362 NLRB 598
United States Postal Service
598
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
United States Postal Service and National Association
of Letter Carriers, Branch 233. Case 10–CA–
129726
April 17, 2015
DECISION AND ORDER
BY CHAIRMAN PEARCE AND MEMBERS JOHNSON
AND MCFERRAN
On January 16, 2015, Administrative Law Judge Kelt-
ner W. Locke issued the attached bench decision. The
General Counsel filed an exception and a supporting
brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exception and brief and has decided to
affirm the judge’s rulings, findings, and conclusions, and
to adopt the recommended Order as modified.1
ORDER
1. Insert the following as paragraph 2(a) and reletter
the subsequent paragraphs.
“(a) Waive any contractual deadlines for filing and
pursuing grievances related to the requested information,
where the Union missed those deadlines due to the Re-
spondent’s delay in providing the information.”
2. Substitute the attached notice for that of the admin-
istrative law judge.
1 In the remedy section of his decision, the judge recommended that
the Board order the Respondent to waive any contractual deadlines the
Union missed for filing and pursuing grievances because the Respond-
ent unlawfully delayed in providing it with information requested be-
tween March 14 and May 5, 2014. The judge, however, did not include
this remedy in his recommended Order. The General Counsel excepts,
requesting that the Board correct this apparent inadvertent omission by
the judge. The Respondent did not except to the judge’s recommended
remedy or file an opposition to the General Counsel’s request.
The Board has broad authority to fashion appropriate remedies that
effectuate the purposes of the Act. See NLRB v. J. H. Rutter-Rex Mfg.
Co., 386 U.S. 258, 262–263 (1969). We find that the judge’s recom-
mended remedy is appropriate here. If the Respondent’s delay in
providing the requested information prevented the Union from timely
processing grievances, the Respondent’s unfair labor practice will have
frustrated the Union’s ability to perform its grievance-processing du-
ties. Accordingly, we shall modify the Order to require the Respond-
ent to waive any grievance processing deadlines that the Union missed
due to the Respondent’s delay in providing information specified in the
complaint. We shall also substitute a new notice to conform to our
modified Order.
APPENDIX B
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated the Federal labor law and has ordered us to post
and obey by this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT fail and refuse to furnish, in a timely
manner, information requested by the National Associa-
tion of Letter Carriers, Branch 233, which information is
relevant to the Union’s performance of its duties as ex-
clusive bargaining representative of an appropriate unit
of our employees, and necessary for that purpose.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL furnish, in a timely manner, information re-
quested by the National Association of Letter Carriers,
Branch 233, which information is relevant to the Union’s
performance of its duties as exclusive bargaining repre-
sentative of an appropriate unit of our employees, and
necessary for that purpose.
WE WILL waive any contractual deadlines for filing
and pursuing grievances related to the requested infor-
mation, where the Union missed those deadlines due to
our delay in providing the information.
UNITED STATES POSTAL SERVICE
The
Board’s
decision
can
be
found
at
www.nlrb.gov/case/10-CA-129726 or by using the QR code
below. Alternatively, you can obtain a copy of the decision
362 NLRB No. 70
POSTAL SERVICE
599
from the Executive Secretary, National Labor Relations
Board, 1099 14th Street, N.W., Washington, D.C. 20570, or
by calling (202) 273–1940.
Carla L. Wiley, Esq., for the General Counsel.
Rebecca Horan, Esq., for the Respondent.
BENCH DECISION AND CERTIFICATION
STATEMENT OF THE CASE
KELTNER W. LOCKE, Administrative Law Judge. The hear-
ing in this matter opened by telephone conference call on No-
vember 10, 2014. After receiving the formal documents, I ad-
journed the hearing at counsels’ request so that they could
complete a stipulation of facts which would obviate the need
for testimony. When the hearing resumed on December 2,
2014, the parties submitted the stipulation into evidence and
counsel presented oral argument. I then recessed the hearing
until December 5, 2014.
On December 4, 2014, the General Counsel filed a motion to
strike portions of the Respondent’s oral argument. When the
hearing resumed on December 5, 2014, counsel presented oral
argument concerning this motion. On December 8, 2014, I
issued a bench decision, pursuant to Section 102.35(a) (10) of
the Board’s Rules and Regulations, which addressed the Gen-
eral Counsel’s motion and the issues raised in the complaint. In
accordance with Section 102.45 of the Rules and Regulations, I
certify the accuracy of, and attach hereto as “Appendix A,” the
portion of the transcript containing this decision.1
REMEDY
The General Counsel has proven that the Respondent violat-
ed Section 8(a)(5) and (1) of the National Labor Relations Act
(the Act) by undue delay in furnishing requested information
relevant to and necessary for the Union’s performance of its
duties as exclusive bargaining representative. The customary
remedy for such a violation is a notice posting, and I recom-
mend that the Board order the Respondent to post the notice
attached hereto as Appendix B.
In view of the Respondent’s past history of unfair labor prac-
tices, and more particularly the numerous instances in which it
has been found guilty of violations similar to those present
here, the General Counsel seeks further remedy. Based on the
present stipulated record, I hesitate to conclude that an extraor-
1 The bench decision appears in uncorrected form at pp. 77 through
95 of the transcript. The final version, after correction of oral and
transcriptional errors, is attached as Appendix A to this Certification.
dinary remedy is warranted and do not recommend such a rem-
edy.
However, I am concerned that the Respondent’s delay in
furnishing the requested information potentially may result in
the Union’s failure to meet the contractual deadlines for filing
and pursuing grievances related to the information. Therefore,
I recommend that the Board require the Respondent to waive
any filing deadlines related to such grievances. However, I do
not recommend that the Board order the Respondent to waive
deadlines for grievances unrelated to the requested information.
CONCLUSIONS OF LAW
1. The Board has jurisdiction over the Respondent pursuant
to Section 1209 of the Postal Reform Act.
2. The Charging Party, National Association of Letter Carri-
ers, Branch 233, is a labor organization within the meaning of
Section 2(5) of the Act.
3. At all relevant times, the Charging Party has been the ex-
clusive bargaining representative, within the meaning of Sec-
tion 9(a) of the Act, of the following unit of the Respondent’s
employees, which is an appropriate unit within the meaning of
Section 9(b) of the Act:
All city letter carriers, excluding managerial and supervisory
personnel; professional employees; employees engaged in
personnel work in other than a purely non-confidential cleri-
cal capacity; security guards as defined in Public Law 91-375,
1201(2); all postal inspection service employees; employees
in the supplemental work force as defined in Article 7 [of the
collective-bargaining agreement between Respondent and Na-
tional Association of Letter Carriers]; rural letter carriers; mail
handlers, maintenance employees, special delivery messen-
gers, motor vehicle employees, and postal clerks.
4. The Respondent violated Section 8(a)(5) and (1) of the
Act by failing to furnish, in a timely manner, information re-
quested by the Charging Party which was relevant to the Charg-
ing Party’s performance of its duties as exclusive bargaining
representative of the unit described above and necessary for
that purpose.
5. The unfair labor practices described in paragraph 4,
above, affect commerce within the meaning of Section 2(6) and
(7) of the Act.
On the findings of fact and conclusions of law, and on the
entire record in this case, I issue the following recommended2
ORDER
The Respondent, United States Postal Service, Columbia,
South Carolina, its officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Failing and refusing to furnish, in a timely manner, in-
formation requested by the exclusive bargaining representative
of an appropriate bargaining unit of its employees, which in-
2 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, these findings, conclusions, and rec-
ommended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board, and all objections to them shall be deemed
waived for all purposes.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
600
formation is relevant to and necessary for such union’s perfor-
mance of duties as exclusive bargaining representative.
(b) In any like or related manner restraining or coercing em-
ployees in the exercise of the rights guaranteed them by Section
7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Post at its Northeast Station facility in Columbia, South
Carolina, and at all other places where notices customarily are
posted, copies of the attached notice marked “Appendix B.”3
Copies of the notice, on forms provided by the Regional Direc-
tor for Region 10, after being signed by the Respondent’s au-
thorized representative, shall be posted by the Respondent im-
mediately upon receipt and maintained for 60 consecutive days
in conspicuous places including all places where notices to
employees customarily are posted. Reasonable steps shall be
taken by the Respondent to ensure that the notices are not al-
tered, defaced, or covered by any other material. In addition to
physical posting of paper notices, noticed shall be distributed
electronically, such as by email, posting on an intranet or inter-
net site, and/or other electronic means, if the Respondent cus-
tomarily communicates with its employees by such means.
J. Picini Flooring, 356 NLRB 11 (2010).
(b) Notify the Regional Director in writing within 20 days
from the date of this Order what steps the Respondent has taken
to comply.
APPENDIX A
BENCH DECISION
This decision is issued pursuant to Section 102.35(a)(10) and
Section 102.45 of the Board’s Rules and Regulations. Based
on the admissions in Respondent’s Answer and the Stipulation
of the Parties, I conclude that Respondent violated Section
8(a)(5) and (1) of the Act, as alleged.
Procedural History
This case began on May 30, 2014, when the Charging Party,
National Association of Letter Carriers, Branch 233, which I
will call the “Union” filed its initial charge against the Re-
spondent, the United States Postal Service. On July 18, 2014,
the Union amended this charge.
On September 19, 2014, the Regional Director for Region
10, acting for the Board’s General Counsel, issued a Complaint
and Notice of Hearing. The Respondent filed an Answer on
October 3, 2014, an Amended Answer on November 6, 2014,
and a Second Amended Answer on November 10, 2014. For
brevity, I will refer to this Second Amended Answer simply as
the Answer.
Before the scheduled hearing, counsel reached agreement
that the evidence in this case could be presented by stipulation,
without calling any witnesses to testify. The parties further
3 If this Order is enforced by a judgment of the United States court
of appeals, the words in the notice reading “Posted by Order of the
National Labor Relations Board” shall read, “Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of
the National Labor Relations Board.”
agreed that the hearing could proceed by telephone conference
call.
When the hearing opened by telephone on November 10,
2014, the Respondent orally amended its Second Amended
Answer. After receiving into the record the pleadings and re-
lated formal documents, I recessed the hearing to allow counsel
additional time to reach a stipulation of facts.
The hearing resumed on December 2, 2014. The parties of-
fered and I received into evidence the stipulation and other joint
exhibits related to the stipulation. Counsel then delivered oral
argument and I recessed the hearing until December 5, 2014.
On December 4, 2014, the General Counsel filed a “Motion
to Strike Respondent’s Defense to the Merits or, In the Alterna-
tive, For Evidentiary Hearing.” When the hearing resumed on
December 5, the parties addressed the motion in further oral
argument. After considering those arguments, I stated on the
record that I would grant the motion to strike.
Today, December 8, 2015, I am issuing this bench decision.
It will include a clarification and explanation of my ruling on
the General Counsel’s motion to strike. This ruling affects
some, but not all, of the findings of fact. I will begin by dis-
cussing those findings which granting the motion did not affect.
FINDINGS OF FACT
Based on the stipulation and the admissions in Respondent’s
Answer, I make the following findings:
The Union filed and served the charge and amended charge as
alleged in the Complaint.
Respondent provides postal services at various facilities
throughout the United States, including a facility at 8505 Two
Notch Road, Columbia, South Carolina, which I will refer to as
the “Northeast Station.” Additionally, I find that the Board has
jurisdiction over Respondent by virtue of Section 1209 of the
Postal Reorganization Act, as alleged and admitted.
Respondent has admitted that certain individuals are its su-
pervisors within the meaning of Section 2(11) and its agents
within the meaning of Section 2(13) of the Act. The parties
also entered into a stipulation setting forth the correct job titles
for these individuals. Based upon Respondent’s admissions
and the stipulation, I find that the following persons are Re-
spondent’s supervisors and agents within the meaning of Sec-
tion 2(11) and (13), respectively: Customer Services Manager
Arietta Melodick, Labor Relations Specialist Sharon Keels, and
Acting Supervisor Umar Hameed. Additionally, based on the
stipulation, I find that Melodick was the highest-ranking man-
agement official at the Northeast Station facility and head of
that installation.
Complaint paragraph 4 alleges that at all material times, “the
Union has been a labor organization within the meaning of
Section 2(5) of the Act.” Considering the complaint as a
whole, I conclude that the word “Union” refers here not merely
to Branch 233 but to the National Association of Letter Carri-
ers, of which Branch 233 is a part. Thus, complaint paragraph
8 alleges that at all times “since in or before 1962, by virtue of
Section 9(a) of the Act, the International Union has been and is
the exclusive collective-bargaining representative of employees
in the unit described above in paragraph 6, for the purpose of
POSTAL SERVICE
601
collective bargaining with respect to rates of pay, wages, hours
of employment, and other terms and conditions of employ-
ment.”
Thus, complaint paragraph 7 alleges that since “in or before
1962, and at all material times, the Union’s International union,
(National Association of Letter Carriers the International Un-
ion), has been the designated exclusive collective-bargaining
representative of the nationwide unit employed by Respondent
and during that time, the International Union, and its affiliated
Branches on behalf of the International Union, including
Branch 233, have been recognized as such representative by
Respondent.”
Respondent’s Answer admits that at all material times “the
National Association of Letter Carriers (‘NALC’) has been the
exclusive collective bargaining representative” for the bargain-
ing unit described in the complaint and that Respondent “rec-
ognizes Branch 233 as an agent of the NALC, with representa-
tional authority over Unit employees domiciled at Respondent’s
Northeast Station, located at 8505 Two Notch Rd., Columbia,
SC.” Based on the admissions in Respondent’s Answer, I find
that the National Association of Letter Carriers is the exclusive
bargaining representative of the employees described in this
unit and that Branch 233 exercises its representational authority
at the facility involved in this proceeding.
In sum, based on Respondent’s admissions, I find that, at all
times material to this case, the National Association of Letter
Carriers, including its Branch 233, has been and is a labor or-
ganization within the meaning of Section 2(5) of the Act and
that it is the exclusive bargaining representative, within the
meaning of Section 9(a) of the Act, of the following unit of
employees, which is an appropriate unit within the meaning of
Section 9(b) of the Act:
All city letter carriers, excluding managerial and supervisory
personnel; professional employees; employees engaged in
personnel work in other than a purely non-confidential cleri-
cal capacity; security guards as defined in Public Law 91-375,
1201(2); all postal inspection service employees; employees
in the supplemental work force as defined in Article 7 [of the
collective-bargaining agreement between Respondent and Na-
tional Association of Letter Carriers]; rural letter carriers; mail
handlers, maintenance employees, special delivery messen-
gers, motor vehicle employees, and postal clerks.
Allegations Affected by the Grant of Motion to
Strike Respondent’s Defense
Because of its status as exclusive bargaining representative,
the Union has the right to receive from Respondent, on request,
information relevant to its duties as representative and neces-
sary for that purpose. The Act requires Respondent to furnish
the Union with such information within a reasonable time after
its request, and an undue delay in providing the requested in-
formation breaches Respondent’s duty to bargain in good faith
with the Union, thereby violating Section 8(a)(5).
All of the unfair labor practice allegations in this case con-
cern whether Respondent took an unreasonably long time to
provide information the Union had requested. Respondent
eventually provided all of the requested information to the Un-
ion, but the Government contends that Respondent waited too
long before doing so.
In determining whether an employer has unlawfully delayed
responding to an information request, the Board does not apply
a per se rule but rather considers the totality of the circumstanc-
es surrounding the incident. See, e.g., West Penn Power Co.,
339 NLRB 585 (2003).
It may be noted that one issue sometimes litigated in duty-to-
provide information cases is not present here. As part of the
Government’s burden of proof, the General Counsel must es-
tablish, as alleged in complaint paragraph 10, that the infor-
mation requested by the Union is relevant to the Union’s per-
formance of its duties as exclusive bargaining representative
and necessary for that purpose. Respondent has admitted these
allegations and I so find.
Rather, the central issue in this case concerns the amount of
time Respondent took to furnish the requested information and
two complaint paragraphs, 9 and 11, allege the details. Com-
plaint subparagraphs 9(a) through (i) describe nine occasions
when the Union allegedly requested that Respondent furnish
certain information. Complaint subparagraphs 11(a) through
(h) assert how long it took Respondent to provide the requested
information in each instance and also allege that these intervals
were unreasonably long.
Complaint Paragraph 9
Respondent filed an initial Answer on October 3, an Amend-
ed Answer on November 6, a Second Amended Answer on
November 10, and then amended it orally when the hearing
opened on December 2, 2014. In its initial Answer, Respond-
ent admitted that the Union had filed the information requests
as alleged in complaint paragraph 9. Likewise, Respondent’s
November 6th Amended Answer admitted that the Union had
“submitted information requests as set forth in this paragraph.”
In its November 10 Second Amended Answer, Respondent
added a “clarification” with respect to the information requests
described in complaint subparagraphs 9(c) through (h). Re-
spondent continued to admit that the Union had submitted the
information requests described in those subparagraphs, but
added that it “clarifies that the subject requests were submitted
to Acting Supervisor Umar Hameed, not the facility’s installa-
tion head.”
After the hearing opened on December 2, 2014, Respondent
orally amended the Answer to delete this “clarification.” Thus,
Respondent’s counsel stated the following on the record:
With regard to the Second Amended Answer that was submit-
ted this morning, November 10th, the Respondent has agreed
to strike portions of paragraph 9(c) to (h). The stricken portion
will be beginning with “but clarifies” through the end of the
sentence “with installation head.” So paragraph 9(c), the Se-
cond Amended Answer should now read, “Respondent ad-
mits that the Union submitted information requests as set forth
in this paragraph,” period.
Respondent’s amendment likewise eliminated the “clarifica-
tion” of its answer to complaint subparagraphs 9(d) through (h).
Respondent’s Second Amended Answer, as amended orally at
the hearing, therefore admits that the Union submitted the in-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
602
formation requests described in complaint paragraphs 9(a)
through (h) but without any language about which management
official received the requests.
Both Respondent’s original October 3 Answer and its No-
vember 6 Amended Answer admitted the allegations in com-
plaint subparagraphs 9(a) through (i). However, Respondent’s
Second Amended Answer did not mention complaint subpara-
graph 9(i), which raises a question as to whether Respondent
continues to admit the allegation raised in this subparagraph.
However, the joint stipulation which was received into evi-
dence on December 2, 2014, establishes the facts alleged in
complaint subparagraph 9(i) and represents Respondent’s last
word on this subject. Therefore, I find that the General Counsel
has proven all the allegations in complaint subparagraphs 9(a)
through (i).
Complaint Paragraph 11
As noted, complaint paragraph 11 alleged the date on which
the Union made each of the information requests, the date when
it received the information in each instance, and how long it
had to wait. Complaint paragraph 11 also alleged these delays
to be unreasonable. Respondent’s original October 3 Answer
denied these allegations. Respondent’s November 6 Amended
Answer simply stated, with respect to complaint subparagraphs
11(a) through (h), “Respondent admits that it delayed in provid-
ing much of the identified information to the Charging Party.”
Respondent’s November 10 Second Amended Answer made a
significant change which I will discuss shortly. However, I
first will note some additional facts which place the change in
context.
Before the November 10 scheduled hearing date, I spoke
with counsel in several conference calls. The last of these calls
took place on Friday, November 7, the day after Respondent
filed its Amended Answer admitting “that it delayed in provid-
ing much of the identified information to the Charging Party.”
Respondent’s original Answer had admitted many of the com-
plaint allegations and Respondent also expressed willingness to
enter into a stipulation of facts. Therefore, counsel agreed that
it would be possible to submit this matter on a written record,
with no need to call witnesses to testify.
However, there appeared to be one potential problem. Re-
spondent had added, at the end of its November 6 Amended
Answer, certain affirmative defenses which it had not raised in
its original October 3 Answer. It appeared that these newly-
asserted defenses might raise factual issues requiring testimony.
The affirmative defenses asserted an explanation for man-
agement’s delay in furnishing the Union with the requested
information. One of the affirmative defenses stated, in effect,
that the collective-bargaining agreement between Respondent
and the Union provided rules for the filing of information re-
quests and the Union’s failure to follow these rules caused the
delay. More specifically, the affirmative defense stated that the
parties’ collective-bargaining agreement mandates that “request
for information relating to purely local matters should be sub-
mitted by the local Union representative to the installation head
or designee.” According to the affirmative defense, the Union
deviated from this requirement by giving some of the infor-
mation requests to an acting supervisor and thereby “contribut-
ed to any delay.”
Another affirmative defense stated, in part, “Respondent act-
ed promptly and in good faith upon the discovery of the out-
standing information requests by Manager and installation head
Arietta Melodick.”
Determining whether a delay in providing information was
lawful entails an examination of the specific facts and circum-
stances to ascertain whether a respondent made “a reasonable
good faith effort to respond to the request as promptly as cir-
cumstances allow.” Good Life Beverage Co., 312 NLRB 1060,
1062 fn. 9 (1993). Clearly, Respondent’s affirmative defenses
might well raise factual questions which could not be answered
by referring to the pleadings and the contemplated stipulation.
When I brought up this matter during the November 7 con-
ference call, Respondent’s counsel stated that Respondent
would be amending its Answer to eliminate the affirmative
defenses. In this circumstance, it appeared that a written stipu-
lation of facts would suffice.
On Monday, November 10, Respondent filed its Second
Amended Answer and the hearing opened. Respondent orally
amended its Second Amended Answer. After receipt of that
amendment and the formal documents, I granted an adjourn-
ment so that counsel would have time to finalize the contem-
plated stipulation of facts. On December 2, the hearing re-
sumed. The parties offered and I received into evidence the
stipulation. Then, counsel presented oral argument.
Respondent’s argument focused on the same matters previ-
ously raised in the affirmative defenses which had appeared in
Respondent’s November 6 Amended Answer and which did not
appear in Respondent’s November 10 Second Amended An-
swer. Two days after the oral argument, the General Counsel
filed the motion to strike.
The General Counsel’s motion argued that when Respondent
amended its Answer on November 10, it thereby waived the
defense that it later asserted in oral argument, namely, that the
Union had contributed to the delay by failing to follow the ne-
gotiated information request procedure. For reasons I am about
to discuss, I agreed with the General Counsel. First, however, I
will modify and clarify my ruling on the motion in light of
further consideration.
In granting the General Counsel’s motion, I do not strike Re-
spondent’s oral argument physically from the record but rather
conclude that Respondent has waived its right to make certain
arguments about the causes of its delays in providing the re-
quested information to the Union. This waiver withdraws these
issues from my consideration, and therefore I disregard Re-
spondent’s arguments pertaining to the causes of the delays.
It is well settled that the Board will not lightly infer a waiver
of a statutory right. Similarly, I regard the waiver of the right
to present an argument during a formal proceeding to be highly
serious and consequential and will find such a waiver here only
if Respondent’s statements and actions clearly and unequivo-
cally manifest an intent to abandon the right.
Here, I consider two separate actions by Respondent. Its
November 10 Second Amended Answer omitted all affirmative
defenses which Respondent had raised in previous pleadings,
including those which first appeared in its November 6 Amend-
POSTAL SERVICE
603
ed Answer. Then, Respondent further amended the November
10 Second Amended Answer when the hearing opened.
The affirmative defenses raised in Respondent’s November 6
Amended Answer and then omitted from its November 10 Se-
cond Amended Answer sought to blame the Union for part of
Respondent’s delay in providing the requested information. In
these defenses, Respondent asserted that the Union had failed
to follow the agreed-upon procedure for filing information
requests which was part of the current collective-bargaining
agreement. If the Union had followed this procedure, the de-
fenses asserted, it would have filed the information requests
with the installation head, Manager Melodick, but instead filed
some of them with an acting supervisor who did not pass them
up the chain of command. The defenses further argued that
Manager Melodick had acted promptly once she learned about
the information requests.
The November 10 Second Amended Answer omitted these
arguments from the portion of the pleading entitled “Affirma-
tive Defenses”—indeed, the November 10 document did not
include any section called “Affirmative Defenses”—but in
answering specific complaint allegations, it included statements
about how the information requests had been filed. For exam-
ple, in answering complaint subparagraphs 9(c) through (h), the
document had added, after its admission of these allegations,
that it “clarifies that the subject requests were submitted to
Acting Supervisor Umar Hameed, not the facility’s installation
head.”
Likewise, the Second Amended Answer admitted, in answer-
ing complaint subparagraphs 11(c) through (h), “only that its
Acting Supervisor, Umar Hameed, to who[m] the requests were
submitted, did not provide the requested information, and that
only when the requests were brought to Manager Melodick’s
attention, on or about May 25, 2014, the information was pro-
vided.”
Thus, although the Second Amendment Answer had omitted
the labeled affirmative defenses, it left room for Respondent to
raise these same arguments. However, when the hearing
opened, Respondent orally amended the pleading to delete the-
se vestiges of the defenses.
In effect, these oral amendments served the same purpose as
a good software removal program, cleaning up any lingering
traces which the initial uninstalling had missed. In other words,
Respondent’s willingness to expunge all references to the man-
ner in which the Union had made the information requests
leaves no doubt about its intention to abandon these defenses.
Therefore, I need not consider or decide whether the Second
Amended Answer, by itself, would waive the defenses. That
Answer, plus the cleanup effected by the oral amendments at
hearing, together totally uninstalled the defenses. I conclude
that Respondent clearly and unequivocally waived them.
Conclusions about Unfair Labor Practice Allegations
By its Answer, as amended, and the Joint Stipulation, Re-
spondent has admitted that the Union filed the information
requests as alleged in the various subparagraphs of complaint
paragraph 9 and that the requested information was relevant to
and necessary for the Union’s performance of its duties as ex-
clusive bargaining representative, as alleged in complaint para-
graph 10, and I have so found.
Additionally, examining the information requests, I find that
they pertain to the terms and conditions of employment of bar-
gaining unit employees and, accordingly, that the requested
information is presumptively relevant. See generally Coca-
Cola Bottling Co. of Chicago, 311 NLRB 424 (1993). Re-
spondent has not tried to rebut this presumption and has not
done so.
Moreover, by amendment at hearing, Respondent has admit-
ted, flatly and without qualification, the allegations raised in
complaint subparagraphs 11(a) through (h). Each of these alle-
gations states that Respondent “unreasonably delayed” in
providing requested information. Respondent has thus admit-
ted the unreasonableness of the delays as well as the delays
themselves.
In sum, I conclude that Respondent has admitted all elements
necessary to establish a breach of its duty to bargain in good
faith and a violation of Section 8(a)(5) and (1) of the Act. I
recommend that the Board find that Respondent committed all
violations alleged in the complaint.
Respondent’s Proposed Unilateral Settlement
Respondent has proposed a settlement agreement to which
the General Counsel does not give its assent. Respondent has
moved that I approve this proposed agreement unilaterally. I
deny the motion.
The proposed settlement does not, in my view, provide a full
remedy for the unfair labor practices. it concerns me that Re-
spondent’s delays in providing the requested information may
have prejudiced the rights of bargaining unit employees to file
and pursue grievances based on the information sought. There-
fore, I believe that the remedy should include a requirement not
in the proposed settlement, namely, that Respondent must
waive any time limitation for the filing and processing of griev-
ances which result from the information now provided. Ac-
cordingly, the motion to approve the settlement unilaterally is
denied.
The General Counsel also has raised arguments concerning
the appropriate remedy. I will address these arguments in the
Certification of Bench Decision.
More specifically, when the transcript of this proceeding has
been prepared, I will issue a Certification which attaches as an
appendix the portion of the transcript reporting this bench deci-
sion. This Certification also will include provisions relating to
the Findings of Fact, Conclusions of Law, Remedy, Order and
Notice. When that Certification is served upon the parties, the
time period for filing an appeal will begin to run.
I appreciate the professional and civility demonstrated by
counsel in this proceeding. The hearing is closed.