17 C.F.R. § 249.510
Form 10-M, consent to service of process by a nonresident general partner of a broker-dealer firm.
Cite as 17 C.F.R. § 249.510 (2026)
This form shall be filed pursuant to Rule 15b1-5 (§ 240.15b1-5 of this chapter) by each nonresident general partner of a broker-dealer firm registered or applying for registration pursuant to section 15 of the Act.
[33 FR 18995, Dec. 20, 1968]
Editorial Note:
For
Federal Register
citations affecting Form 10-M, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at
www.govinfo.gov.
- Cross-references to the CFR
- 240.15b1-5