460-RICR-00-00-1
460-RICR-00-00-1. Rules of the Board of Review (version Amendment, 11/27/2018 to 01/04/2022)
1.1 Authority
These regulations are
promulgated under the authority of R.I. Gen. Laws Chapter 28-40 et
seq .
1.2 Purpose
The purpose of these rules is
to clarify procedure before the Board of Review.
1.3 Definitions
A. “Department”
means the Department of Labor and Training.
B. “Director”
means the Director of the Department of Labor and Training.
C. “Interested party"
means the director, the board of review, the claimant and any
employer or employing unit who has furnished information other than
wage information in accordance with R.I. Gen. Laws §
28-44-38(c).
1.4 Appeal from the Director
A. Any appeal or request for
hearing under the R.I. Gen. Laws §§ 28-41-18 or 28-44-39(b)
with respect to a decision of the Director shall be made by an
interested party within fifteen (15) calendar days of the mailing
date of the Director's decision in person at or by mail to the
Department of Labor and Training. However, said fifteen (15) calendar
day period may be extended for good cause shown.
B. Any appeal under the R.I.
Gen. Laws §§ 28-40-7, 28-43-13 or 28-43-14 of a decision of
the Director shall be made by an interested party in writing to the
Board of Review within fifteen (15) calendar days of the mailing date
of the Director’s decision. However, said fifteen (15) day
period may be extended for good cause shown.
1.5 Transmittal of Record
Immediately upon the filing
of any appeal or request for hearing with respect to a decision of
the Director, the Director shall cause the full record of the matter
to be transmitted to the Board of Review.
1.6 Availability of Record
The record of any matter
pending before the Board of Review or a designated Appeal Tribunal
shall be available for inspection by any interested party at the
office of the Board of Review during normal working hours.
1.7 Referee as Appeal Tribunal
A. The Board of Review may
appoint one or more impartial referees to serve as appeal tribunals.
The Board of Review may assign any appeal from or request for hearing
with respect to a decision of the Director to a Referee for
investigation, hearing, fact finding and/or decision.
B. The Board of Review may
appoint a Chief Referee who shall supervise the referees and staff of
the Board, assign cases to referees, schedule hearings before
referees and the Board, maintain the records of the referees and the
Board, compile statistics as required by the Board and perform such
other services as the Board may from time to time direct. The Chief
Referee shall report to the Board.
1.8 Hearing Schedule
As soon as possible after the
filing of an appeal or request for hearing, a hearing shall be
scheduled before the Board of Review or before a Referee to whom the
matter has been assigned.
1.9 Notice of Hearing Before
Referee or Board
A. At least seven (7) calendar
days before the date of a hearing scheduled before a Referee or the
Board of Review, a written notice shall be mailed to all parties at
their last known addresses. The notice of hearing shall include the
following:
1. The date and time of the
scheduled hearing;
2. The location of the hearing
including the city, street address and room number;
3. The purpose of the hearing,
the issue or issues involved and the applicable statute, regulation
or rule;
4. Advice as to the importance
of attending the hearing;
5. Information concerning
appropriate procedural rights, e.g., the right to be represented and
to present evidence;
6. Information concerning
postponements and withdrawals;
7. A description of the
responsibility and authority of the Referee; and
8. Advice as to where and how
further assistance or information may be obtained.
B. A notice of hearing before
the Board of Review shall indicate, when appropriate, that such
hearing will be:
1. A full hearing;
2. A de novo hearing;
3. A hearing for argument and
new evidence only; or
4. A hearing for argument
only.
1.10 Postponement of Hearings
Upon motion of the Referee or
the Board of Review or at the request of an interested party for good
cause, the Referee or Board may postpone a hearing, provided that the
hearing shall promptly be rescheduled to prevent unreasonable delay.
1.11 Public Hearings
Hearings before a Referee or
the Board of Review shall be open to the public except when the
Referee or Board determines that good cause requires otherwise. The
Referee or Board may, when appropriate, order witnesses to be
sequestered. A Referee or the Board may exclude from any hearing a
person whose conduct is disruptive to the interest of justice.
1.12 Evidence at Referee Hearings
At a hearing before a Referee
each interested party may present such sworn testimony and other
evidence as may be relevant to the issues pending in the matter. Each
interested party shall have the right to cross examine witnesses
testifying at the hearing. The Referee shall inquire into and develop
all facts bearing on the issues and shall receive and consider
evidence without regard to statutory and common law rules.
1.13 Transcripts
A record shall be kept of all
testimony and proceedings in any appeal pending before a Referee or
the Board of Review. Such record may be made by stenographic service
or by recording device. Testimony and proceedings shall not be
transcribed unless and until an appeal is properly filed from the
decision of said Referee or Board. Confidentiality of records shall
be in accordance with R.I. Gen. Laws § 28-42-38.
1.14 Representation at Hearings
Any interested party may be
represented at a hearing before a Referee or the Board of Review by a
person knowledgeable of, as appropriate, the Unemployment Insurance
or Temporary Disability Insurance programs of the State of Rhode
Island. A party's representative need not be an attorney.
1.15 Telephone Hearings
At the discretion of the
Referee or the Board of Review, one or more interested parties may
participate in a hearing by telephone and not in person. All other
rules shall apply to such hearings.
1.16 Reopening by Referee
After decision, the Referee
may reopen any matter for reason of fraud, mistake, collusion or
substantial new evidence or when the interests of justice so require.
1.17 Appeal from the Referee
An interested party aggrieved
by a decision of a Referee may appeal said decision by filing a
notice of appeal in writing with the Board of Review within fifteen
(15) calendar days of the Referee’s decision.
1.18 Hearing Before Board of
Review
A. In any matter which has not
been heard before a Referee a full hearing shall be held before the
Board of Review at which hearing each interested party may present
such sworn testimony and other evidence as may be relevant to the
issues pending in the matter. Each interested party shall have the
right to cross examine witnesses testifying at the hearing. The Board
of Review shall inquire into and develop all facts bearing on the
issues and shall receive and consider evidence without regard to
statutory and common law rules.
B. At all other hearings
before the Board of Review, the Board may elicit and receive such
evidence and argument as it deems appropriate, consistent with the
notice of said hearing.
1.19 Remand by Board of Review
A. Any matter pending before
the Board of Review may be remanded by the Board to a Referee for
hearing, fact finding, decision and/or reconsideration.
B. Any matter pending before a
Referee or the Board of Review may be remanded by the Board to the
Director for investigation, fact finding, decision and/or
reconsideration.
1.20 Reopening by Board of Review
After decision, the Board of
Review may reopen any matter for reason of fraud, mistake, collusion
or substantial new evidence or when the interests of justice so
require.
1.21 Appeal from Board of Review
Any interested party
aggrieved by a decision of the Board of Review may appeal therefrom
by filing a notice of appeal with the District Court, Sixth Division,
within thirty (30) days of the Boards decision in accordance
with the provisions of R.I. Gen. Laws § 42-35-15.