17 C.F.R. § 37.407

Regulatory service provider.

Last amended: 2016Year: 2026Length: 29 wordsOfficial source

Cite as 17 C.F.R. § 37.407 (2026)

A swap execution facility shall comply with the regulations in this subpart through a dedicated regulatory department or by contracting with a regulatory service provider pursuant to § 37.204.
Cross-references to the CFR
37.204.
17 C.F.R. § 37.407: Regulatory service provider. | Justis AI