Federal (United States) · Regulations

Subpart K — Form for Registration of, and Reporting by Securities Information Processors

2 sections

2 sections

17 C.F.R. § 249.1001Form SIP, for application for registration as a securities information processor or to amend such an application or registration.
17 C.F.R. § 249.1002Form CC, for application for registration as a competing consolidator or to amend such an application or registration.

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