Federal (United States) · Session law
Pub. L. 104-290 — To amend the Federal securities laws in order to promote efficiency and capital formation in the financial markets, and to amend the Investment Company Act of 1940 to promote more efficient management of mutual funds, protect investors, and provide more effective and less burdensome regulation.
44 sections
44 sections
- Pub. L. 104-290, tit. I, sec. 101SHORT TITLE.Enacted
- Pub. L. 104-290, tit. I, sec. 102CREATION OF NATIONAL SECURITIES MARKETS.Enacted
- Pub. L. 104-290, tit. I, sec. 103BROKER-DEALER EXEMPTIONS FROM STATE LAW.Enacted
- Pub. L. 104-290, tit. I, sec. 104BROKER-DEALER FUNDING.Enacted
- Pub. L. 104-290, tit. I, sec. 105EXEMPTIVE AUTHORITY.Enacted
- Pub. L. 104-290, tit. I, sec. 106PROMOTION OF EFFICIENCY, COMPETITION, AND CAPITAL FORMATION.Enacted
- Pub. L. 104-290, tit. I, sec. 107PRIVATIZATION OF EDGAR.Enacted
- Pub. L. 104-290, tit. I, sec. 108IMPROVING COORDINATION OF SUPERVISION.Enacted
- Pub. L. 104-290, tit. I, sec. 109INCREASED ACCESS TO FOREIGN BUSINESS INFORMATION.Enacted
- Pub. L. 104-290, tit. II, sec. 201SHORT TITLE.Enacted
- Pub. L. 104-290, tit. II, sec. 202FUNDS OF FUNDS.Enacted
- Pub. L. 104-290, tit. II, sec. 203FLEXIBLE REGISTRATION OF SECURITIES.Enacted
- Pub. L. 104-290, tit. II, sec. 204FACILITATING USE OF CURRENT INFORMATION IN ADVERTISING.Enacted
- Pub. L. 104-290, tit. II, sec. 205VARIABLE INSURANCE CONTRACTS.Enacted
- Pub. L. 104-290, tit. II, sec. 206REPORTS TO THE COMMISSION AND SHAREHOLDERS.Enacted
- Pub. L. 104-290, tit. II, sec. 207BOOKS, RECORDS, AND INSPECTIONS.Enacted
- Pub. L. 104-290, tit. II, sec. 208PROHIBITION ON DECEPTIVE INVESTMENT COMPANY NAMES.Enacted
- Pub. L. 104-290, tit. II, sec. 209AMENDMENTS TO DEFINITIONS.Enacted
- Pub. L. 104-290, tit. II, sec. 210PERFORMANCE FEES EXEMPTIONS.Enacted
- Pub. L. 104-290, tit. III, sec. 301SHORT TITLE.Enacted
- Pub. L. 104-290, tit. III, sec. 302FUNDING FOR ENHANCED ENFORCEMENT PRIORITY.Enacted
- Pub. L. 104-290, tit. III, sec. 302IMPROVED SUPERVISION THROUGH STATE AND FEDERAL COOPERATION.Enacted
- Pub. L. 104-290, tit. III, sec. 304INTERSTATE COOPERATION.Enacted
- Pub. L. 104-290, tit. III, sec. 305DISQUALIFICATION OF CONVICTED FELONS.Enacted
- Pub. L. 104-290, tit. III, sec. 306INVESTOR ACCESS TO INFORMATION.Enacted
- Pub. L. 104-290, tit. III, sec. 307CONTINUED STATE AUTHORITY.Enacted
- Pub. L. 104-290, tit. III, sec. 308EFFECTIVE DATE.Enacted
- Pub. L. 104-290, tit. I, sec. 401SHORT TITLE.Enacted
- Pub. L. 104-290, tit. I, sec. 402PURPOSES.Enacted
- Pub. L. 104-290, tit. I, sec. 403AUTHORIZATION OF APPROPRIATIONS.Enacted
- Pub. L. 104-290, tit. I, sec. 404REGISTRATION FEES.Enacted
- Pub. L. 104-290, tit. I, sec. 404TRANSACTION FEES.Enacted
- Pub. L. 104-290, tit. I, sec. 406TIME FOR PAYMENT.Enacted
- Pub. L. 104-290, tit. I, sec. 407SENSE OF THE CONGRESS CONCERNING FEES.Enacted
- Pub. L. 104-290, tit. I, sec. 501EXEMPTION FOR ECONOMIC, BUSINESS, AND INDUSTRIAL DEVELOPMENT COMPANIES.Enacted
- Pub. L. 104-290, tit. I, sec. 502INTRASTATE CLOSED-END INVESTMENT COMPANY EXEMPTION.Enacted
- Pub. L. 104-290, tit. I, sec. 503DEFINITION OF ELIGIBLE PORTFOLIO COMPANY.Enacted
- Pub. L. 104-290, tit. I, sec. 504DEFINITION OF BUSINESS DEVELOPMENT COMPANY.Enacted
- Pub. L. 104-290, tit. I, sec. 505ACQUISITION OF ASSETS BY BUSINESS DEVELOPMENT COMPANIES.Enacted
- Pub. L. 104-290, tit. I, sec. 506CAPITAL STRUCTURE AMENDMENTS.Enacted
- Pub. L. 104-290, tit. I, sec. 507FILING OF WRITTEN STATEMENTS.Enacted
- Pub. L. 104-290, tit. I, sec. 508CHURCH EMPLOYEE PENSION PLANS.Enacted
- Pub. L. 104-290, tit. I, sec. 509PROMOTING GLOBAL PREEMINENCE OF AMERICAN SECURITIES MARKETS.Enacted
- Pub. L. 104-290, tit. I, sec. 510STUDIES AND REPORTS.Enacted