Missouri · Regulations
Chapter 54 — Exemptions and Federal Covered
34 sections
34 sections
- 15 CSR 30-54.010General
- 15 CSR 30-54.015Notice Filings for Investment Companies
- 15 CSR 30-54.020Government Issued or Guaranteed Securities
- 15 CSR 30-54.030Bank, Savings Institution or Trust Company Securities (Rescinded February 29, 2004)Rescinded
- 15 CSR 30-54.040Federal Savings and Loan Association or State Building and Loan or Similar Association Securities (Rescinded February 29, 2004)Rescinded
- 15 CSR 30-54.050Railroad, Other Common Carrier, Public Utility and Holding Company Securities
- 15 CSR 30-54.060Stock Exchange Listed Securities
- 15 CSR 30-54.070Not-for-Profit Securities
- 15 CSR 30-54.080Commercial Paper Securities (Rescinded February 29, 2004)Rescinded
- 15 CSR 30-54.090Employees’ Benefit Plan Securities (Rescinded February 29, 2004)Rescinded
- 15 CSR 30-54.100Manual Exemption
- 15 CSR 30-54.110Unsolicited Order to Buy Exemption
- 15 CSR 30-54.120Mortgage-Note Exemption
- 15 CSR 30-54.130Limited Offering Exemption
- 15 CSR 30-54.140Fifteen Transactions in Twelve Months Exemption (Rescinded February 29, 2004)Rescinded
- 15 CSR 30-54.150Suggested Form of Investment Letter
- 15 CSR 30-54.160Offers to Existing Security Holders Exemption (Rescinded February 29, 2004)Rescinded
- 15 CSR 30-54.170Preeffective Offer Exemption
- 15 CSR 30-54.175Solicitation of Interest
- 15 CSR 30-54.180and Exchange Commission Registration Nonissuer Exemption (Rescinded February 11, 1979)Rescinded
- 15 CSR 30-54.183Exemption for Reporting Company Securities
- 15 CSR 30-54.190New Generation Processing Entity Exemption
- 15 CSR 30-54.195Missouri Agricultural Cooperatives
- 15 CSR 30-54.200Transactional Exemption for Oil, Gas or Mining (Rescinded November 11, 1984)Rescinded
- 15 CSR 30-54.205Notice Filing Requirement for Regulation
- 15 CSR 30-54.210Notice Filings for Transactions under Regulation D, Rule 506
- 15 CSR 30-54.215Missouri Accredited Investor Exemption
- 15 CSR 30-54.220Transaction Exemption for Securities Listed on Certain Quotation Systems
- 15 CSR 30-54.230Exemption for Certain Unit Investment Trust Units (Rescinded April 30, 2004)Rescinded
- 15 CSR 30-54.240Missouri Issuer Exemption (Rescinded April 30, 2004)Rescinded
- 15 CSR 30-54.250Missouri Qualified Fund Exemption
- 15 CSR 30-54.260Foreign Issuer Exemption
- 15 CSR 30-54.280Tax Credit Exemption (Rescinded April 30, 2004)Rescinded
- 15 CSR 30-54.290Canadian-United States Cross-Border Trading Exemption