362 NLRB 623
ASSET PROTECTION & SECURITY SERVICES, L.P.
ASSET PROTECTION & SECYRUTT SERVICES, L.P.
623
Asset Protection & Security Services, L.P. and Larry
Dawson. Case 28–CA–108982
April 22, 2015
DECISION AND ORDER
BY CHAIRMAN PEARCE AND MEMBERS MISCIMARRA
AND MCFERRAN
On July 7, 2014, Administrative Law Judge Mary Mil-
ler Cracraft issued the attached decision. The General
Counsel filed exceptions and a supporting brief, the Re-
spondent, Asset Protection & Security Services, L.P.,
filed an answering brief, and the General Counsel filed a
reply brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings, and conclusions and
to adopt the recommended Order.1
ORDER
The recommended Order of the administrative law
judge is adopted and the complaint is dismissed.
Douglas Callahan, Esq. and John Giannopoulos, Esq., for the
General Counsel.
Keith B. Sieczkowski, Esq., for the Respondent.
DECISION
MARY MILLER CRACRAFT, Administrative Law Judge. At the
beginning of an interview that he reasonably believed might
result in disciplinary action, Detention Officer Larry Dawson
(Dawson)1 stated that he was “self-represented” but he would
1 In adopting the judge’s conclusion that the Respondent did not vio-
late employee Larry Dawson’s rights under NLRB v. J. Weingarten,
420 U.S. 251 (1975), we rely solely on the following facts. Prior to the
investigatory interview at issue here, Dawson, an experienced former
union official, informed the Respondent’s project manager, Guadalupe
Barajas Jr., that “I will be representing myself.” On the day of the
interview, Dawson’s coworker, Donald Zimmerman, escorted Dawson
to Barajas’ office. As they walked, Dawson asked Zimmerman to serve
as a “witness” during the interview. Zimmerman agreed. The men
further agreed that Zimmerman would not serve as a “representative”
because Dawson would represent himself. When Dawson and Zim-
merman arrived at Barajas’ office, Dawson reminded Barajas that he
would represent himself, and he asked that Zimmerman remain as a
“witness.” Barajas confessed his confusion at how self-representation
would work, and Dawson responded that was why he wanted a “wit-
ness.” Barajas said Zimmerman could not remain as a “witness.”
Dawson repeated his request, and Barajas again refused.
Dawson, Zimmerman, and Barajas all understood that Dawson
wanted to represent himself and additionally wanted Zimmerman to
remain as a mere observer. We find under these particular facts that
Dawson did not effectively request a Weingarten representative.
1 Dawson filed the underlying unfair labor practice charge and
amended charge on July 12, 2013, and January 23, 2014, respectively.
Complaint and notice of hearing issued on January 31, 2014. The hear-
ing took place in Phoenix, Arizona, on April 2 and 3, 2014.
like a designated employee witness at the interview. His request
was denied. At the interview, Dawson received a suspension for
a prior incident but thereafter he was discharged for his behav-
ior during the interview. The issue in this case is whether Asset
Protection & Security Services, L.P. (Respondent) violated
Section 8(a)(1) of the National Labor Relations Act (the Act)
by denying Dawson a witness, conducting the interview after
denying the request for a witness, and discharging Dawson for
conduct at his “self-represented” interview.2 No violation is
found.
On the entire record, including my observation of the de-
meanor of the witnesses,3 and after considering the briefs filed
by counsel for the General Counsel and counsel for the Re-
spondent, the following findings of fact and conclusions of law
are made.
I. JURISDICTION AND LABOR ORGANIZATION STATUS
Respondent is a limited partnership located at the United
States Immigration and Customs Enforcement (ICE) Detention
and Transfer facility in Florence, Arizona, providing security
services to the United States Government. It admits it meets the
Board’s jurisdictional standard for nonretail direct outflow4 and
that it is an employer engaged in commerce within the meaning
of Section 2(2), (6), and (7) of the Act. Respondent admits and
I find that the International Union, Security, Police, Fire Pro-
fessionals of America (SPFPA) on behalf of its Local 830 is a
labor organization within the meaning of Section 2(5) of the
Act.5 Thus, this dispute affects interstate commerce and the
Board has jurisdiction of this case pursuant to Section 10(a) of
the Act.
II. FACTS AND ANALYSIS
Corporate and Collective-Bargaining Background
Since November 2009, Respondent has provided unarmed
and armed detention and transportation guards at the Florence
ICE facility. Respondent’s subcontractor, Ahtna Technical
Services, Inc. (Ahtna), also provides unarmed and armed deten-
tion and transportation guards at the Florence ICE facility. Re-
spondent and Ahtna have a collective-bargaining agreement
with the Union covering a unit of “All full-time and part-time
2 In NLRB v. J. Weingarten, 420 U.S. 251, 256–258 (1975), the
Court held, inter alia, that an employee may request representation at an
investigatory interview which the employee reasonably believes will
result in disciplinary action.
3 There is little dispute with regard to the facts of this case. However,
when necessary, credibility resolutions have been made based upon a
review of the entire record and all exhibits in this proceeding. Witness
demeanor and inherent probability of the testimony have been utilized
to assess credibility. Testimony contrary to my findings has been dis-
credited on some occasions because it was in conflict with credited
testimony, or documents, or because it was inherently incredible and
unworthy of belief.
4 Siemons Mailing Service, 122 NLRB 81, 85 (1958).
5 The pleadings use the description as referenced above, that is, “In-
ternational Union, Security, Police, Fire Professionals of America
(SPFPA) on behalf of its Local #830.” This entity is referred to as the
Union. In order to distinguish between the International and the local,
when SPFPA is utilized it refers to the International union. When Local
830 is utilized it refers to the local union.
362 NLRB No. 72
624
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Detention and Transportation Officers . . . excluding all other
Employees including office clerical Employees and profession-
al Employees as defined in the National Labor Relations Act.”
The collective-bargaining agreement relevant to these proceed-
ings was in effect from November 1, 2010, through October 31,
2013.
Guadalupe Barajas Jr. (Barajas) served, at all relevant times,
as project manager for Respondent and Ahtna. Although he is
no longer employed with Respondent, Respondent admits that
Barajas was a supervisor within the meaning of Section 2(11)
of the Act. Other members of management include Jason Lew-
is, chief of security, and Charles Rowe, lieutenant.
Respondent maintains about 250 officers at the Florence ICE
facility which operates 7 days a week, 24 hours per day. Each
guard works a designated 5 days on, 2 days off shift on the
morning, swing, or night shift. For instance, Dawson was work-
ing the swing shift with Wednesdays and Thursdays as his des-
ignated days off. The shifts are awarded based on seniority.
At the beginning of each shift, there is a “muster” at which
all employees assemble in an open area near the property stor-
age building. At the time of muster, employees are briefed
about the current status of operations as it affects their duties.
Local 830 Political Campaigns
The General Counsel asserts that political activity in Local
830 influences the appropriateness of particular Weingarten
representatives. In 2010, Dawson served as an appointed chief
steward and later was appointed vice president. Then in Sep-
tember 2010, SPFPA removed the Local 830 officers and
named detention officer Ronald Ochs (Ochs) as trustee and
SPFPA’s site representative. Local 830 elections were held in
early 2011. Dawson was elected president with a term expiring
in March 2012. Although not on Dawson’s slate, Lyn Fulmer
(Fulmer) was elected vice president and served with Dawson
Local 830 elections were held again in February 2012. The
Dawson slate ran against the Ochs slate. On February 20, 2012,
Dawson emailed the electorate asking that voters cast their
ballots for his slate: “Do you want a Board with a track record
of giving your rights away by crawling in bed with the compa-
nies or do you want a Board that will continue to push and pre-
serve your rights as employees and Union members.”
The Ochs slate found fault with the Dawson administration
in lack of representation on a 32/40 overtime issue, failure to
act on and process grievances in a timely manner, and in failure
to negotiate a health and welfare increase to offset the increase
in premium costs. In campaign literature, they stated, “The
choice is simple. If you approve of what has happened in the
past twelve months you will vote to keep those responsible on
the Board.” The email concluded that if employees wanted a
change, they should vote for the Ochs slate.
These email propaganda statements from February 2012 are
relied upon by the General Counsel to show animus between
the parties. No literature or statements from the 2013 campaign
were presented. There is no other evidence of animus apart
from the fact that Ochs and Dawson had run against each oth-
er.6
Ultimately the Ochs slate, which included Fulmer as vice
president, prevailed in the February 2012 election. Although
Dawson challenged Ochs for president in the March 2013 elec-
tion, Dawson was discharged by Respondent prior to the elec-
tion.
Muster
On Sunday, January 13, 2013,7 Dawson reported for work
and joined about 60–70 employees at the 1:45 p.m. muster
conducted by Lt. Charles Rowe (Rowe). Prior to addressing the
employees, Rowe asked the employees to move in closer to
him. Dawson moved about 5–7 feet closer. Rowe asked Daw-
son two more times to move further in and on both occasions
Dawson refused to move. Rowe said he would deal with Daw-
son later. After muster was completed, Rowe told Dawson,
“When I tell you to do something, I expect you to do it.” Ac-
cording to Dawson, both he and Rowe raised their voices dur-
ing the ensuing discussion. At the end of the discussion, Rowe
told Dawson to report to work.
Unpaid Administrative Leave
Although Dawson returned to work after muster, at about
3:50 p.m. Rowe told Dawson he was being escorted out of the
facility. Rowe further stated that Barajas would contact Dawson
the following morning. Dawson turned in his keys and his iden-
tification documents. He was then escorted from the facility.
On January 15, Barajas and Dawson spoke by phone. Barajas
told Dawson he was placed on unpaid administrative leave for
insubordination at the January 13 muster. Barajas told Dawson
he had submitted a report of the incident to corporate. Dawson
protested that Barajas had not contacted him before preparing
the report. Barajas asked Dawson to submit a report.
During their discussion, Dawson complained about rumors
circulating at the facility that he had taken a swing at Rowe
during the January 13 muster incident and asked Barajas to stop
them. Barajas asked for names and dates of the rumors and
Dawson said he would provide them later.
Barajas told Dawson he would need to report for an inter-
view regarding the muster incident. The stated purpose for the
interview, as set forth by Barajas in an email to Dawson, was
“to offer you the opportunity to better explain the circumstanc-
es as it relates to this [muster] incident and we in turn will ex-
plain our concerns then consider our options to best resolve the
matter.”
Although Respondent originally scheduled the interview on
January 21, Dawson asked that it be held on January 22 at a site
6 In early 2012, prior to the election, Dawson attempted to serve
Ochs with internal charges based on “inappropriate activities, cam-
paigning date, and so forth.” Ochs did not pick up these charges so
Dawson sent them to SPFPA. There is no further evidence regarding
these charges nor is there evidence that Respondent was aware of these
charges.
7 All further dates are in 2013, unless otherwise specified.
ASSET PROTECTION & SECURITY SERVICES, L.P.
625
away from the facility. Dawson chose SPFPA International
representative and organizer and former Local 830 business
agent, Robert Inman (Inman), to represent him. Inman had a
conflict on January 21 and, further, Inman did not wish to enter
the facility. Dawson explained to Barajas that he believed there
was a conflict of interest with the current officers of Local 830
representing him at an investigatory interview. Barajas refused
to hold the interview away from the facility. Refusal to hold the
interview offsite is not alleged as an unfair labor practice.
In the meantime, by email of January 28, Ochs told Dawson
and Barajas that Local 830 Vice President Fulmer would be
Dawson’s representative at the interview. In fact, Fulmer
served as Local 830’s point of contact for disciplinary inter-
views.
Ultimately, through a series of email communications, Daw-
son and Barajas agreed to meet at the facility on January 29.
Barajas told Dawson that the meeting would afford Dawson an
opportunity to explain the facts surrounding the muster. Daw-
son informed Ochs and Barajas that he did not want Fulmer to
be present at the interview stating, “I will be representing my-
self.”
Collective-Bargaining Agreement and Oral Understanding
Regarding Disciplinary Interviews
Section 1.4C of the contract states:
If the Employee requests, the Company will call for a Union
Representative prior to any disciplinary action taken, whether
it be written or verbal. The supervisor will release the Union
Representative as soon as possible. The Union Representative
will be paid for time spent in this regard, upon receiving Su-
pervisor approval of relief from duty.
In addition to the contract language, Respondent and Local
830 have an oral understanding regarding disciplinary inter-
views. When Barajas arrived in 2010, he and the Union reached
an understanding that a steward would be present at all inter-
views. If the employee did not want the steward to be present,
the employee could request that the steward be dismissed. Lat-
er, Barajas dealt with Vice President Fulmer at all disciplinary
interviews. He was the “point of contact” for Barajas in dealing
with disciplinary matters.
Interview
On January 29, Dawson arrived at the facility and was es-
corted by detention officer Donald Zimmerman (Zimmerman)
to Barajas’ office. Zimmerman was the vice presidential candi-
date on Dawson’s slates in 2011 and 2012. Zimmerman re-
signed from the Union in March 2012. On their walk to the
office, Dawson asked Zimmerman if he would act as a witness
at the interview. Zimmerman agreed to do so. Both Zimmer-
man and Dawson agreed that Zimmerman was to be a “wit-
ness” and not a “representative” at the interview and that Daw-
son would act as his own representative. Dawson did not at any
time on January 29 ask for a union representative.
Zimmerman and Dawson reported to Barajas’ office. Daw-
son said he would represent himself and asked that Zimmerman
remain as a witness. Barajas said he did not know how self-
representation would work. Dawson said that was why he
wanted a witness. Barajas stated that Zimmerman could not
remain as a witness noting that he was on the clock, had work
to perform, and he was not a union member or steward. When
Dawson asked a second time that Zimmerman remain as a wit-
ness, Barajas told Zimmerman to go back to work. Zimmerman
left and Security Chief Jason Lewis joined Dawson and Barajas
in the office. Barajas asked for Dawson’s report of the January
13 muster incident. Dawson gave Barajas a handwritten report.
Dawson asked what was going to be done about the rumors
circulating in the facility. Barajas asked Dawson for the names
and dates of the rumors. Dawson stated he would not provide
the information and he stated that he did not think he should
have to conduct the Company’s investigation.
Barajas told Dawson that the purpose of the meeting was to
issue discipline to Dawson. Barajas gave Dawson a record of
disciplinary action (RDA) suspending him for 5 days for insub-
ordination at the January 13 muster. The General Counsel does
not dispute the lawfulness of this suspension. Barajas asked
Dawson to review the RDA and asked if he understood that he
was not to act in this manner—that insubordination would not
be tolerated. Dawson did not respond at first but when asked
again he said, “You’re speaking the English language, aren’t
you?” Barajas told Dawson that as an employee of the Compa-
ny, he was expected to answer when he was asked a question.
Dawson responded that he was not certain whether he was an
employee of the Company anymore.
The recitation of facts of the January 13 muster in the RDA
state that Dawson was asked by Rowe to move twice and re-
fused and that Dawson acted aggressively toward Rowe, behav-
ior that Respondent would not tolerate. Dawson was instructed
in the RDA to take corrective action and follow all directives.
Barajas went over the RDA with Dawson. When he concluded,
Barajas crossed out the suspension dates on the RDA (which
had been completed in anticipation of an earlier date for the
interview) and asked Dawson what his days off were. Dawson
responded that every day was a day off. Barajas asked again
and Dawson told him he did not remember. Barajas left to
check what Dawson’s days off were and returned stating that
Dawson’s days off were Wednesday and Thursday. Barajas
filled in the days of suspension as from Friday, February 1, to
Tuesday, February 5. Dawson refused to sign the record of
disciplinary action, which is not unusual.
Termination
Immediately after conclusion of the January 29 interview
with Dawson, Barajas prepared a memorandum to CEO Scott
Mandel (Mandel) recommending that Dawson be discharged
immediately for insubordination during the interview. Barajas
recounted Dawson’s behavior including refusal to respond to
questions, refusal to provide the names of those spreading ru-
mors, refusal to acknowledge his employment relationship with
Respondent, and refusal to state what his days off were. Mandel
approved the discharge for insubordinate conduct during the
January 29 interview.
Analysis: Weingarten Issues
The General Counsel avers that Respondent violated Section
8(a)(1) of the Act by refusing Dawson’s request for an employ-
ee-witness at the interview, by conducting the interview after
denying Dawson a witness, and by discharging Dawson be-
626
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
cause of his conduct during an interview in which he was de-
nied a witness.
Respondent, on the other hand, contends that no violation
occurred because the Weingarten right at an investigatory in-
terview is to a union representative. Respondent contends that
Weingarten does not provide a right to a witness. Because there
was no request for a Weingarten representative, Respondent
argues no violations may be found. Further, Respondent con-
tends that the record does not establish a conflict between Daw-
son and Local 830 which would require a representative other
than a member of the Local 830’s board.
Weingarten establishes that “an employee has the right to un-
ion representation at an interview which the employee reasona-
bly fears will result in discipline.”8 Dawson was told that the
purpose of the interview was to discuss the circumstances and
Respondent’s concerns surrounding the January 13 muster and
for Respondent to consider its options to resolve the matter.
Thus, Dawson reasonably believed that the January 29 inter-
view could result in discipline.
Generally, the Weingarten right to representation includes a
right to choose a specific union representative if that repre-
sentative is available.9 Respondent denied Dawson’s request
that the interview be conducted offsite to accommodate Interna-
tional Representative Inman, whom Dawson chose to act as his
specific union representative. This denial is not alleged as an
unfair labor practice.
Two weeks after the January 13 muster incident, Dawson
and Barajas were continuing their efforts to set up the inter-
view. By that time, Local 830 had informed Dawson and Bara-
jas that Fulmer would act as Dawson’s representative. At this
point, on January 28, Dawson announced that he would serve
as his own representative. Indeed, Dawson was an articulate,
intelligent witness and certainly exhibited the ability to repre-
sent himself. His acting on his own behalf is, moreover, con-
sistent with the Court’s holding in Weingarten that an employee
may forgo the guaranteed right to representation and, if he pre-
fers, participate in an interview unaccompanied by his union
representative.10
Upon arriving at the scheduled January 29 interview, Daw-
son stated that he would be self-represented, as previously
planned, and announced for the first time that he wanted an
employee witness at his self-represented interview. In fact,
Dawson presented Zimmerman to act as his employee witness
while Dawson represented himself. Both Dawson and Zim-
merman understood Zimmerman’s role. It was to sit and listen
and not take part in the interview.
Zimmerman was on guard duty at the time. No advance no-
tice of the request for Zimmerman’s presence had been given
Respondent and, accordingly, Respondent had no opportunity
to organize a replacement for Zimmerman. Thus, due to these
extenuating circumstances, as well as Zimmerman not being a
8 Postal Service, 360 NLRB 659, 659 (2014).
9 See, e.g., Anheuser-Busch, Inc., 337 NLRB 3, 8–9 (2001), enfd.
338 F.3d 267 (4th Cir. 2003), cert. denied 541 U.S. 973 (2004); Consol-
idation Coal Co., 307 NLRB 976 fn. 1, 978 (1992).
10 Weingarten, supra, 420 U.S. at 257.
steward or a union member, Respondent advised Zimmerman
to return to work.
Dawson’s request for an employee witness at his self-
represented interview is not a right specifically guaranteed in
Weingarten as it is currently applied.11 The right to a
Weingarten representative is a right to a representative who is
an agent of the labor organization which serves as the exclusive
representative of the employees. Weingarten, supra, 420 U.S. at
257–258; see also, IBM Corp., supra, 341 NLRB at 1291–1292
(a representative at an investigatory interview acts not only for
the employee being interrogated but also for all other employ-
ees in the unit).
IBM Corp., supra, sets forth the Board’s rationale for refusal
to extend Weingarten rights in a nonunion setting. As Respond-
ent notes, not only does IBM Corp., supra, hold that a union
representative at an investigatory interview acts for the entire
bargaining unit, the Board also recognized that a coworker
chosen on an “ad hoc basis” might undermine the union’s abil-
ity to think beyond the immediate situation and look to set
precedent.
Further, even if Dawson’s request for Zimmerman’s pres-
ence as a witness could be construed as a request for a
Weingarten representative, Dawson was not entitled to the
presence of Zimmerman because a knowledgeable union repre-
sentative was available, the parties’ contract obligates Re-
spondent to provide a “Union Representative,” and Respondent
and Local 830 had an oral agreement to utilize Fulmer as a
representative for the interview.
The General Counsel argues to the contrary asserting that if
no union representative is available and nothing in the parties’
contract requires a union representative at an investigatory
interview nor is there an oral understanding which establishes a
procedure for representation, a fellow employee with no official
union status may be present at the interview as a representa-
tive.12
These are narrow circumstances and they are not present
here. Here, the parties’ contract specifically requires that a “Un-
11 Bodolay Packaging Machinery, Inc., 263 NLRB 320, 326 (1982),
relied on by the General Counsel, is inapposite. Although the employ-
ee’s request for a “witness” was treated as a request for a Weingarten
representative, the case was decided at a time when Weingarten rights
had been extended to unrepresented employees, thus at a time when an
unrepresented employee would ask for a “witness” because no union or
union representative was on the scene. See Materials Research Corp.,
262 NLRB 1010 (1982) (extending Weingarten to nonunion work-
place), later reversed in E. I. du Pont & Co., 289 NLRB 627 (1988),
and later, Epilepsy Foundation of Northeast Ohio, 331 NLRB 676
(2000) (extending Weingarten to nonunion workplace), enfd in relevant
part 268 F.3d 1095 (D.C. Cir. 2001), cert. denied 536 U.S. 904 (2002),
reversed in IBM Corp., 341 NLRB 1288 (2004).
12 L. A. Water Treatment, 263 NLRB 244, 245(1982) (denial of fel-
low employee as representative at investigatory interview violative
where no union representative or steward available, contract did not
require presence of union representative at interview, and employer and
union had no oral understanding establishing a procedure for represen-
tation at interviews); Illinois Bell Telephone Co., 251 NLRB 932, 933
(1980), enfd in relevant part 674 F.2d 618 (7th Cir. 1982), supplement-
ed 275 NLRB 148 (19985), enfd sub nom. Communication Workers of
America Local 5008 v. NLRB, 784 F.2d 847 (7th Cir. 1986) (same).
ASSET PROTECTION & SECURITY SERVICES, L.P.
627
ion Representative” be present at disciplinary interviews upon
employee request. Moreover, Fulmer, a Local 830 representa-
tive, was offered to Dawson pursuant to the oral understanding
between Respondent and Local 830 that Fulmer would be the
point of contact at investigatory interviews and for this inter-
view in particular. Thus, I find that the narrow circumstances
for utilization of a fellow employee are not present because
Fulmer was available, the contract provided for a “Union Rep-
resentative” upon request, and the oral understanding between
Respondent and Local 830 was that Fulmer would represent
Dawson.
Finally, the General Counsel argues that because there was
hostility between the current Local 830 officials and Dawson,
Fulmer was an unacceptable Weingarten representative. Cer-
tainly, that was Dawson’s stated position throughout. This was
why he attempted to obtain the assistance of Inman. His selec-
tion of Inman was rejected by both Respondent and Local 830.
Their rejection of Inman is not alleged as a violation of the Act.
Absent Inman’s assistance, Dawson rejected Fulmer’s assis-
tance because he did not want his opposition handling the in-
vestigatory interview. Dawson thus decided to represent him-
self. This was his choice to make. As a knowledgeable past
official of Local 830, he knowingly waived his right to union
representation at the investigatory interview.
Of course, where the interests of a union are adverse to those
of an employee it represents in grievance procedures, the Board
refuses to defer.13 Analogizing the adversity of a Weingarten
representative to the adversity of a union in refusal to defer to
arbitration, the General Counsel argues that “the sharp conflict
of interest” between the current Local 830 officers and Daw-
son, a former union president and current candidate for presi-
dent, created a risk that Fulmer would not properly represent
Dawson at the interview.14
The record establishes that Dawson and Ochs have run
against each other three times. Once Dawson won and once
Ochs won. The third election took place after Dawson’s dis-
charge. Campaign literature from the 2012 campaign indicates
that Ochs found fault in Dawson’s representation because of
failure to process grievances in a timely manner, failure to rep-
resent employees on a 32/40 overtime issue, and failure to ne-
gotiate a health and welfare increase to offset increased premi-
um costs. In other words, the Ochs campaign rhetoric was
based on the perception that Ochs could do better than Dawson.
13 United Technologies Corp., 268 NLRB 557, 560 (1984).
14 The General Counsel relies by analogy on Tubari Ltd., 287 NLRB
1273, 1274 (1988), enfd. mem. 869 F.2d 590 (3d Cir. 1989) (in arbitra-
tion proceeding, union breached duty of fair representation to dis-
charged employees who supported rival union); Consolidated Edison
Co., 280 NLRB 338, 346 (1986) (judge finds that deferral inappropriate
due to sufficient doubt that dissident grievant would be adequately
represented); United Technologies Corp., supra, 268 NLRB at 560
(deferral appropriate despite single statement of foreman to grievant
and shop steward during first step meeting that if grievance processed
to next step, grievant would be disciplined); Kansas Meat Packers, 198
NLRB 543, 543–544 (1972) (deferral inappropriate where business
agent caused discharge of shop steward/grievant who made numerous
complaints to union regarding safety hazards and on the job injuries
resulting in friction with business agent, resigned as union steward and
terminated withholding of dues).
No personal or derogatory evidence was introduced which
would show animosity.
Similarly, Dawson’s February 2012 campaign literature indi-
cates that he accused Ochs of giving away employee rights and
“crawling in bed” with the employer. These statements are also
confined to typical campaign rhetoric. Thus, there is no specific
evidence of animus. Moreover, any potential ill effects of the
2012 campaign rhetoric were attenuated due to passage of time.
At the time of the investigatory interview, Dawson was run-
ning against Ochs for president of Local 830. Fulmer was run-
ning for vice president on the Ochs slate. While this fact alone
is sufficient to support a possibility that Fulmer’s representation
of Dawson might have been awkward, it is insufficient to war-
rant a finding of hostility, conflict of interest, or adverse inter-
est. Moreover, in 2011, Fulmer and Dawson served concurrent-
ly as vice president and president respectively with no apparent
antagonism that would suggest a disqualifying basis on Ful-
mer’s part. Finally, there were nine other officers of Local 830
who might have been considered had there been specific evi-
dence of animus between Fulmer and Dawson. Given the lack
of evidence regarding any specific animosity15 and the absence
of any prior failure on Fulmer’s part to faithfully perform any
standard representational duties, it is impossible to find the
“sharp conflict of interest” referred to by the General Counsel.
The General Counsel relies on Dresser Industries, 289
NLRB 90, 109 (1988), in which the judge found that substantial
hostility of one slate of candidates for another rendered deferral
to arbitration unwarranted. The hostilities included proposing
an internal union rule which would have disqualified the oppos-
ing slate, strong arming a member of the opposing slate to re-
sign as a trustee, and telling a member of the opposing slate
who asked for assistance with a disciplinary warning that he
could “wipe his ass” with it. No exceptions were taken to re-
fusal to defer and the Board did not discuss the judge’s find-
ings. Thus, the decision not to defer has no binding effect.
Moreover, the level of hostility in Dresser distinguishes it from
the facts of the instant case. No such evidence of animus is
present on the record in this case.
Weingarten does not specifically encompass a self-
represented employee’s right to an employee witness. Under
the circumstances of this case, that is, where the contract re-
quires a union representative, Local 830 and Respondent had
selected a union representative, and there is insufficient evi-
dence to find a risk that the representative would not fairly
represent Dawson, extension of Weingarten is unwarranted.
Further, Dawson waived his right to a Weingarten representa-
tive and determined to represent himself. Finally, utilization of
15 Specific animosity was found, for instance, where the grievant
filed an unfair labor practice charge against the union alleging the busi-
ness agent caused his discharge as well as evidence of strong personal
hostility of the union representative for grievant, American Medical
Response of Connecticut, Inc., 359 NLRB 1301, 1301 fn. 2 (2013)
(currently set aside postissuance of NLRB v. Noel Canning, 134 S.Ct.
2550 (2014), where the union threatened to discharge and caused the
discharge of grievants who supported a rival union, Warehouse Em-
ployees Local 20408 (Dubovsky & Sons), 296 NLRB 396 (1989);
where the aggrieved party was seeking to decertify the union, Electrical
Workers Local 675, 223 NLRB 1499 (1976).
628
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
an ad hoc employee witness would undermine the collective
rights of the bargaining unit.
Thus, on the record as a whole, no violation of Section
8(a)(1) occurred by denial of Zimmerman’s presence as a wit-
ness at the investigatory interview because the presence of an
employee witness for a self-represented employee is not en-
compassed in Weingarten. Moreover, even if the request for an
employee witness were encompassed in Weingarten, there was
no violation in denying the request because a union representa-
tive was available, the parties’ contract required that Respond-
ent provide a union representative, and the parties’ oral agree-
ment was that Fulmer would handle the investigatory interview.
Finally, absent specific evidence of animus, the mere fact that
Fulmer and Dawson were on competing slates in the Local 830
elections, does not in and of itself create a risk that Fulmer
would not fairly represent Dawson. Thus, Respondent did not
violate the Act by refusing to allow Zimmerman to remain as a
witness at Dawson’s interview. It follows that Respondent did
not violate the Act by continuing Dawson’s “self-represented”
interview without Zimmerman’s presence. Finally, because
Respondent did not unlawfully deny an employee witness at the
interview, Respondent did not discharge Dawson in violation of
Section 8(a)(1) of the Act.16
Analysis Alleged Interrogation
Dawson asked Barajas to stop false rumors that he had taken
a swing at Rowe during muster on January 13. On several occa-
16 See generally YRC Freight, 360 NLRB 744, 745–747 (2014)
(employee may not lawfully be subjected to retaliation for making a
Weingarten request but assertion of Weingarten right does not immun-
ize employee from potential discipline).
sions, Dawson renewed this request to stop the rumors. On each
of these occasions, Barajas asked who was spreading the ru-
mors and when.
The General Counsel alleges that Barajas’ questioning con-
stituted interrogation in violation of Section 8(a)(1) of the Act.
In his opening statement, counsel for the General Counsel’s
position was that by asking Dawson for the names of employ-
ees spreading the rumors, Respondent violated the Act. On
brief, the General Counsel’s position is subtly different. The
General Counsel argues that by asking Dawson to provide the
names of coworkers who alerted Dawson to the damaging ru-
mors being spread about him, Respondent violated the Act.
This second theory might establish a violation if it had hap-
pened. But this theory is unsupported by any evidence. Rather,
the evidence is that Dawson wanted the rumors stopped and
Barajas, who was unaware of any rumors, asked who was
spreading the rumors. He never asked Dawson for the names of
his coworkers who alerted Dawson to the rumors. Under these
circumstances, there is no violation.
On these findings of fact and conclusions of law and on the
entire record, the following recommended Order is issued17
ORDER
The complaint is dismissed.
17 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order, as provided in Sec. 102.48 of the Rules, shall be adopt-
ed by the Board and all objections to them shall be deemed waived for
all purposes.