State Operations Manual (Pub. 100-07), Ch. 5 § 5380
CMS location Processing of CMS location Investigated
5380 - CMS location Processing of CMS location Investigated
Complaints
(Rev. 243; Issued: 06-12-26; Effective: 06-12-26; Implementation: 06-12-26)
This less frequent class of complaints includes allegations retained by the CMS location
or forwarded to the CMS location by the SA for investigation or special processing. The
CMS location responsibilities vary based on the type of complaint.
1 - Direct CMS location Investigation
These procedures apply when a direct CMS location investigation is conducted. When
directly investigating, the CMS location begins by ensuring that it or the SA has met all
intake, acknowledgment, and priority assignment requirements in §5010 to §5020.
2 - Conducting the Investigation
The CMS location follows the procedures for investigation in §5300.
3 – CMS location Certification Actions
When Federal deficiencies are identified, the CMS location initiates certification actions
as follows:
a. Noncompliance that Constitutes Immediate Jeopardy to Resident Health and
Safety - The CMS location initiates procedures in accordance with §§7307 to
7309. The CMS location performs the SA responsibilities described in these
sections.
b. Noncompliance that Does Not Constitute Immediate Jeopardy to Resident Health
and Safety - The CMS location initiates procedures in accordance with §§7311 to
7316.
c. In Substantial Compliance - The CMS location initiates procedures in accordance
with §7319.
4 - Reporting
The CMS location should report survey information into the iQIES system , including
Forms CMS-670 and CMS-2567.