17 C.F.R. § 4.15

Continued applicability of antifraud section.

Last amended: 2016Year: 2026Length: 51 wordsOfficial source

Cite as 17 C.F.R. § 4.15 (2026)

The provisions of section 4 o of the Act shall apply to any person even though such person is exempt from registration under this part 4, and it shall continue to be unlawful for any such person to violate section 4 o of the Act. [50 FR 15884, Apr. 23, 1985]
17 C.F.R. § 4.15: Continued applicability of antifraud section. | Justis AI