17 C.F.R. § 37.1200

Core Principle 12—Conflicts of interest.

Last amended: 2016Year: 2026Length: 30 wordsSubsections: 2Official source

Cite as 17 C.F.R. § 37.1200 (2026)

The swap execution facility shall: (a) Establish and enforce rules to minimize conflicts of interest in its decision-making process; and (b) Establish a process for resolving the conflicts of interest.
17 C.F.R. § 37.1200: Core Principle 12—Conflicts of interest. | Justis AI