ARSD 20:08:07:03
ARSD 20:08:07:03. Notice filing for unit investment trusts
Cite as S.D. Admin. R. 20:08:07:03
Prior to any offer or sale of securities issued by a unit investment trust that are covered securities pursuant to section 18(b)(2) of the Securities Act of 1933, the following notice and fee must be submitted to the division:
(1) A signed Form NF, Uniform Notice Filing Form;
(2) A signed Form U-2, Uniform Consent to Service of Process. An issuer who has filed a Form U-2 in connection with a previous notice filing need not file another; and
(3) An initial or renewal filing fee pursuant to SDCL 47-31B-302.