17 C.F.R. § 249.509

Form 9-M, consent to service of process by a partnership nonresident broker-dealer.

Last amended: 2019Year: 2026Length: 67 wordsOfficial source

Cite as 17 C.F.R. § 249.509 (2026)

This form shall be filed pursuant to Rule 15b1-5 (§ 240.15b1-5 of this chapter) by each partnership nonresident broker-dealer registered or applying for registration pursuant to section 15 of the Act. [33 FR 18995, Dec. 20, 1968] Editorial Note: For Federal Register citations affecting Form 9-M, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
Cross-references to the CFR
240.15b1-5
17 C.F.R. § 249.509: Form 9-M, consent to service of process by a partnership nonresident broker-dealer. | Justis AI