Federal (United States) · Regulations
Subpart A — General Provisions, Definitions and Exemptions
13 sections
13 sections
- 17 C.F.R. § 4.1Requirements as to form.
- 17 C.F.R. § 4.5Exclusion for certain otherwise regulated persons from the definition of the term “commodity pool operator.”
- 17 C.F.R. § 4.6Exclusion for certain otherwise regulated persons from the definition of the term “commodity trading advisor.”
- 17 C.F.R. § 4.7Exemption from certain part 4 requirements for commodity pool operators with respect to offerings to qualified eligible persons and for commodity trading advisors with respect to advising qualified eligible persons.
- 17 C.F.R. § 4.8Exemption from certain requirements of rule 4.26 with respect to pools offered or sold in certain offerings exempt from registration under the Securities Act.
- 17 C.F.R. § 4.10Definitions.
- 17 C.F.R. § 4.11Exemption from section 4n(3)(B).
- 17 C.F.R. § 4.12Exemption from provisions of this part.
- 17 C.F.R. § 4.13Exemption from registration as a commodity pool operator.
- 17 C.F.R. § 4.14Exemption from registration as a commodity trading advisor.
- 17 C.F.R. § 4.15Continued applicability of antifraud section.
- 17 C.F.R. § 4.16Prohibited representations.
- 17 C.F.R. § 4.17Severability.