17 C.F.R. § 249.1001
Form SIP, for application for registration as a securities information processor or to amend such an application or registration.
Cite as 17 C.F.R. § 249.1001 (2026)
This form shall be used for application for registration as a securities information processor, pursuant to section 11A(b) of the Securities Exchange Act of 1934 (15 U.S.C. 78k-1(b)) and § 242.609 of this chapter, or to amend such an application or registration.
[70 FR 37632, June 29, 2005]
Editorial Note:
For
Federal Register
citations affecting Form SIP, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at
www.govinfo.gov.
- Cross-references to the US Code
- 15:78k-1
- Cross-references to the CFR
- 242.609