Arizona · Agency guidance
Arizona Department of Insurance and Financial Institutions Financial-Institutions Bulletins
35 sections
35 sections
- AZ DFI Regulatory Alert CL/CO-16-01AZ DFI Regulatory Alert CL/CO-16-01: Unlicensed Consumer Lending Transactions
- AZ DFI Regulatory Alert MB/BK-07-02AZ DFI Regulatory Alert MB/BK-07-02: Adoption of Statement on Subprime Mortgage Lending
- AZ DFI Regulatory Alert MT-08-01AZ DFI Regulatory Alert MT-08-01: Customer Identification Requirements of A.R.S. § 6-1241 (E) and A.R.S. §6-1241 (J)
- AZ DFI Regulatory Alert MT-09-01AZ DFI Regulatory Alert MT-09-01: Filing of duplicated SARs
- AZ DFI Regulatory Alert SF-13-01AZ DFI Regulatory Alert SF-13-01: Allowable Charges for Auto Title Lenders and Document Preparations Fee Charges
- AZ DFI Regulatory Bulletin 2021-01AZ DFI Regulatory Bulletin 2021-01: Collection Agency Licenses: Branches
- AZ DFI Regulatory Bulletin 2025-04AZ DFI Regulatory Bulletin 2025-04: Consumer Lender/Sales Finance Dual License
- AZ DFI Regulatory Bulletin 2025-11AZ DFI Regulatory Bulletin 2025-11: Request to Provide Financial Institutions/Enterprises Customers Flexibility During Federal Government Shutdown
- AZ DFI Regulatory Bulletin CA-05-01AZ DFI Regulatory Bulletin CA-05-01: Collection Agencies must comply with Arizona Statutes and rules A.R.S. §32-1001 et. seq . and A.A.C. R20-4-1501 et. seq.
- AZ DFI Regulatory Bulletin LO-13-01AZ DFI Regulatory Bulletin LO-13-01: The purpose of this Regulatory Bulletin is to bring to the attention of licensed attorneys the licensing requirements for loan originators.
- AZ DFI Regulatory Bulletin MB&BK-13-01AZ DFI Regulatory Bulletin MB&BK-13-01: Adoption of Guidelines relating to Nontraditional Mortgage Products
- AZ DFI Regulatory Bulletin MT-03-01AZ DFI Regulatory Bulletin MT-03-01: Money transmitters and their authorized delegates must keep the records required in A.R.S. §6-1241.E.
- AZ DFI Regulatory Bulletin MT-03-02AZ DFI Regulatory Bulletin MT-03-02: Clarification of the Department's interpretation of A.R.S. §6-1241.E, as it related to the sale of money orders in amounts of $1,000 or more.
- AZ DFI Regulatory Bulletin MT-12-01AZ DFI Regulatory Bulletin MT-12-01: All money transmitters that they must comply with Arizona statutes A.R.S. §6-12101 et. seq.
- AZ DFI Regulatory Bulletin MT-17-01AZ DFI Regulatory Bulletin MT-17-01: Check Cashing Transactions of $1,000.00 or more.
- AZ DFI Regulatory Bulletin TC-05-01AZ DFI Regulatory Bulletin TC-05-01: Trust Companies must comply with Arizona statutes and rules A.R.S. § 6-851 et. seq. and A.A.C. R20-4-801 et. seq. and failure to do so may result in disciplinary administrative action.
- AZ DFI Substantive Policy Statement 2021-02AZ DFI Substantive Policy Statement 2021-02: Loan Originator Employment and Compensation
- AZ DFI Substantive Policy Statement BA-1AZ DFI Substantive Policy Statement BA-1: Minimum Audit Procedures FDIC
- AZ DFI Substantive Policy Statement BA-2AZ DFI Substantive Policy Statement BA-2: Legal Lending Limit
- AZ DFI Substantive Policy Statement BA-3AZ DFI Substantive Policy Statement BA-3: Legal Lending Restrictions
- AZ DFI Substantive Policy Statement BA-5AZ DFI Substantive Policy Statement BA-5: Calculating Legal Lending Limits
- AZ DFI Substantive Policy Statement BA-6AZ DFI Substantive Policy Statement BA-6: Loan Production Offices
- AZ DFI Substantive Policy Statement BA-8AZ DFI Substantive Policy Statement BA-8: Financial Accounting Standards
- AZ DFI Substantive Policy Statement CL-1AZ DFI Substantive Policy Statement CL-1: Sales of Insurance
- AZ DFI Substantive Policy Statement CL-2AZ DFI Substantive Policy Statement CL-2: Dual Licenses
- AZ DFI Substantive Policy Statement CU-1AZ DFI Substantive Policy Statement CU-1: NCUA Investment Regulation Part 703
- AZ DFI Substantive Policy Statement EA-1AZ DFI Substantive Policy Statement EA-1: Semi-Annual Report
- AZ DFI Substantive Policy Statement EA-2AZ DFI Substantive Policy Statement EA-2: Anti-Inducement Statue
- AZ DFI Substantive Policy Statement EA-3AZ DFI Substantive Policy Statement EA-3: Funds Disbursement Statute
- AZ DFI Substantive Policy Statement GE-1AZ DFI Substantive Policy Statement GE-1: Pursuant to A.R.S. § 6-121, all financial institutions and enterprises are subject to the Department's supervision which includes licensure under A.R.S. §§ 6-122 and 123.
- AZ DFI Substantive Policy Statement GE-2AZ DFI Substantive Policy Statement GE-2: Short Distance Relocation of Office
- AZ DFI Substantive Policy Statement GE-3AZ DFI Substantive Policy Statement GE-3: Credit Reports/ Arrest Records
- AZ DFI Substantive Policy Statement MB-2AZ DFI Substantive Policy Statement MB-2: Loan Agreements
- AZ DFI Substantive Policy Statement MB-4AZ DFI Substantive Policy Statement MB-4: Renewal Fees
- AZ DFI Substantive Policy Statement TC-2AZ DFI Substantive Policy Statement TC-2: Audit Requirements