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  1. US law
  2. Washington
  3. Regulations
  4. Title 460 — FINANCIAL INSTITUTIONS, DEPARTMENT OF (SECURITIES DIVISION)
  5. Chapter 460-23B — SALESPERSONS FOR ISSUERS

Washington · Regulations

Chapter 460-23B — SALESPERSONS FOR ISSUERS

7 sections

7 sections

  • WAC 460-23B-010WAC 460-23B-010. Application
  • WAC 460-23B-020WAC 460-23B-020. Registration procedure
  • WAC 460-23B-030WAC 460-23B-030. Salesperson examination requirements
  • WAC 460-23B-040WAC 460-23B-040. Expiration of salesperson license, renewal procedure, and delinquency fees
  • WAC 460-23B-050WAC 460-23B-050. Duty to update application
  • WAC 460-23B-060WAC 460-23B-060. Exemption from registration for condominium salespersons
  • WAC 460-23B-070WAC 460-23B-070. Termination of salespersons for issuers
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