17 C.F.R. § 37.500

Core Principle 5—Ability to obtain information.

Last amended: 2016Year: 2026Length: 59 wordsSubsections: 3Official source

Cite as 17 C.F.R. § 37.500 (2026)

The swap execution facility shall: (a) Establish and enforce rules that will allow the facility to obtain any necessary information to perform any of the functions described in section 5h of the Act; (b) Provide the information to the Commission on request; and (c) Have the capacity to carry out such international information-sharing agreements as the Commission may require.
17 C.F.R. § 37.500: Core Principle 5—Ability to obtain information. | Justis AI