17 C.F.R. § 37.405

Risk controls for trading.

Last amended: 2016Year: 2026Length: 42 wordsOfficial source

Cite as 17 C.F.R. § 37.405 (2026)

The swap execution facility shall establish and maintain risk control mechanisms to prevent and reduce the potential risk of market disruptions, including, but not limited to, market restrictions that pause or halt trading under market conditions prescribed by the swap execution facility.
17 C.F.R. § 37.405: Risk controls for trading. | Justis AI