South Dakota · Regulations
Chapter 20:08:07 — Notice filings for covered securities and registration exemptions
45 sections
45 sections
- ARSD 20:08:07:01ARSD 20:08:07:01. Notice filing for open-end investment companies
- ARSD 20:08:07:02ARSD 20:08:07:02. Notice filing for closed-end investment companies
- ARSD 20:08:07:03ARSD 20:08:07:03. Notice filing for unit investment trusts
- ARSD 20:08:07:03.01ARSD 20:08:07:03.01. Notice filing for face-amount certificate company
- ARSD 20:08:07:03.02ARSD 20:08:07:03.02. Notice filing for Rule 504 and 506 Reg. D offerings
- ARSD 20:08:07:04ARSD 20:08:07:04. Notice filing for Rule 506 Reg. D offeringsRepealed
- ARSD 20:08:07:05ARSD 20:08:07:05. Notice filing for industrial revenue bondsRepealed
- ARSD 20:08:07:06ARSD 20:08:07:06. Other covered securitiesRepealed
- ARSD 20:08:07:07ARSD 20:08:07:07. Institutional buyer definitionRepealed
- ARSD 20:08:07:08ARSD 20:08:07:08. Excluded securitiesRepealed
- ARSD 20:08:07:09ARSD 20:08:07:09. Government issued securitiesRepealed
- ARSD 20:08:07:10ARSD 20:08:07:10. Credit enhancementsRepealed
- ARSD 20:08:07:11ARSD 20:08:07:11. Bank securitiesRepealed
- ARSD 20:08:07:12ARSD 20:08:07:12. Securities listed on exchangesRepealed
- ARSD 20:08:07:13ARSD 20:08:07:13. Nonprofit corporations
- ARSD 20:08:07:14ARSD 20:08:07:14. Commercial paperRepealed
- ARSD 20:08:07:15ARSD 20:08:07:15. Employee stock purchase planRepealed
- ARSD 20:08:07:16ARSD 20:08:07:16. Notice requirements for employee stock purchase planRepealed
- ARSD 20:08:07:17ARSD 20:08:07:17. Foreign cooperatives
- ARSD 20:08:07:18ARSD 20:08:07:18. Isolated non-issuer transactionRepealed
- ARSD 20:08:07:19ARSD 20:08:07:19. Secondary tradingRepealed
- ARSD 20:08:07:20ARSD 20:08:07:20. Unsolicited orders
- ARSD 20:08:07:21ARSD 20:08:07:21. Real estate and mortgage-backed securities
- ARSD 20:08:07:22ARSD 20:08:07:22. Original incorporator and subscriberRepealed
- ARSD 20:08:07:23ARSD 20:08:07:23. Sales to existing security holders/standby commissions
- ARSD 20:08:07:24ARSD 20:08:07:24. Limited offerings general rules
- ARSD 20:08:07:25ARSD 20:08:07:25. Intrastate limited offering transactional exemption
- ARSD 20:08:07:26ARSD 20:08:07:26. Uniform limited offering exemption -- Reg. A, Reg. D, Rule 504, Rule 505, and SCORRepealed
- ARSD 20:08:07:27ARSD 20:08:07:27. Testing-the-waters exemption
- ARSD 20:08:07:28ARSD 20:08:07:28. Preliminary offering circularsRepealed
- ARSD 20:08:07:29ARSD 20:08:07:29. Model accredited investor exemption
- ARSD 20:08:07:30ARSD 20:08:07:30. Manual exemption
- ARSD 20:08:07:31ARSD 20:08:07:31. Viatical settlements
- ARSD 20:08:07:32ARSD 20:08:07:32. Canadian-United States cross-border trading exemption
- ARSD 20:08:07:33ARSD 20:08:07:33. Church extension fund securities
- ARSD 20:08:07:34ARSD 20:08:07:34. Solicitation of interest
- ARSD 20:08:07:35ARSD 20:08:07:35. Merger and consolidation
- ARSD 20:08:07:36ARSD 20:08:07:36. Designated foreign jurisdiction
- ARSD 20:08:07:37ARSD 20:08:07:37. Twenty-five purchasers exempt transaction
- ARSD 20:08:07:38ARSD 20:08:07:38. Entities for economic development
- ARSD 20:08:07:39ARSD 20:08:07:39. Isolated non-issuer exemption
- ARSD 20:08:07:40ARSD 20:08:07:40. Request for Transactional Exemption Pursuant to a Fairness Determination
- ARSD 20:08:07:41ARSD 20:08:07:41. Notice filing requirement for federal crowdfunding offerings
- ARSD 20:08:07:42ARSD 20:08:07:42. Notice filing requirement for Regulation A - Tier 2 offering
- ARSD 20:08:07:43ARSD 20:08:07:43. Transactional exemption from registration of issuers that comply with ongoing reporting requirements under Tier 2 of Regulation A