460-RICR-00-00-1
460-RICR-00-00-1. Rules of the Board of Review (version Technical Revision, 08/25/2008 to 11/27/2018)
RULES
OF THE
BOARD OF REVIEW
For
The Rhode Island Department of Labor and Training
November 2001
TABLE OF CONTENTS
RULE 1
APPEAL FROM THE DIRECTOR
RULE 2
TRANSMITTAL OF RECORD
RULE 3
AVAILABILITY OF RECORD
RULE 4
REFEREE AS APPEAL TRIBUNAL
RULE 5
HEARING SCHEDULE
RULE 6
NOTICE OF HEARING BEFORE REFEREE OR BOARD
RULE 7
POSTPONMENT OF HEARINGS
RULE 8
PUBLIC HEARING
RULE 9
EVIDENCE AT REFEREE HEARINGS
RULE 10
TRANSCRIPTS
RULE 11
REPRESENTATION AT HEARINGS
RULE 12
TELEPHONE HEARINGS
RULE 13
REOPENING BY REFEREE
RULE 14
APPEAL FROM THE REFEREE
RULE 15
HEARING BEFORE BOARD OF REVIEW
RULE 16
REMAND BY BOARD OF REVIEW
RULE 17
REOPENING BY BOARD OF REVIEW
RULE 18
APPEAL FROM BOARD OF REVIEW
RULE 1
APPEAL FROM THE DIRECTOR
(a)
Any appeal or request for hearing under the Rhode Island
General Laws, Sections 28-41-18 or 28-44-39(b) with
respect to a decision of the Director shall be made by
an interested party within fifteen (15) calendar days of
the mailing date of the Director s decision in person at
or by mail to the Department of Labor and Training.
However, said fifteen (15) calendar day period may be
extended for good cause shown.
(b)
Any appeal under the Rhode Island General Laws, Sections
28-40-7, 28-43-13 or 28-43-14 of a decision of the
Director shall be made by an interested party in writing
to the Board of Review within fifteen (15) calendar days
of the mailing date of the Director s decision.
However, said fifteen (15) day period may be extended
for good cause shown.
RULE 2
TRANSMITTAL OF RECORD
Immediately upon the filing of any appeal or request for hearing
with respect to a decision of the Director, the Director shall cause
the full record of the matter to be transmitted to the Board of
Review.
RULE 3
AVAILABILITY OF RECORD
The record of any matter pending before the Board of Review or a
designated Appeal Tribunal shall be available for inspection by any
interested party at the office of the Board of Review during normal
working hours.
For the purpose of these rules, an “interested party” shall be
deemed to be the director, the board of review, the claimant and any
employer or employing unit who has furnished information other than
wage information in accordance with subsection 28-44-38(c) of the
Rhode Island General Laws.
RULE 4
REFEREE AS APPEAL TRIBUNAL
(a)
The Board of Review may appoint one or more impartial
referees to serve as appeal tribunals. The Board of
Review may assign any appeal from or request for hearing
with respect to a decision of the Director to a Referee
for investigation, hearing, fact finding and/or decision.
(b)
The Board of Review may appoint a Chief Referee who shall
supervise the referees and staff of the Board, assign
cases to referees, schedule hearings before referees and
the Board, maintain the records of the referees and the
Board, compile statistics as required by the Board and
perform such other services as the Board may from time
to time direct. The Chief Referee shall report to the
Board.
RULE 5
HEARING SCHEDULE
As soon as possible after the filing of an appeal or request for
hearing, a hearing shall be scheduled before the Board of Review or
before a Referee to whom the matter has been assigned.
RULE 6
NOTICE OF HEARING BEFORE REFEREE OR BOARD
(a)
At least seven (7) calendar days before the date of a
hearing scheduled before a Referee or the Board of
Review, a written notice shall be mailed to all parties
at their last known addresses. The notice of hearing
shall include the following:
(I)
The date and time of the scheduled hearing;
(ii)
The location of the hearing including the city,
street address and room number;
(iii)
The purpose of the hearing, the issue or issues
involved and the applicable statute, regulation
or rule;
(iv)
Advice as to the importance of attending the
hearing;
(v)
Information concerning appropriate procedural
rights, e.g., the right to be represented and to
present evidence;
(vi)
Information concerning postponements and
withdrawals;
(vii)
A description of the responsibility and
authority of the Referee; and
(viii) Advice as to where and how further assistance or
information may be obtained.
(b)
A notice of hearing before the Board of Review shall
indicate, when appropriate, that such hearing will be:
(I)
A full hearing;
(ii)
A de novo hearing;
(iii)
A hearing for argument and new evidence only; or
(iv)
A hearing for argument only.
RULE 7
POSTPONEMENT OF HEARINGS
Upon motion of the Referee or the Board of Review or at the request
of an interested party for good cause, the Referee or Board may
postpone a hearing, provided that the hearing shall promptly be
rescheduled to prevent unreasonable delay.
RULE 8
PUBLIC HEARINGS
Hearings before a Referee or the Board of Review shall be open to
the public except when the Referee or Board determines that good
cause requires otherwise. The Referee or Board may, when
appropriate, order witnesses to be sequestered. A Referee or the
Board may exclude from any hearing a person whose conduct is
disruptive to the interest of justice.
RULE 9
EVIDENCE AT REFEREE HEARINGS
At a hearing before a Referee each interested party may present such
sworn testimony and other evidence as may be relevant to the issues
pending in the matter. Each interested party shall have the right
to cross examine witnesses testifying at the hearing. The Referee
shall inquire into and develop all facts bearing on the issues and
shall receive and consider evidence without regard to statutory and
common law rules.
RULE 10
TRANSCRIPTS
A record shall be kept of all testimony and proceedings in any
appeal pending before a Referee or the Board of Review. Such record
may be made by stenographic service or by recording device.
Testimony and proceedings shall not be transcribed unless and until
an appeal is properly filed from the decision of said Referee or
Board. Confidentiality of records shall be in accordance with Rhode
Island General Laws 28-42-38.
RULE 11
REPRESENTATION AT HEARINGS
Any interested party may be represented at a hearing before a
Referee or the Board of Review by a person knowledgeable of, as
appropriate, the Unemployment Insurance or Temporary Disability
Insurance programs of the State of Rhode Island. A party s
representative need not be an attorney.
RULE 12
TELEPHONE HEARINGS
At the discretion of the Referee or the Board of Review, one or more
interested parties may participate in a hearing by telephone and not
in person. All other rules shall apply to such hearings.
RULE 13
REOPENING BY REFEREE
After decision, the Referee may reopen any matter for reason of
fraud, mistake, collusion or substantial new evidence or when the
interests of justice so require.
RULE 14
APPEAL FROM THE REFEREE
An interested party aggrieved by a decision of a Referee may appeal
said decision by filing a notice of appeal in writing with the Board
of Review within fifteen (15) calendar days of the Referee s
decision.
RULE 15
HEARING BEFORE BOARD OF REVIEW
(a)
In any matter which has not been heard before a Referee
a full hearing shall be held before the Board of Review
at which hearing each interested party may present such
sworn testimony and other evidence as may be relevant to
the issues pending in the matter. Each interested party
shall have the right to cross examine witnesses
testifying at the hearing. The Board of Review shall
inquire into and develop all facts bearing on the issues
and shall receive and consider evidence without regard
to statutory and common law rules.
(b)
At all other hearings before the Board of Review, the
Board may elicit and receive such evidence and argument
as it deems appropriate, consistent with the notice of
said hearing.
RULE 16
REMAND BY BOARD OF REVIEW
(a)
Any matter pending before the Board of Review may be
remanded by the Board to a Referee for hearing, fact
finding, decision and/or reconsideration.
(b)
Any matter pending before a Referee or the Board of
Review may be remanded by the Board to the Director for
investigation,
fact
finding,
decision
and/or
reconsideration.
RULE 17
REOPENING BY BOARD OF REVIEW
After decision, the Board of Review may reopen any matter for reason
of fraud, mistake, collusion or substantial new evidence or when the
interests of justice so require.
RULE 18
APPEAL FROM BOARD OF REVIEW
Any interested party aggrieved by a decision of the Board of Review
may appeal therefrom by filing a notice of appeal with the District
Court, Sixth Division, within thirty (30) days of the Board s
decision in accordance with the provisions of Rhode Island General
Laws, Section 42-35-15.