17 C.F.R. § 249.1002

Form CC, for application for registration as a competing consolidator or to amend such an application or registration.

Last amended: 2021Year: 2026Length: 47 wordsOfficial source

Cite as 17 C.F.R. § 249.1002 (2026)

This form shall be used for application for registration as a competing consolidator, pursuant to section 11A of the Securities Exchange Act of 1934 (15 U.S.C. 78k-1) and § 242.614 of this chapter, or to amend such an application or registration. [86 FR 18814, Apr. 9, 2021]
Cross-references to the US Code
15:78k-1
Cross-references to the CFR
242.614
17 C.F.R. § 249.1002: Form CC, for application for registration as a competing consolidator or to amend such an application or registration. | Justis AI