WAC 460-23B-070

WAC 460-23B-070. Termination of salespersons for issuers

Last amended: 2014Year: 2026Length: 57 wordsOfficial source
Pursuant to RCW 21.20.080 , if a salesperson for an issuer terminates employment or association with an issuer, the issuer and the salesperson must notify the director of the termination by complying with the instructions to Form U5 and filing a paper copy of a completed Form U5 with the securities division within thirty days of termination.
WAC 460-23B-070: WAC 460-23B-070. Termination of salespersons for issuers | Justis AI