Diane Dalmy, Esq. (Order Granting Petition for Review and Scheduling Briefs)

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION November 4, 2015 SECURITIES ACT OF 1933 Release No. 9977 / November 4, 2015 Admin. Proc. File No. 3-16339 In the Matter of DIANE DALMY, ESQ. ORDER GRANTING PETITION FOR REVIEW AND SCHEDULING BRIEFS Pursuant to Commission Rule of Practice 411,1 the petition of Diane Dalmy, Esq., for review of the administrative law judge's initial decision2 is granted. Pursuant to Rule of Practice 411(d),3 the Commission will determine what sanctions, if any, are appropriate in this matter. Accordingly, IT IS ORDERED, pursuant to Rule of Practice 450(a),4 that a brief in support of the petition for review shall be filed by December 4, 2015. A brief in opposition shall be filed 1 17 C.F.R. ' 201.411. 2 John Briner, Esq., et al., Initial Decision Rel. No. 886 (Sept. 18, 2015), 112 SEC Docket 08, 2015 WL 5472623. 3 17 C.F.R. § 201.411(d). 4 17 C.F.R. § 201.450(a). 2 by January 4, 2016, and any reply brief shall be filed by January 19, 2016.5 Pursuant to Rule of Practice 180(c),6 failure to file a brief in support of the petition may result in dismissal of this review proceeding as to that petitioner. For the Commission, by the Office of General Counsel, pursuant to delegated authority. Brent J. Fields Secretary 5 As provided by Rule of Practice 450(a), no briefs in addition to those specified in this schedule may be filed without leave of the Commission. Attention is called to Rules 150 – 153, 17 C.F.R. §§ 201.150 – 153, with respect to form and service, and Rules of Practice 450(b) and (c), 17 C.F.R. §§ 201.450(b), 201.450(c), with respect to content and length limitations. Requests for extensions of time to file briefs are disfavored. 6 17 C.F.R. § 201.180(c).