17 C.F.R. § 249.1001

Form SIP, for application for registration as a securities information processor or to amend such an application or registration.

Last amended: 2019Year: 2026Length: 78 wordsOfficial source

Cite as 17 C.F.R. § 249.1001 (2026)

This form shall be used for application for registration as a securities information processor, pursuant to section 11A(b) of the Securities Exchange Act of 1934 (15 U.S.C. 78k-1(b)) and § 242.609 of this chapter, or to amend such an application or registration. [70 FR 37632, June 29, 2005] Editorial Note: For Federal Register citations affecting Form SIP, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
Cross-references to the US Code
15:78k-1
Cross-references to the CFR
242.609
17 C.F.R. § 249.1001: Form SIP, for application for registration as a securities information processor or to amend such an application or registration. | Justis AI