party other than the liquor control commission or any member thereof,
the superintendent, or such agent, is entitled to compensation unless the commission certi
fies that the testimony of the witness was material to the matter investigated").
26 Cf R.C. 124.135 (stating in part, "[s]tate employees are entitled to paid leave
when summoned for jury duty by a court of competent jurisdiction or when subpoenaed to
appear before any court, commission, board, or other legally constituted body authorized by
law to compel the attendance of witnesses, if the employee is not a party to the action"). See
generally 2 Ohio Admin. Code 123: 1-34-03(C) (stating in part, "[c]ompensation or reim
bursement for jury duty or for court attendance compelled by subpoena in excess of fifteen
dollars per day, when such duty is performed during an employee's normal working hours,
shall be remitted by an employee who is paid directly by warrant of the auditor of state to the
payroll officer for transmittal to the treasurer of state").
27 For example, the Personnel Board of Review has adopted 2 Ohio Admin. Code
124-11-18, which provides for the payment of mileage reimbursement and subpoenaed
witness fees for public employees who are witnesses at Personnel Board of Review hearings,
as foll(;ws:
(A) Public employees may be paid witness fees only if they were
subpoenaed to a hearing which they attended at a time they were not sched
uled to work. Public employees shall be paid by their appointing authority
for the time they are absent from their jobs to attend hearings before the
board, provided they were either subpoenaed or were parties to the action.
(B) Mileage shall be paid to any subpoenaed witness, not a party,
who works or resides outside of [F]ranklin county and who incurs
unreimbursed travel expense to attend hearings before the board. Neither
parking costs nor food and lodging are reimbursable.
(C) Parties may not subpoena themselves.
(D) Mileage and witness fees shall not be paid to anyone who fails to
register at the hearing attended. (Emphasis added.)
See also 1980 Op. Att'y Gen. No. 80-052 (witness fees prescribed by rule for hearings before
the State Personnel Board of Review).
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state agency proceedings to employees covered by the agreement who appear as witnesses,
the terms of the agreement prevail.
The final concern set forth in the opinion request is whether a state agency may pay
an expert witness a fee other than the fee prescribed for lay witnesses who testify in that
agency's proceedings. In addressing the sums payable by state agencies to expert witnesses,
we must begin by noting the difference between lay witnesses and expert witnesses. As
defined in Lcmdskroner v. Public Utilities Comm'n, 5 Ohio S1. 3d 96,97,449 N.E.2d 760,761
(1983) (quoting McKay Machine Co. v. Rodman, 11 Ohio St. 2d 77, 228 N.E.2d 304 (1967)
(syllabus, paragraph one)), an "expert witness" is "one who testifies concerning '* * *
matters of scientific, mechanical, prefessional or other like nature, requiring special study,
experience or observation not within the common knowledge of laymen * * *.'" In contrast,
a "lay witness" is a '''[pJerson called to give testimony who does not possess any expertise in
the matters about which he testifies.* * *'" 5 Ohio S1. 3d at 97, 449 N.E.2d at 761 (quoting
Black's Law DictionCllY 799 (5th ed. 1979)).
Unlike lay witnesses, expert witnesses are generally called upon to provide testi
mony, evidence, or other related services as to matters within their area of particularized
knowledge, and are, therefore, compensated for providing their services. See, e.g., RC.
307.06 ("[w]henever it is necessary for the board of county commissiollers to determine the
value of any real property owned by the county, or which it proposes to acquire by purchase,
lease, or appropriation, the board may employ competent appraisers to advise it of the value
of such property, or expert 1"vitnesses to testify thereto in an appropriation proceeding, and
shall pay a reasonable compensation [or such services" (emphasis added)); RC. 307.52
("[u]pon the certificate of the prosecuting attorney or his assistant that the services of an
expert or the testimony of expert witnesses in the examination or trial of a person L\ccused of
the commission of crime, or before the grand jury, were or will be necessary to th" proper
administration of justice, the board of county commissioners may allow and pay the expert
slich compenwltion as it deems just and proper and as the court approves" (emphasis added));
Ohio R Civ. P. 26(B)(4)(c) ("[t]he court may require that the party seeking discovery under
subdivision (B)(4)(b) of this rule pay the expert a reasonable fee for time spent in responding
to discovery, and, with respect to discovery permitted under subdivision (B)(4)(a) of this
rule, may require a party to pay another party a fair portion of the fees and expenses
incurred by the latter party in obtaining facts and opinions from the expert" (emphasis
added)); Vassil v. Able Fence & Guard Rail, Inc., 81 Ohio App. 3d 533, 611 N.E.2d 919
(Cuyahoga County 1992).
The governing statutes of many state agencies expressly authorize the agencies to
hire experts.28
In other situations, however, a state agency without express authority to
28 See, e.g., RC. 117 . 13(A)(1 ) (stating in part, "[t]he costs of any assistant auditor,
employee, or expert employed pursuant to [RC. 117.09] called upon to testify in any legal
proceedings in regard to any audit, or called upon to review or discuss any matter related to
any audit, may bl! charged to the state agency to which the audit relates"); RC. 122.42(B)(7)
(Director of Development may employ, among others, construction and accounting experts);
RC. 154.06(E) (Public Facilities Commission may "[cJontract for the services of financial
consultants, appraisers, consulting engineers, architects, construction and accounting
experts, attorneys, and other consultants and independent contractors, as are necessary in
its judgment to carry out [R.C. Chapter 154]"); RC. 3745.02 (Environmental Review
Appeals Commission "may retain the services of experts"). Cf. RC. 126.31 (B) (consultant to
state agency "whose compensation is paid in whole or in part from state funds may be
reimbursed for his actual and necessCllY traveling and other expenses incurred while attend
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employ an expert witness may find the hiring of an expert to be necessary to carrying out one
of the agency's express powers or duties, in which case the authority to pay for the services
of the expert would be implied from the agency's express power or duty, so long as sufficient
sums have been appropriated to the agency and are otherwise available for that purpose. See
State ex reI. Corrigan v. Seminatore; State ex reI. Copeland v. State Medical Bd. In the absence
of a statute directing the amount to be paid to such experts, the agency may exercise its
discretion in any reasonable mhnner to prescribe the expert's compensation for his services.
See State ex reI. Butram v. Industrial Com111 'n. See generally Fletcher v. Bah, 35 Ohio App. 3d
129, 132, 520 N.E.2d 22, 25-26 (Franklin County 1987) ("[t]he reasonableness of any
expert's fee must be determined on a case-by-case basis").
It is our understanding that, as a general rule, state agencies engage experts pursu
ant to personal services contracts. The compensation to be paid to such experts, as well as
the services to be rendered by those experts, including the giving of testimony in a proceed
ing, whether judicial or administrative, are generally included within such contracts. In such
situations, the compensation established by the contract would dictate the amount, if any, to
be paid by the agency for the expert's service as a witness in any proceeding. Concerning an
expert witness's receipt of the fees and mileage payable to lay witnesses in addition to
compensation for services to the agency, we find no reason that an expert who testifies in an
agency proceeding would not also be entitled to receive the fees and mileage payable to lay
witnesses, so long as the expert witness complies with any conditions imposed upon lay
witnesses in the receipt of such fees and mileage. See, e.g., note six, supra.
Based upon the foregoing, it is my opinion, and you are hereby advised that:
1.
Lay witnesses who appear in proceedings before a state agency are
entitled to receive the witness fees and mileage set forth in R.C.
2335.05, unless a more specific provision of law applicable to the
particular state agency or type of proceeding at which the witness
appears or a more specific provision of law governing payment of
specific categories of witnesses supersedes the provisions of R.C.
2335.05.
2.
Pursuant to R.C. 2711.06, witnesses in arbitration proceedings con
ducted in accordance with R.C. 2711.01-.16, are entitled to the witness
fees and mileage prescribed by R.C. 2335.06, unless the terms of an
applicable collective bargaining agreement specify a different fee to be
paid to persons subject to the agreement.
3.
Although state agencies do not, as a general rule, have authority to pay
witnesses an amount in excess of the customary witness fees and
mileage or for expenses actually and necessarily incurred in appearing
in agency proceedings, if a state agency reasonably finds that payment
of additional amounts or expenses in a particular instance is necessary
to the performance of its powers and duties and if no statute prohibits
the payment of such additional amounts or expenses, the agency pos
ing any gathering, conference, or convention, or while performing official duties, inside or
outside this state, if authorized by that state agency. Notwithstanding any other statute to the
contrary, reimbursement shall be made in the manner, and at rates that do not exceed those,
provided by rule of the director of budget and management adopted in accordance with
[R.C. Chapter 119]" (emphasis added)).
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Attorney General
sesses the implied authority to pay such additional amounts or ex
penses, so long as sufficient funds have been appropriated to the agen
cy and are otherwise available [or that purpose. Similarly, if a state
agency possesses the express authority to establish its own procedures,
it may authorize, as part of its procedures, the payment of actual and
necessary expenses of witnesses who appear before it, so long as pay
ment of witness fees by that agency, in the pal-ticular type of proceed
ing, or to a particular category of witness is not otherwise expressly
provided by statute.
4.
Whether a witness who appears before a state agency without having
been subpoenaed is entitled to be paid the witness fee and mileage
payable to witnesses in such a proceeding depends upon the concli-·
tions imposed by law upon the payment of witness fees in that agency
or proceeding.
5.
A state employee is entitled to a fee that is different from that payable
to other witnesses who appear in a particular proceeding before a
state agency if either the statutes or rules governing the proceeding
before the agency authorize a different fee or if the provisions of an
applicable collective bargaining agreement require payment of a dif
ferent fee.
6.
The compensation which an expert witness engaged by a state agency
pursuant to a personal services contract is entitled to receive for his
services, as well as the services to be provided by the expert, are
dictated by the terms of the contract of employment. An expert who
testifies in a state agency proceeding is entitled to receive the fees and
mileage payable to lay witnesses in such proceeding, so long as the
expert witness satisfies any conditions imposed upon lay witnesses in
the receipt of such fees and mileage.